SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:06-30-2013
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:COWEN GROUP, INC.
Address:599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number:028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Owen Littman
Title:General Counsel
Phone:212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen LittmanNew YorkNY08-14-2013
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:5
Form 13F Information Table Entry Total:281
Form 13F Information Table Value Total:988,215
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-13626Ramius LLC
2028-10674RAMIUS ADVISORS LLC
3028-14361Ramius Alternative Solutions LLC
4028-10501COWEN CAPITAL LLC
5028-04125COWEN & COMPANY, LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ACTAVIS INCCOM00507K1036,36150,400SH DFND250,40000
ACTAVIS INCCOM00507K1032,55020,200SHCallDFND520,20000
AEGERION PHARMACEUTICALS INCCOM00767E1021,62825,700SHCallDFND525,70000
AGENUS INCCOM NEW00847G7059926,200SH DFND226,20000
AMERICAN DG ENERGY INCCOM0253981082619,500SH DFND219,50000
APPLE INCCOM0378331003,96610,000SH DFND210,00000
ARBITRON INCCOM03875Q1086,408137,965SH DFND2137,96500
ARENA PHARMACEUTICALS INCCOM04004710211615,000SH DFND215,00000
ARIAD PHARMACEUTICALS INCCOM04033A10078745,000SH DFND245,00000
ASTA FDG INCCOM04622010913816,000SH DFND216,00000
AT&T INCCOM00206R1021,59345,000SH DFND245,00000
ATHENAHEALTH INCCOM04685W1037038,300SHCallDFND58,30000
AWARE INC MASSCOM05453N10021942,200SH DFND242,20000
AXT INCCOM00246W10317163,400SH DFND263,40000
BANK OF AMERICA CORPORATIONCOM0605051049,002700,000SH DFND2700,00000
BAXTER INTL INCCOM0718131091,38520,000SHPutDFND520,00000
BAXTER INTL INCCOM0718131094226,100SHCallDFND56,10000
BAXTER INTL INCCOM0718131091,18517,100SH DFND517,10000
BELO CORPCOM SER A0805551052,020144,800SH DFND2144,80000
BERRY PETE COCL A08578910519,050450,140SH DFND2450,14000
BG MEDICINE INCCOM08861T1079168,400SH DFND268,40000
BIOGEN IDEC INCCOM09062X1037533,500SHCallDFND53,50000
BMC SOFTWARE INCCOM05592110019,591434,111SH DFND2434,11100
BMC SOFTWARE INCCOM0559211003167,000SH DFND57,00000
BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710462220,600SH DFND220,60000
BRISTOL MYERS SQUIBB COCOM1101221083,70382,838SH DFND282,83800
BSB BANCORP INC MDCOM05573H10815812,000SH DFND212,00000
BUCKEYE PARTNERS L PUNIT LTD PARTN1182301011,31618,750SH DFND218,75000
CADIZ INCCOM NEW12753720711024,000SH DFND224,00000
CAFEPRESS INCCOM12769A1038513,600SH DFND213,60000
CAPE BANCORP INCCOM13920910014415,200SH DFND215,20000
CAPITAL ONE FINL CORPCOM14040H1053175,050SH DFND25,05000
CENOVUS ENERGY INCCOM15135U10971325,000SH DFND525,00000
CHEROKEE INC DEL NEWCOM16444H10218914,800SH DFND214,80000
CHEVRON CORP NEWCOM16676410016,935143,112SH DFND2143,11200
CISCO SYS INCCOM17275R1021,10545,400SHPutDFND545,40000
CISCO SYS INCCOM17275R1021,10545,400SH DFND545,40000
CISCO SYS INCCOM17275R1026,332260,200SH DFND2260,20000
CITIGROUP INCCOM NEW1729674245,693118,675SH DFND2118,67500
CLEARWIRE CORP NEWCL A18538Q1051,141228,500SHCallDFND5228,50000
CLEARWIRE CORP NEWCL A18538Q1056,9331,387,900SH DFND21,387,90000
CLEARWIRE CORP NEWCL A18538Q1057515,000SH DFND515,00000
CODEXIS INCCOM19200510620090,500SH DFND290,50000
COLLECTORS UNIVERSE INCCOM NEW19421R20019915,000SH DFND215,00000
COMPUWARE CORPCOM2056381092,403232,404SH DFND2232,40400
COOPER TIRE & RUBR COCOM2168311077,434224,100SH DFND2224,10000
COOPER TIRE & RUBR COCOM2168311071996,000SH DFND56,00000
COOPER TIRE & RUBR COCOM21683110750415,200SHPutDFND515,20000
COVIDIEN PLCSHSG2554F1134,02264,000SH DFND264,00000
COWEN GROUP INC NEWCL A2236221014,4501,539,945SH DFND21,539,94500
CPI AEROSTRUCTURES INCCOM NEW12591930820018,400SH DFND218,40000
CPI AEROSTRUCTURES INCCOM NEW12591930807SH DFND5700
CROWN HOLDINGS INCCOM22836810685620,800SHCallDFND520,80000
CUMBERLAND PHARMACEUTICALS ICOM23077010910119,800SH DFND219,80000
DELL INCCOM24702R10110,417781,696SH DFND2781,69600
DELL INCCOM24702R10165349,000SH DFND549,00000
DELL INCCOM24702R10119714,800SHCallDFND514,80000
DELL INCCOM24702R10198874,100SHPutDFND574,10000
DELTA APPAREL INCCOM24736810318313,000SH DFND213,00000
DISCOVERY LABORATORIES INC NCOM NEW25466840310166,200SH DFND266,20000
DOLAN COCOM25659P402184112,600SH DFND2112,60000
DRESSER-RAND GROUP INCCOM2616081031,51225,200SHCallDFND525,20000
DYNAVAX TECHNOLOGIES CORPCOM2681581021715,400SH DFND215,40000
EBIX INCCOM NEW27871520646350,000SH DFND250,00000
ECHELON CORPCOM27874N10519693,000SH DFND293,00000
ELAN PLCADR2841312083,936278,300SH DFND2278,30000
ELAN PLCADR284131208352,500SH DFND52,50000
ELAN PLCADR28413120890564,000SHCallDFND564,00000
EMULEX CORPCOM NEW2924752099815,000SH DFND515,00000
ENTERPRISE PRODS PARTNERS LCOM2937921071,23519,875SH DFND219,87500
EQUINIX INCCOM NEW29444U5022,77115,000SH DFND215,00000
EXA CORPCOM30061450015314,900SH DFND214,90000
EXPEDIA INC DELCOM NEW30212P3031,74429,000SH DFND529,00000
EXPEDIA INC DELCOM NEW30212P3033,01450,100SHCallDFND550,10000
EXPEDIA INC DELCOM NEW30212P3033,01450,100SHPutDFND550,10000
EXXON MOBIL CORPCOM30231G1022682,971SH DFND22,97100
FACEBOOK INCCL A30303M1020122,600SHCallDFND5122,60000
FALCONSTOR SOFTWARE INCCOM306137100152111,300SH DFND2111,30000
FARMERS NATL BANC CORPCOM3096271078513,500SH DFND213,50000
FIDELITY NATIONAL FINANCIALCL A31620R1058,479356,100SH DFND2356,10000
FORBES ENERGY SVCS LTDCOM34514310110325,500SH DFND225,50000
FORD MTR CO DELCOM PAR $0.013453708602,345151,600SH DFND2151,60000
FORTINET INCCOM34959E1093,000171,400SHCallDFND5171,40000
FORTRESS PAPER LTD-CL ACS34958R1012,357409,698SH DFND2409,69800
FRANCO NEVADA CORPCOM3518581053,16188,364SH DFND288,36400
FREEPORT-MCMORAN COPPER & GOCOM35671D8579,539345,500SH DFND2345,50000
GARDNER DENVER INCCOM3655581059,244122,956SH DFND2122,95600
GARDNER DENVER INCCOM3655581052,85638,000SH DFND538,00000
GARDNER DENVER INCCOM36555810515,066200,400SHCallDFND5200,40000
GARDNER DENVER INCCOM3655581056478,600SHPutDFND58,60000
GENERAL MTRS COCOM37045V100080,000SHCallDFND580,00000
GENESIS ENERGY L PUNIT LTD PARTN37192710451810,000SH DFND210,00000
GEO GROUP INCCOM36159R1032477,280SH DFND27,28000
GEVO INCCOM37439610918390,000SH DFND290,00000
GOLDEN MINERALS COCOM381119106180132,100SH DFND2132,10000
GOLDEN STAR RES LTD CDACOM38119T104168400,100SH DFND2400,10000
GOOGLE INCCL A38259P5081,0561,200SH DFND21,20000
GROUPON INCCOM CL A39947310756065,500SHCallDFND565,50000
HALLIBURTON COCOM4062161011042,500SH DFND52,50000
HALLIBURTON COCOM40621610113,768330,000SHCallDFND5330,00000
HANSEN MEDICAL INCCOM4113071019667,100SH DFND267,10000
HARRIS & HARRIS GROUP INCCOM41383310419463,900SH DFND263,90000
HARRIS TEETER SUPERMARKETS ICOM4145851091,08023,053SH DFND223,05300
HARVEST NATURAL RESOURCES INCOM41754V10319763,700SH DFND263,70000
HERBALIFE LTDCOM USD SHSG4412G1011,71538,000SH DFND238,00000
HERBALIFE LTDCOM USD SHSG4412G1012485,500SH DFND55,50000
HERBALIFE LTDCOM USD SHSG4412G1011,66937,000SHPutDFND537,00000
HILL INTERNATIONAL INCCOM43146610111742,600SH DFND242,60000
HOME DEPOT INCCOM4370761026,36882,200SH DFND282,20000
HORSEHEAD HLDG CORPCOM44069430570154,723SH DFND254,72300
HOUSTON AMERN ENERGY CORPCOM44183U1001038,000SH DFND238,00000
HUDSON GLOBAL INCCOM44378710614658,800SH DFND258,80000
IAMGOLD CORPCOM4509131081,277295,000SH DFND5295,00000
IAMGOLD CORPCOM4509131081,277295,000SHPutDFND5295,00000
IMMUNOCELLULAR THERAPEUTICSCOM4525361059749,800SH DFND249,80000
INERGY L PUNIT LTD PTNR45661510341325,750SH DFND225,75000
INFORMATICA CORPCOM45666Q1023419,750SH DFND59,75000
INFORMATICA CORPCOM45666Q10299328,400SHPutDFND528,40000
INNODATA INCCOM NEW4576422057924,700SH DFND224,70000
INTERNATIONAL BUSINESS MACHSCOM4592001018604,500SH DFND24,50000
INTERPUBLIC GROUP COS INCCOM4606901001,40496,500SHCallDFND596,50000
INTEVAC INCCOM46114810814024,700SH DFND224,70000
IPASS INCCOM46261V10816084,900SH DFND284,90000
IRON MTN INCCOM4628461062,41090,554SH DFND290,55400
ISHARES INCMSCI BRAZIL CAPP46428640010,664243,128SH DFND2243,12800
ISHARES INCMSCI CDA INDEX46428650926210,000SH DFND210,00000
ISHARES TRFTSE CHINA25 IDX4642871843,786116,400SH DFND2116,40000
ISHARES TRMSCI EAFE INDEX4642874652294,000SH DFND24,00000
ISHARES TRMSCI EMERG MKT4642872348,480220,269SH DFND2220,26900
ISHARES TRRUSSELL 20004642876552402,474SH DFND22,47400
ISHARES TRRUSSELL1000VAL46428759846,320552,808SH DFND3552,80800
JOHNSON & JOHNSONCOM4781601043,00535,000SHPutDFND535,00000
JOHNSON & JOHNSONCOM4781601046,84579,707SH DFND279,70700
JOHNSON & JOHNSONCOM4781601043,00535,000SH DFND535,00000
JOS A BANK CLOTHIERS INCCOM4808381013107,500SH DFND57,50000
JOS A BANK CLOTHIERS INCCOM4808381011,19428,900SHCallDFND528,90000
JOS A BANK CLOTHIERS INCCOM48083810176918,600SHPutDFND518,60000
JPMORGAN CHASE & COCOM46625H1006,841129,600SH DFND2129,60000
JPMORGAN CHASE & COCOM46625H1001352,900SHCallDFND52,90000
KEY TRONICS CORPCOM49314410919318,600SH DFND218,60000
LAMAR ADVERTISING COCL A5128151011,86643,000SH DFND243,00000
LENDER PROCESSING SVCS INCCOM52602E1023,14997,339SH DFND297,33900
LEVEL 3 COMMUNICATIONS INCCOM NEW52729N30882239,000SH DFND239,00000
LIFE TECHNOLOGIES CORPCOM53217V10925,254341,274SH DFND2341,27400
LIFE TECHNOLOGIES CORPCOM53217V1091,55120,954SH DFND520,95400
LIFE TECHNOLOGIES CORPCOM53217V1098,791118,800SHCallDFND5118,80000
LIFE TECHNOLOGIES CORPCOM53217V1098,155110,200SHPutDFND5110,20000
LILLY ELI & COCOM5324571082,77056,400SH DFND256,40000
LINN ENERGY LLCUNIT LTD LIAB53602010043113,000SH DFND513,00000
LINN ENERGY LLCUNIT LTD LIAB5360201001,65950,000SHPutDFND550,00000
LINNCO LLCCOMSHS LTD INT5357821068,878238,200SH DFND2238,20000
LIPOSCIENCE INCCOM53630M10810615,100SH DFND215,10000
LYONDELLBASELL INDUSTRIES NSHS - A -N537451001,83527,700SHCallDFND527,70000
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801061,78832,810SH DFND232,81000
MANNKIND CORPCOM56400P20158590,000SHCallDFND590,00000
MARKET LEADER INCCOM57056R10365060,781SH DFND260,78100
MATTERSIGHT CORPCOM5770971084816,700SH DFND216,70000
MATTSON TECHNOLOGY INCCOM57722310020392,600SH DFND292,60000
MAXYGEN INCCOM57777610710040,500SH DFND240,50000
MCEWEN MNG INCCOM58039P107199118,300SH DFND2118,30000
MEETME INCCOM58514110410262,700SH DFND262,70000
MERCK & CO INC NEWCOM58933Y1054,47896,400SH DFND296,40000
MET PRO CORPCOM5908763064,116306,269SH DFND2306,26900
MICROFINANCIAL INCCOM5950721098510,800SH DFND210,80000
MTR GAMING GROUP INCCOM55376910015245,400SH DFND245,40000
MYERS INDS INCCOM62846410920113,400SH DFND213,40000
MYLAN INCCOM6285301072,17270,000SHPutDFND570,00000
MYRIAD GENETICS INCCOM62855J10457521,400SHCallDFND521,40000
MYRIAD GENETICS INCCOM62855J1041345,000SHPutDFND55,00000
NATIONAL AMERN UNIV HLDGS INCOM63245Q10512032,200SH DFND232,20000
NATIONAL FINL PARTNERS CORPCOM63607P20818,953748,845SH DFND2748,84500
NII HLDGS INCCL B NEW62913F2011,215182,500SH DFND2182,50000
NOBLE ENERGY INCCOM6550441053,60260,000SHCallDFND560,00000
NOKIA CORPSPONSORED ADR654902204935250,000SH DFND2250,00000
NORANDA ALUM HLDG CORPCOM65542W1075416,700SH DFND216,70000
NORTHWEST PIPE COCOM6677461011,29346,345SH DFND246,34500
NUANCE COMMUNICATIONS INCCOM67020Y1006,764367,600SH DFND2367,60000
NUANCE COMMUNICATIONS INCCOM67020Y10059832,500SH DFND532,50000
NUANCE COMMUNICATIONS INCCOM67020Y10093851,000SHCallDFND551,00000
NUANCE COMMUNICATIONS INCCOM67020Y100744,000SHPutDFND54,00000
NV ENERGY INCCOM67073Y10616,754714,150SH DFND2714,15000
NYSE EURONEXTCOM6294911015,108123,386SH DFND2123,38600
OCCIDENTAL PETE CORP DELCOM6745991052,67730,000SHCallDFND530,00000
OCCIDENTAL PETE CORP DELCOM6745991051,02211,450SH DFND511,45000
OCLARO INCCOM NEW67555N2063025,000SH DFND525,00000
OFS CAP CORPCOM67103B10020217,000SH DFND217,00000
OMTHERA PHARMACEUTICALS INCCOM68217A1032,566192,935SH DFND2192,93500
ONCOTHYREON INCCOM682324108259165,000SH DFND2165,00000
ONEOK INC NEWCOM6826801032195,310SH DFND25,31000
ONEOK PARTNERS LPUNIT LTD PARTN68268N1032244,515SH DFND24,51500
OPTIMER PHARMACEUTICALS INCCOM68401H1042,136147,648SH DFND2147,64800
PACIFIC MERCANTILE BANCORPCOM69455210010217,700SH DFND217,70000
PACKAGING CORP AMERCOM6951561091,55731,800SHCallDFND531,80000
PDI INCCOM69329V10016334,600SH DFND234,60000
PFIZER INCCOM7170811034,202150,000SH DFND2150,00000
PFIZER INCCOM717081103421,517SH DFND51,51700
PFIZER INCCOM71708110349317,600SHCallDFND517,60000
PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031051,17621,070SH DFND221,07000
POWER ONE INC NEWCOM73930R1021,885298,400SH DFND2298,40000
POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76925,5571,032,600SH DFND31,032,60000
PREMIER EXIBITIONS INCCOM74051E10214382,000SH DFND282,00000
PROCTER & GAMBLE COCOM7427181093544,600SH DFND24,60000
PROLOR BIOTECH INCCOM74344F106991157,479SH DFND2157,47900
PROSHARES TR IIULTRASHORT YEN N74347W56980012,490SH DFND212,49000
PRUDENTIAL FINL INCCOM7443201021,55621,300SH DFND221,30000
PUT SPDR SER TROP78464A7302,32740,000SHPutDFND540,00000
QLIK TECHNOLOGIES INCCOM74733T10528310,000SH DFND510,00000
QLIK TECHNOLOGIES INCCOM74733T10542415,000SHPutDFND515,00000
QUICKLOGIC CORPCOM74837P10819086,000SH DFND286,00000
RAND LOGISTICS INCCOM7521821059718,400SH DFND218,40000
RED LION HOTELS CORPCOM75676410618630,400SH DFND230,40000
REPLIGEN CORPCOM75991610957770,000SHCallDFND570,00000
REPUBLIC AWYS HLDGS INCCOM76027610570261,997SH DFND261,99700
REVETT MINERALS INCCOM NEW7615052056397,500SH DFND297,50000
RF MICRODEVICES INCCOM74994110013425,000SH DFND525,00000
RLJ ENTMT INCCOM74965F1046513,503SH DFND213,50300
ROCKWOOD HLDGS INCCOM7744151031,28120,000SHCallDFND520,00000
SANCHEZ ENERGY CORPCOM79970Y1052,397104,382SH DFND2104,38200
SARATOGA RES INC TEXCOM8035211036643,100SH DFND243,10000
SCHWAB CHARLES CORP NEWCOM80851310558427,500SH DFND227,50000
SCIENTIFIC GAMES CORPCL A80874P1093,299293,201SH DFND2293,20100
SEATTLE GENETICS INCCOM81257810287527,800SHPutDFND527,80000
SEATTLE GENETICS INCCOM8125781021575,000SH DFND55,00000
SELECT SECTOR SPDR TRSBI INT-FINL81369Y60521,7551,118,700SH DFND21,118,70000
SI FINL GROUP INC MDCOM78425V10416014,500SH DFND214,50000
SIGA TECHNOLOGIES INCCOM826917106603212,432SH DFND2212,43200
SLM CORPCOM78442P10694941,500SHPutDFND541,50000
SLM CORPCOM78442P1062,636115,300SHCallDFND5115,30000
SMITHFIELD FOODS INCCOM8322481089,000274,800SHCallDFND5274,80000
SMITHFIELD FOODS INCCOM8322481081,16635,600SHPutDFND535,60000
SMITHFIELD FOODS INCCOM8322481085,457166,609SH DFND5166,60900
SMITHFIELD FOODS INCCOM83224810847,2131,441,549SH DFND21,441,54900
SPDR GOLD TRUSTGOLD SHS78463V1072161,815SH DFND21,81500
SPDR S&P 500 ETF TRTR UNIT78462F103128,578801,517SH DFND2801,51700
SPDR S&P 500 ETF TRTR UNIT78462F1031,60410,000SHPutDFND510,00000
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107106,371506,256SH DFND3506,25600
SPDR SERIES TRUSTBRC HGH YLD BD78464A4171,16529,500SH DFND229,50000
SPDR SERIES TRUSTS&P OILGAS EXP78464A73071612,300SH DFND512,30000
SPRINT NEXTEL CORPCOM SER 18520611005,393768,290SH DFND2768,29000
STERLING BANCORPCOM85915810747841,157SH DFND241,15700
STR HLDGS INCCOM78478V10018481,000SH DFND281,00000
SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821044329,297SH DFND29,29700
SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1081,67926,259SH DFND226,25900
SYPRIS SOLUTIONS INCCOM8716551066821,300SH DFND221,30000
TAKE-TWO INTERACTIVE SOFTWARCOM87405410915010,034SH DFND510,03400
TELEPHONE & DATA SYS INCCOM NEW8794338293,081125,000SH DFND2125,00000
TELULAR CORPCOM NEW87970T2081,264100,200SH DFND2100,20000
TESORO CORPCOM8816091013146,000SH DFND26,00000
THE ADT CORPORATIONCOM00101J1061,54238,700SH DFND238,70000
THERAVANCE INCCOM88338T1042,10454,600SHCallDFND554,60000
THERMO FISHER SCIENTIFIC INCCOM88355610212,695150,000SH DFND2150,00000
THRESHOLD PHARMACEUTICAL INCCOM NEW88580720610520,000SH DFND220,00000
TIVO INCCOM8887061081,356122,700SH DFND2122,70000
T-MOBILE US INCCOM87259010445918,500SHCallDFND518,50000
TOOTSIE ROLL INDS INCCOM8905161072036,400SH DFND26,40000
TRANSCEPT PHARMACEUTICALS INCOM89354M10610033,100SH DFND233,10000
TRANSITION THERAPEUTICS INCCOM NEW89371620911936,600SH DFND536,60000
TRINITY INDS INCCOM89652210996125,000SH DFND525,00000
TRINITY INDS INCCOM8965221092,78772,500SHCallDFND572,50000
TURQUOISE HILL RES LTDCOM90043510810117,000SH DFND517,00000
U.S. AUTO PARTS NETWORK INCCOM90343C1007363,300SH DFND263,30000
UNITED STATES ANTIMONY CORPCOM9115491036457,300SH DFND257,30000
URANERZ ENERGY CORPCOM91688T104196178,600SH DFND2178,60000
VALSPAR CORPCOM92035510486713,400SHCallDFND513,40000
VANGUARD HEALTH SYS INCCOM92203620725912,500SH DFND512,50000
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285816,509425,553SH DFND3425,55300
VENTRUS BIOSCIENCES INCCOM92282210111547,800SH DFND247,80000
VERTEX PHARMACEUTICALS INCCOM92532F1001,60120,000SH DFND520,00000
VERTEX PHARMACEUTICALS INCCOM92532F1003,44343,000SHPutDFND543,00000
VIRNETX HLDG CORPCOM92823T10822,3281,116,951SH DFND21,116,95100
VISTA GOLD CORPCOM NEW927926303200206,200SH DFND2206,20000
VIVUS INCCOM9285511004,892388,887SH DFND2388,88700
VIVUS INCCOM92855110071757,000SHCallDFND557,00000
VODAFONE GROUP PLC NEWSPONS ADR NEW92857W2091,91766,700SHCallDFND566,70000
VODAFONE GROUP PLC NEWSPONS ADR NEW92857W2091,08237,638SH DFND237,63800
WAL-MART STORES INCCOM93114210379110,625SH DFND210,62500
WALTER INVT MGMT CORPCOM93317W10238311,335SH DFND211,33500
WARNER CHILCOTT PLC IRELANDSHS AG9436810039820,000SH DFND520,00000
WELLS FARGO & CO NEWCOM9497461011,57638,200SH DFND238,20000
WILLIAMS COS INC DELCOM96945710048715,000SH DFND215,00000
WYNDHAM WORLDWIDE CORPCOM98310W1081,83132,000SHCallDFND532,00000