SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:09-30-2014
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:COWEN GROUP, INC.
Address:599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number:028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Owen Littman
Title:General Counsel
Phone:212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen LittmanNew YorkNY11-14-2014
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:3
Form 13F Information Table Entry Total:314
Form 13F Information Table Value Total:970,003
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-10674RAMIUS ADVISORS LLC
2028-14361Ramius Alternative Solutions LLC
3028-04125COWEN & COMPANY, LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
22ND CENTY GROUP INCCOM90137F10322790,000SH DFND190,00000
ABBVIE INCCOM00287Y1092895,000SH DFND15,00000
ABBVIE INCCOM00287Y1091,44425,000SHPutDFND125,00000
ACACIA RESH CORPACACIA TCH COM00388130727317,660SH DFND117,66000
ACI WORLDWIDE INCCOM0044981014,464237,929SH DFND2237,92900
ACTAVIS PLCSHSG0083B1084,22217,500SH DFND117,50000
ADOBE SYS INCCOM00724F1014,58466,246SH DFND266,24600
ADVANCED MICRO DEVICES INCCOM0079031078525,000SH DFND325,00000
AECOM TECHNOLOGY CORP DELAWACOM00766T1003,389100,400SHCallDFND1100,40000
AGILENT TECHNOLOGIES INCCOM00846U1011,10719,431SH DFND119,43100
AIR PRODS & CHEMS INCCOM0091581064,73436,365SH DFND236,36500
AKAMAI TECHNOLOGIES INCCOM00971T1014,72879,058SH DFND279,05800
ALERE INCCOM01449J10567117,300SH DFND117,30000
ALKERMES PLCSHSG017671053007,000SH DFND17,00000
ALLERGAN INCCOM01849010211,49464,505SH DFND164,50500
ALLERGAN INCCOM0184901028,91050,000SHPutDFND150,00000
ALLIANT TECHSYSTEMS INCCOM0188041044,20532,946SH DFND132,94600
ALLISON TRANSMISSION HLDGS ICOM01973R10189431,394SH DFND131,39400
AMAZON COM INCCOM0231351061,1193,470SH DFND13,47000
AMERICAN RAILCAR INDS INCCOM02916P10383911,350SH DFND111,35000
AMERICAN RLTY CAP PPTYS INCCOM02917T1044,201348,315SH DFND2348,31500
AMGEN INCCOM0311621007735,500SH DFND15,50000
ANN INCCOM03562310755313,448SH DFND113,44800
APPLE INCCOM0378331002,19521,787SH DFND121,78700
APPLIED MATLS INCCOM03822210527012,500SH DFND312,50000
APPLIED MATLS INCCOM03822210511,108514,000SHCallDFND1514,00000
ARCH CAP GROUP LTDORDG0450A1054057,400SH DFND17,40000
ASTRAZENECA PLCSPONSORED ADR04635310871410,000SHPutDFND310,00000
ASTRAZENECA PLCSPONSORED ADR0463531086078,500SH DFND38,50000
AT&T INCCOM00206R1021775,100SHCallDFND35,10000
AT&T INCCOM00206R10210,572300,000SHPutDFND1300,00000
AVALANCHE BIOTECHNOLOGIES INCOM05337G1078,502248,674SH DFND1248,67400
AVANIR PHARMACEUTICALS INCCL A NEW05348P4012,816236,300SHCallDFND3236,30000
AVANIR PHARMACEUTICALS INCCL A NEW05348P40177565,000SHPutDFND365,00000
B/E AEROSPACE INCCOM0733021013,16537,700SH DFND137,70000
B/E AEROSPACE INCCOM0733021014,52453,900SHCallDFND353,90000
B/E AEROSPACE INCCOM0733021012,17425,900SHPutDFND325,90000
BABCOCK & WILCOX CO NEWCOM05615F1024,469161,398SH DFND2161,39800
BABCOCK & WILCOX CO NEWCOM05615F1021,53755,500SH DFND155,50000
BAKER HUGHES INCCOM0572241074,26165,488SH DFND265,48800
BANK NEW YORK MELLON CORPCOM0640581004,637119,723SH DFND2119,72300
BARNES & NOBLE INCCOM06777410991046,100SHPutDFND346,10000
BERKSHIRE HATHAWAY INC DELCL A0846701082071SH DFND1100
BIOGEN IDEC INCCOM09062X1034141,250SH DFND11,25000
BLUEBIRD BIO INCCOM09609G1003,31692,408SH DFND192,40800
BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710432017,100SH DFND117,10000
BOB EVANS FARMS INCCOM0967611012,02142,686SH DFND142,68600
BRINKER INTL INCCOM1096411004068,000SH DFND18,00000
BUCKEYE PARTNERS L PUNIT LTD PARTN1182301011,13514,250SH DFND114,25000
BURGER KING WORLDWIDE INCCOM1212201073,040102,500SHCallDFND1102,50000
BURGER KING WORLDWIDE INCCOM1212201074,320145,665SH DFND2145,66500
CAMERON INTERNATIONAL CORPCOM13342B1054,24363,917SH DFND263,91700
CANADIAN PAC RY LTDCOM13645T1005,11824,669SH DFND224,66900
CAPITAL ONE FINL CORPCOM14040H1054085,000SH DFND15,00000
CARRIZO OIL & GAS INCCOM1445771032,15340,000SHCallDFND340,00000
CATALYST PHARM PARTNERS INCCOM14888U101255106,250SH DFND3106,25000
CBRE GROUP INCCL A12504L1094,460149,965SH DFND2149,96500
CBS CORP NEWCL B1248572023757,000SH DFND17,00000
CBS CORP NEWCL B12485720280315,000SHCallDFND115,00000
CBS OUTDOOR AMERS INCCOM14987J1062,36078,825SH DFND178,82500
CHENIERE ENERGY INCCOM NEW16411R2084005,000SH DFND15,00000
CHICOS FAS INCCOM1686151022,679181,400SHCallDFND1181,40000
CHIPMOS TECH BERMUDA LTDSHSG2110R11447521,000SH DFND121,00000
CHIPMOS TECH BERMUDA LTDSHSG2110R11498643,598SH DFND343,59800
CIENA CORPCOM NEW17177930941825,000SH DFND325,00000
CITRIX SYS INCCOM1773761006429,000SH DFND19,00000
CIVEO CORPCOM17878710732528,026SH DFND128,02600
COLFAX CORPCOM1940141063426,000SH DFND16,00000
COMCAST CORP NEWCL A20030N10112,122225,400SHCallDFND1225,40000
COMPUWARE CORPCOM20563810935833,707SH DFND333,70700
COMPUWARE CORPCOM2056381091,172110,420SH DFND1110,42000
CONCUR TECHNOLOGIES INCCOM20670810921,327168,167SH DFND1168,16700
CONCUR TECHNOLOGIES INCCOM2067081093172,500SH DFND32,50000
CONSTANT CONTACT INCCOM21031310247517,500SH DFND117,50000
COPA HOLDINGS SACL AP310761053223,000SH DFND13,00000
CORNERSTONE ONDEMAND INCCOM21925Y1032758,000SH DFND38,00000
CORNERSTONE ONDEMAND INCCOM21925Y10334410,000SHPutDFND310,00000
COVIDIEN PLCSHSG2554F1132,14624,806SH DFND124,80600
COVIDIEN PLCSHSG2554F113871,000SH DFND31,00000
COWEN GROUP INC NEWCL A22362210114,2113,789,624SH DFND13,789,62400
CRESTWOOD EQUITY PARTNERS LPUNIT LTD PARTNER22634410932730,934SH DFND130,93400
CRESTWOOD MIDSTREAM PARTNERSUNIT LTD PARTNER22637810789839,624SH DFND139,62400
CUBIST PHARMACEUTICALS INCCOM2296781074066,125SH DFND16,12500
DELCATH SYS INCCOM NEW24661P40114975,000SH DFND175,00000
DEX MEDIA INC NEWCOM25213A1079810,200SH DFND110,20000
DIRECTVCOM25490A3091301,500SH DFND31,50000
DIRECTVCOM25490A3091301,500SHPutDFND31,50000
DIRECTVCOM25490A30951,776598,433SH DFND1598,43300
DOMINION RES INC VA NEWCOM25746U1095187,500SH DFND17,50000
DRESSER-RAND GROUP INCCOM2616081035797,033SH DFND17,03300
DRESSER-RAND GROUP INCCOM2616081032062,500SH DFND32,50000
DYNAVAX TECHNOLOGIES CORPCOM2681581024330,000SH DFND130,00000
EATON VANCE TAX MNGD GBL DVCOM27829F10810510,500SH DFND110,50000
EL PASO PIPELINE PARTNERS LCOM UNIT LPI2837021087,736192,636SH DFND1192,63600
ENCANA CORPCOM29250510494444,500SH DFND344,50000
ENCANA CORPCOM2925051041,16554,900SHPutDFND354,90000
ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1003,27953,150SH DFND153,15000
ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10997615,250SH DFND115,25000
ENTERPRISE PRODS PARTNERS LCOM2937921071,72342,750SH DFND142,75000
EOG RES INCCOM26875P1014955,000SH DFND15,00000
EQT CORPCOM26884L1094034,400SH DFND14,40000
EQUITY COMWLTHCOM SH BEN INT29462810287233,905SH DFND133,90500
EXPRESS SCRIPTS HLDG COCOM30219G1083535,000SH DFND35,00000
EXPRESS SCRIPTS HLDG COCOM30219G1081,00314,200SHPutDFND314,20000
EXXON MOBIL CORPCOM30231G1022702,871SH DFND12,87100
F M C CORPCOM NEW3024913033836,700SH DFND16,70000
FACEBOOK INCCL A30303M1027259,175SH DFND19,17500
FAMILY DLR STORES INCCOM30700010917,928232,111SH DFND1232,11100
FEDERAL SIGNAL CORPCOM31385510814210,708SH DFND110,70800
FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R3034,619166,506SH DFND2166,50600
FOREST OIL CORPCOM PAR $0.01346091705347296,400SHPutDFND1296,40000
FOSTER WHEELER AGCOMH2717810448,5841,536,504SH DFND11,536,50400
GALENA BIOPHARMA INCCOM3632561083517,200SH DFND117,20000
GENESIS ENERGY L PUNIT LTD PARTN3719271044749,000SH DFND19,00000
GENTIVA HEALTH SERVICES INCCOM37247A1021,04962,500SHPutDFND162,50000
GENUINE PARTS COCOM3724601053423,900SH DFND13,90000
GERON CORPCOM3741631033919,400SH DFND119,40000
GEVO INCCOM3743961091954,500SH DFND154,50000
GILEAD SCIENCES INCCOM3755581034,29440,340SH DFND140,34000
GILEAD SCIENCES INCCOM3755581035325,000SHCallDFND35,00000
GLU MOBILE INCCOM3798901061,037200,609SH DFND3200,60900
GNC HLDGS INCCOM CL A36191G1073,00177,456SH DFND177,45600
GOODRICH PETE CORPCOM NEW38241040514810,000SH DFND110,00000
GOODYEAR TIRE & RUBR COCOM3825501013,971175,823SH DFND2175,82300
GOOGLE INCCL A38259P5081,3832,350SH DFND12,35000
GOOGLE INCCL C38259P7061,0391,800SH DFND11,80000
GRAY TELEVISION INCCOM3893751068010,200SH DFND110,20000
GREENBRIER COS INCCOM3936571012643,600SH DFND13,60000
HALLIBURTON COCOM4062161013555,500SH DFND15,50000
HARMAN INTL INDS INCCOM4130861093,93840,170SH DFND240,17000
HEADWATERS INCCOM42210P10214711,700SH DFND111,70000
HERTZ GLOBAL HOLDINGS INCCOM42805T10573028,752SH DFND128,75200
HEWLETT PACKARD COCOM4282361034,625130,393SH DFND2130,39300
HOLOGIC INCCOM4364401014,595188,861SH DFND2188,86100
HORIZON PHARMA PLCSHSG4617B1054,307350,766SH DFND1350,76600
HORIZON PHARMA PLCSHSG4617B105362,900SH DFND32,90000
HOUSTON AMERN ENERGY CORPCOM44183U1001238,000SH DFND138,00000
HUDSON CITY BANCORPCOM44368310720421,020SH DFND321,02000
IAC INTERACTIVECORPCOM PAR $.00144919P5082,03830,926SH DFND130,92600
ILLUMINA INCCOM4523271092461,500SH DFND11,50000
INGERSOLL-RAND PLCSHSG477911014,36277,391SH DFND277,39100
INTELIQUENT INCCOM45825N10714211,400SH DFND111,40000
INTERNATIONAL BUSINESS MACHSCOM4592001018544,500SH DFND14,50000
INTERNATIONAL GAME TECHNOLOGCOM4599021021,61695,777SH DFND195,77700
INTERNATIONAL GAME TECHNOLOGCOM4599021021277,500SH DFND37,50000
INTERNATIONAL RECTIFIER CORPCOM46025410539210,000SH DFND310,00000
INVESTORS BANCORP INC NEWCOM46146L1014,478442,032SH DFND2442,03200
ISHARESMSCI CDA ETF46428650930710,000SH DFND110,00000
ISHARES TRNASDQ BIOTEC ETF4642875561,9437,100SHPutDFND37,10000
ISHARES TRNASDQ BIOTEC ETF4642875564651,700SHCallDFND31,70000
ISHARES TRRUSSELL 2000 ETF4642876552,15419,700SH DFND119,70000
ISHARES TRRUSSELL 2000 ETF46428765519,290176,400SHPutDFND1176,40000
JAZZ PHARMACEUTICALS PLCSHS USDG508711054903,050SH DFND13,05000
JETBLUE AIRWAYS CORPCOM47714310149646,700SHCallDFND346,70000
KINDER MORGAN ENERGY PARTNERUT LTD PARTNER49455010641,000439,534SH DFND1439,53400
KINDER MORGAN INC DELCOM49456B1015,000130,400SHCallDFND1130,40000
KINDER MORGAN INC DELCOM49456B1011,53740,100SHCallDFND340,10000
KODIAK OIL & GAS CORPCOM50015Q10013610,000SH DFND310,00000
KRAFT FOODS GROUP INCCOM50076Q10687415,500SH DFND315,50000
KRAFT FOODS GROUP INCCOM50076Q1061,11720,000SHCallDFND320,00000
KRAFT FOODS GROUP INCCOM50076Q1061,67630,000SHPutDFND330,00000
LAMAR ADVERTISING COCL A5128151011,90338,635SH DFND138,63500
LEGG MASON INCCOM5249011054,87395,255SH DFND295,25500
LIFE TIME FITNESS INCCOM53217R2071,68733,442SH DFND133,44200
LILLY ELI & COCOM53245710881112,500SHPutDFND312,50000
LILLY ELI & COCOM5324571082594,000SH DFND34,00000
LIN MEDIA LLCCL A COM5327711022,752123,943SH DFND1123,94300
LORAL SPACE & COMMUNICATNS ICOM5438811062,16130,100SHPutDFND330,10000
MACQUARIE INFRASTR CO LLCMEMBERSHIP INT55608B1054,55468,275SH DFND268,27500
MAGELLAN HEALTH INCCOM NEW5590792071643,000SH DFND33,00000
MAGELLAN HEALTH INCCOM NEW5590792073676,700SHPutDFND36,70000
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801062,55330,326SH DFND130,32600
MALLINCKRODT PUB LTD COSHSG5785G1071,00211,115SH DFND111,11500
MANITOWOC INCCOM5635711082,11290,043SH DFND190,04300
MATTSON TECHNOLOGY INCCOM577223100272110,000SH DFND1110,00000
MCEWEN MNG INCCOM58039P1076332,300SH DFND132,30000
MCKESSON CORPCOM58155Q1032921,500SH DFND11,50000
MEDASSETS INCCOM5840451084,286206,846SH DFND2206,84600
METHANEX CORPCOM59151K1082003,000SH DFND13,00000
MICHAEL KORS HLDGS LTDSHSG607541013575,000SH DFND15,00000
MICROSOFT CORPCOM5949181042325,000SH DFND15,00000
MICROSOFT CORPCOM5949181044,983107,479SH DFND2107,47900
MONDELEZ INTL INCCL A6092071054,462130,225SH DFND2130,22500
MONMOUTH REAL ESTATE INVT COCL A60972010720220,000SH DFND120,00000
MONSANTO CO NEWCOM61166W1014,52840,242SH DFND240,24200
MOTOROLA SOLUTIONS INCCOM NEW6200763074,96578,467SH DFND278,46700
MOVE INCCOM NEW62458M20721010,000SH DFND310,00000
MUELLER WTR PRODS INCCOM SER A6247581088910,700SH DFND110,70000
NABORS INDUSTRIES LTDSHSG6359F1031,34459,072SH DFND159,07200
NATIONAL OILWELL VARCO INCCOM6370711016098,000SH DFND18,00000
NCR CORP NEWCOM62886E1084,625138,436SH DFND2138,43600
NORTHWEST PIPE COCOM6677461013359,820SH DFND19,82000
NRG ENERGY INCCOM NEW6293775082598,500SH DFND38,50000
NRG ENERGY INCCOM NEW62937750883827,500SHCallDFND327,50000
NRG ENERGY INCCOM NEW629377508702,300SHPutDFND32,30000
NUANCE COMMUNICATIONS INCCOM67020Y1002,179141,355SH DFND1141,35500
OILTANKING PARTNERS L PUNIT LTD67804910781816,500SH DFND116,50000
ON ASSIGNMENT INCCOM6821591082449,100SH DFND19,10000
ONCOMED PHARMACEUTICALS INCCOM68234X10218910,000SHCallDFND310,00000
ONCOTHYREON INCCOM682324108192100,000SH DFND1100,00000
ONCOTHYREON INCCOM68232410821,000SH DFND31,00000
ONEOK INC NEWCOM6826801035979,110SH DFND19,11000
ONEOK PARTNERS LPUNIT LTD PARTN68268N10394116,815SH DFND116,81500
OUTERWALL INCCOM69007010756110,000SHPutDFND310,00000
OUTERWALL INCCOM6900701075059,000SH DFND39,00000
OWENS ILL INCCOM NEW6907684033,954151,785SH DFND2151,78500
PACIFIC BIOSCIENCES CALIF INCOM69404D1087415,000SH DFND115,00000
PACIFIC DRILLING SA LUXEMBOUREG SHSL7257P10663276,475SH DFND376,47500
PARKERVISION INCCOM7013541023430,000SH DFND130,00000
PDC ENERGY INCCOM69327R1013326,600SH DFND16,60000
PENN VA CORPCOM7078821061,691133,040SH DFND1133,04000
PEPSICO INCCOM7134481084,64749,923SH DFND249,92300
PEREGRINE SEMICONDUCTOR CORPCOM71366R70323819,228SH DFND319,22800
PHILLIPS 66 PARTNERS LPCOM UNIT REP INT71854920790113,500SH DFND113,50000
PINNACLE ENTMT INCCOM72345610974129,514SH DFND129,51400
PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031051,21120,570SH DFND120,57000
PLAINS GP HLDGS L PSHS A REP LTPN72651A1081,02733,500SH DFND133,50000
PLATFORM SPECIALTY PRODS CORCOM72766Q1054,528180,983SH DFND2180,98300
PRECISION CASTPARTS CORPCOM7401891057823,300SH DFND13,30000
PROSHARES TRPSHS ULSHT SP50074347B30055522,500SH DFND122,50000
PROSHARES TR IIULTRASHORT YEN N74347W5694556,000SH DFND16,00000
PROSHARES TR IIULTRASHRT EURO74347W88267934,000SH DFND134,00000
PTC INCCOM69370C1004,472121,196SH DFND2121,19600
QEP RES INCCOM74733V1001,69555,070SH DFND155,07000
QLIK TECHNOLOGIES INCCOM74733T10537914,000SH DFND314,00000
QLIK TECHNOLOGIES INCCOM74733T10559522,000SHPutDFND322,00000
QR ENERGY LPUNIT LTD PRTNS74734R1082,222114,440SH DFND1114,44000
RACKSPACE HOSTING INCCOM7500861004,543139,584SH DFND2139,58400
RACKSPACE HOSTING INCCOM75008610016500SH DFND350000
RARE ELEMENT RES LTDCOM75381M1021218,500SH DFND118,50000
REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y1071,39642,800SH DFND142,80000
RENESOLA LTDSPONS ADS75971T1034414,700SH DFND114,70000
REPLIGEN CORPCOM759916109603,000SH DFND33,00000
REPLIGEN CORPCOM75991610919910,000SHPutDFND310,00000
REPROS THERAPEUTICS INCCOM NEW76028H20928428,700SHCallDFND328,70000
RESTORATION HARDWARE HLDGS ICOM7612831003,97850,000SHPutDFND350,00000
RIGEL PHARMACEUTICALS INCCOM NEW766559603359185,000SH DFND3185,00000
RITE AID CORPCOM76775410412125,000SH DFND325,00000
RITE AID CORPCOM76775410412125,000SHPutDFND325,00000
RLJ ENTMT INCCOM74965F1045213,503SH DFND113,50300
ROCKWOOD HLDGS INCCOM77441510317,341226,825SH DFND1226,82500
ROWAN COMPANIES PLCSHS CL AG7665A1014,049159,979SH DFND2159,97900
RUBICON TECHNOLOGY INCCOM78112T1075412,700SH DFND112,70000
SAFEWAY INCCOM NEW7865142085,486159,954SH DFND1159,95400
SALIX PHARMACEUTICALS INCCOM79543510613,41785,874SH DFND185,87400
SANCHEZ ENERGY CORPCOM79970Y1053,830145,857SH DFND1145,85700
SANGAMO BIOSCIENCES INCCOM80067710612111,200SH DFND111,20000
SCHLUMBERGER LTDCOM8068571082032,000SH DFND12,00000
SCHWAB CHARLES CORP NEWCOM8085131051,24842,450SH DFND142,45000
SCIENTIFIC GAMES CORPCL A80874P1093,075285,550SH DFND1285,55000
SEATTLE GENETICS INCCOM8125781022426,500SH DFND16,50000
SEQUENOM INCCOM NEW8173374054615,600SH DFND115,60000
SHIRE PLCSPONSORED ADR82481R1066,03523,295SH DFND123,29500
SIGA TECHNOLOGIES INCCOM826917106420290,665SH DFND1290,66500
SIGMA ALDRICH CORPCOM8265521012,63919,406SH DFND119,40600
SIGNATURE BK NEW YORK N YCOM82669G1043032,700SH DFND12,70000
SIGNET JEWELERS LIMITEDSHSG812761004,71441,382SH DFND241,38200
SLM CORPCOM78442P1064,386512,400SHCallDFND3512,40000
SMITH A OCOM8318652093226,800SH DFND16,80000
SOTHEBYSCOM8358981074,098114,733SH DFND2114,73300
SPDR S&P 500 ETF TRTR UNIT78462F1032961,500SH DFND31,50000
SPDR S&P 500 ETF TRTR UNIT78462F10364,308326,400SHPutDFND1326,40000
SPDR S&P 500 ETF TRTR UNIT78462F1031,4787,500SHPutDFND37,50000
SPRINT CORPCOM SER 185207U105951150,000SH DFND1150,00000
SPRINT CORPCOM SER 185207U1054,102647,000SHPutDFND1647,00000
SPX CORPCOM7846351044,25445,294SH DFND245,29400
STERLING BANCORP DELCOM85917A10066551,960SH DFND151,96000
STILLWATER MNG COCOM86074Q10243929,200SHCallDFND329,20000
SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210457012,797SH DFND112,79700
SUNEDISON INCCOM86732Y1091,71891,000SH DFND391,00000
SUNEDISON INCCOM86732Y10928315,000SHCallDFND315,00000
SUNEDISON INCCOM86732Y1091,962103,900SHPutDFND3103,90000
SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1081,77236,728SH DFND136,72800
SYNERGY PHARMACEUTICALS DELCOM NEW871639308501180,000SH DFND1180,00000
SYSCO CORPCOM8718291073,950104,100SHPutDFND1104,10000
TEAM HEALTH HOLDINGS INCCOM87817A10743750SH DFND375000
TEAM HEALTH HOLDINGS INCCOM87817A1072905,000SHPutDFND35,00000
TESARO INCCOM88156910781030,100SHCallDFND330,10000
TESLA MTRS INCCOM88160R101204840SH DFND184000
TESORO CORPCOM8816091013055,000SH DFND15,00000
TEVA PHARMACEUTICAL INDS LTDADR8816242091,27623,745SH DFND123,74500
TIBCO SOFTWARE INCCOM88632Q10354823,200SH DFND323,20000
TIM HORTONS INCCOM88706M10332,964418,271SH DFND1418,27100
TIME WARNER CABLE INCCOM88732J20782,472574,756SH DFND1574,75600
TIVO INCCOM88870610835527,700SHPutDFND327,70000
TIVO INCCOM88870610892172,000SH DFND372,00000
TIVO INCCOM8887061082,008156,900SHCallDFND3156,90000
T-MOBILE US INCCOM8725901048,115281,102SH DFND1281,10200
T-MOBILE US INCCOM8725901043,560123,300SHCallDFND1123,30000
TRIANGLE PETE CORPCOM NEW89600B2011,743158,309SH DFND1158,30900
TRIUMPH GROUP INC NEWCOM8968181014,44768,361SH DFND268,36100
TRW AUTOMOTIVE HLDGS CORPCOM87264S10615,384151,936SH DFND1151,93600
TRW AUTOMOTIVE HLDGS CORPCOM87264S1064,15141,000SHPutDFND341,00000
TW TELECOM INCCOM87311L10499823,984SH DFND123,98400
TW TELECOM INCCOM87311L104741,767SH DFND31,76700
TW TELECOM INCCOM87311L1044,942118,781SH DFND2118,78100
ULTRAGENYX PHARMACEUTICAL INCOM90400D1088,430148,932SH DFND1148,93200
UNION PAC CORPCOM9078181083793,500SH DFND13,50000
UNITED STATES STL CORP NEWCOM9129091082747,000SH DFND17,00000
UTI WORLDWIDE INCORDG872101035,445512,204SH DFND2512,20400
VALEANT PHARMACEUTICALS INTLCOM91911K1025,29540,361SH DFND240,36100
VALEANT PHARMACEUTICALS INTLCOM91911K1023,28025,000SHPutDFND125,00000
VANDA PHARMACEUTICALS INCCOM92165910815514,900SH DFND114,90000
VIPER ENERGY PARTNERS LPCOM UNT RP INT92763M1051,39460,000SH DFND160,00000
VIRNETX HLDG CORPCOM92823T108851141,888SH DFND1141,88800
VITAMIN SHOPPE INCCOM92849E1011,11025,000SH DFND125,00000
WABCO HLDGS INCCOM92927K1023373,700SH DFND13,70000
WALGREEN COCOM9314221092,94449,675SH DFND149,67500
WAL-MART STORES INCCOM9311421033084,025SH DFND14,02500
WILLIAMS COS INC DELCOM96945710069212,500SH DFND112,50000
WILLIAMS COS INC DELCOM9694571004,75285,852SH DFND285,85200
WILLIAMS PARTNERS L PCOM UNIT L P96950F1043,67269,212SH DFND169,21200
WUXI PHARMATECH CAYMAN INCSPONS ADR SHS92935210270020,000SHPutDFND320,00000
WUXI PHARMATECH CAYMAN INCSPONS ADR SHS92935210261317,500SH DFND317,50000