Investor Overview

SEC Filings

Filing date	Form	Description	Filing Group	Downloads
Feb 17 2015	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000919574-15-001654.pdf 0000919574-15-001654.rtf 0000919574-15-001654.xls View HTML
Feb 05 2016	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001207017-16-000099.pdf 0001207017-16-000099.rtf View HTML
Feb 08 2016	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001009012-16-000016.pdf 0001009012-16-000016.rtf View HTML
Feb 10 2016	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000932471-16-010724.pdf 0000932471-16-010724.rtf 0000932471-16-010724.xls View HTML
Jan 30 2017	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000215457-17-002230.pdf 0000215457-17-002230.rtf View HTML
Feb 10 2017	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001009012-17-000002.pdf 0001009012-17-000002.rtf View HTML
Feb 13 2017	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001172661-17-000438.pdf 0001172661-17-000438.rtf 0001172661-17-000438.xls View HTML
Feb 12 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000902561-07-000023.pdf 0000902561-07-000023.rtf 0000902561-07-000023.xls View HTML
Feb 14 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000315066-07-001671.pdf 0000315066-07-001671.rtf View HTML
Feb 08 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000790502-07-000006.pdf 0000790502-07-000006.rtf View HTML

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In an investment world increasingly occupied by passive, beta-centric investing, Cowen is focused on delivering value-added capabilities to clients who seek to outperform their peer groups.

In this section, you will find Cowen’s SEC filings, corporate governance information and other shareholder information.

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For Investor Relations, please contact

J.T. Farley

D 646 562 1056
james.farley@cowen.com

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LYNDA CARAVELLO

D 646 562 1676
lynda.caravello@cowen.com

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