(State or Other Jurisdiction
(Commission File Number)
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
October 1, 2015
November 1, 2015
(dollars in millions)
Hedge Funds (a) (b) (c)
Ramius Trading Strategies
Real Estate (a) (g)
Healthcare Royalty Partners (d) (e)
The Company owns between 30% and 55% of the general partners or managing members of the real estate business, the activist business and the long/short credit business (the single strategy hedge funds). We do not possess unilateral control over any of these general partners or managing members.
Includes approximately $58.5 million of committed but undrawn capital that will only be charged fees when invested.
These amounts include the Ramius Event Driven Equity Fund and the Company's invested capital of approximately $163.8 million and $163.4 million as of November 1, 2015, and October 1, 2015, respectively.
These amounts include the Company's invested capital of approximately $19.7 million and $21.6 million as of November 1, 2015, and October 1, 2015, respectively.
This amount reflects committed capital.
Net performance is net of all management and incentive fees and includes the effect of any foreign exchange translation adjustments and leverage in certain funds.
Net flows/performance also reflects reductions in committed capital. The reduction shown for the month ended October 31, 2015 includes some reductions in committed capital from prior periods.