Investor Overview

SEC Filings

Filing date	Form	Description	Filing Group	Downloads
Aug 03 2011	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001047469-11-006904.pdf 0001047469-11-006904.rtf 0001047469-11-006904.xls View HTML
Apr 30 2013	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001047469-13-005200.pdf 0001047469-13-005200.rtf 0001047469-13-005200.xls View HTML
Apr 30 2014	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001047469-14-004454.pdf 0001047469-14-004454.rtf 0001047469-14-004454.xls View HTML
Apr 30 2015	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001571049-15-003418.pdf 0001571049-15-003418.rtf 0001571049-15-003418.xls View HTML
May 10 2016	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001571049-16-015072.pdf 0001571049-16-015072.rtf 0001571049-16-015072.xls View HTML
May 01 2017	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001571049-17-004257.pdf 0001571049-17-004257.rtf 0001571049-17-004257.xls View HTML
May 25 2018	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001571049-18-000317.pdf 0001571049-18-000317.rtf 0001571049-18-000317.xls View HTML
Apr 30 2019	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001144204-19-022427.pdf 0001144204-19-022427.rtf 0001144204-19-022427.xls View HTML
May 22 2020	DEF 14A	Official notification to shareholders of matters to be brought to a vote ("Proxy")	Proxy Filings	0001104659-20-065125.pdf 0001104659-20-065125.rtf 0001104659-20-065125.xls View HTML
Jun 01 2007	DEFA14A	Additional proxy soliciting materials - definitive	Proxy Filings	0001104659-07-044662.pdf 0001104659-07-044662.rtf 0001104659-07-044662.xls View HTML

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In an investment world increasingly occupied by passive, beta-centric investing, Cowen is focused on delivering value-added capabilities to clients who seek to outperform their peer groups.

In this section, you will find Cowen’s SEC filings, corporate governance information and other shareholder information.

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D 646 562 1056
james.farley@cowen.com

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D 646 569 5897
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