Investor Overview

SEC Filings

Filing date	Form	Description	Filing Group	Downloads
Feb 14 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000315066-07-001671.pdf 0000315066-07-001671.rtf View HTML
Feb 08 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000790502-07-000006.pdf 0000790502-07-000006.rtf View HTML
Feb 12 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001011438-07-000104.pdf 0001011438-07-000104.rtf 0001011438-07-000104.xls View HTML
Feb 13 2008	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000052388-08-000011.pdf 0000052388-08-000011.rtf View HTML
Feb 06 2009	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001128239-09-000032.pdf 0001128239-09-000032.rtf View HTML
Jan 08 2010	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001453835-10-000005.pdf 0001453835-10-000005.rtf View HTML
Jan 28 2014	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001086364-14-000514.pdf 0001086364-14-000514.rtf View HTML
Feb 09 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000913849-07-000062.pdf 0000913849-07-000062.rtf 0000913849-07-000062.xls View HTML
Nov 09 2007	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0000070858-07-000174.pdf 0000070858-07-000174.rtf View HTML
Jan 13 2009	SC 13G	A statement of beneficial ownership of common stock by certain persons	3,4,5	0001453835-09-000002.pdf 0001453835-09-000002.rtf View HTML

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In an investment world increasingly occupied by passive, beta-centric investing, Cowen is focused on delivering value-added capabilities to clients who seek to outperform their peer groups.

In this section, you will find Cowen’s SEC filings, corporate governance information and other shareholder information.

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For Investor Relations, please contact

J.T. Farley

D 646 562 1056
james.farley@cowen.com

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LYNDA CARAVELLO

D 646 562 1676
lynda.caravello@cowen.com

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