SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:09-30-2018
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:COWEN INC.
Address:599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number:028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Owen Littman
Title:General Counsel
Phone:212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen LittmanNew YorkNY11-07-2018
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:5
Form 13F Information Table Entry Total:569
Form 13F Information Table Value Total:1,094,339
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-04125COWEN & COMPANY, LLC
2028-18771COWEN EXECUTION SERVICES LLC
3028-13626Cowen Investment Management LLC
4028-18662Margate Capital Management LP
5028-10674RAMIUS ADVISORS LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
22ND CENTY GROUP INCCOM90137F10312343,700SH DFND143,70000
ABBOTT LABSCOM002824100535,900SHCallDFND35,90000
ABBOTT LABSCOM0028241001710,600SHPutDFND310,60000
ACCELERATE DIAGNOSTICS INCCOM00430H102735,300SHPutDFND135,30000
ACTIVISION BLIZZARD INCCOM00507V10912,535150,678SH DFND4150,67800
ACTIVISION BLIZZARD INCCOM00507V1092040,000SHPutDFND440,00000
ACXIOM HOLDINGS INCCOM0051251094,44790,000SH DFND190,00000
ADIENT PLCORD SHSG0084W1014210,000SHPutDFND110,00000
ADOBE SYS INCCOM00724F1017423,200SHPutDFND423,20000
ADOBE SYS INCCOM00724F10110,07137,306SH DFND437,30600
ADVERUM BIOTECHNOLOGIES INCCOM00773U108908150,000SH DFND3150,00000
AETNA INC NEWCOM00817Y10858,541288,592SH DFND5288,59200
ALDEYRA THERAPEUTICS INCCOM01438T10660043,500SH DFND143,50000
ALDEYRA THERAPEUTICS INCCOM01438T106814,600SHCallDFND114,60000
ALLEGRO MERGER CORP*W EXP 01/06/20201749N111231660,635SH DFND1660,63500
ALLEGRO MERGER CORPCOM01749N10374678,275SH DFND178,27500
ALNYLAM PHARMACEUTICALS INCCOM02043Q107324,600SHCallDFND124,60000
ALPHABET INCCAP STK CL A02079K305211175SH DFND317500
ALPHABET INCCAP STK CL A02079K3054100SHPutDFND310000
ALPHABET INCCAP STK CL A02079K30565500SHCallDFND350000
ALPHABET INCCAP STK CL A02079K3055,4704,532SH DFND44,53200
ALPHABET INCCAP STK CL C02079K10729400SHPutDFND340000
ALPHABET INCCAP STK CL C02079K107908761SH DFND376100
ALPHABET INCCAP STK CL C02079K10715200SHCallDFND320000
ALTA MESA RES INC*W EXP 03/28/20202133L1178221,644,255SH DFND11,644,25500
ALTABA INCCOM0213461014,17061,214SH DFND361,21400
AMARIN CORP PLCSPONS ADR NEW023111206968,400SHPutDFND168,40000
AMAZON COM INCCOM02313510615,5637,770SH DFND37,77000
AMAZON COM INCCOM023135106338400SHCallDFND340000
AMBARELLA INCSHSG037AX1011413,638SH DFND13,63800
AMBARELLA INCSHSG037AX1012,97977,026SH DFND477,02600
AMBARELLA INCSHSG037AX1018375,000SHCallDFND475,00000
AMICUS THERAPEUTICS INCCOM03152W109695,700SH DFND15,70000
AMICUS THERAPEUTICS INCCOM03152W109815,800SHPutDFND115,80000
ANADARKO PETE CORPCOM0325111073364,985SH DFND14,98500
ANALOG DEVICES INCCOM0326541054950,000SHPutDFND450,00000
ANTERO RES CORPCOM03674X1061,19567,500SH DFND167,50000
ANTERO RES CORPCOM03674X1064165,000SHCallDFND165,00000
ANTERO RES CORPCOM03674X106187,500SHPutDFND17,50000
APPLE INCCOM0378331002,53511,231SH DFND311,23100
APPLE INCCOM037833100930,000SHPutDFND430,00000
APPLIED MATLS INCCOM0382221053128,076SH DFND18,07600
APTINYX INCCOM03836N10371524,691SH DFND324,69100
APTIV PLCSHSG6095L1092,40728,689SH DFND428,68900
APTIV PLCSHSG6095L1091200SHPutDFND120000
ARQULE INCCOM04269E1074533,100SHCallDFND133,10000
AT&T INCCOM00206R1022,97988,700SH DFND188,70000
ATHENAHEALTH INCCOM04685W1034,34732,540SH DFND532,54000
AUDENTES THERAPEUTICS INCCOM05070R1043,959100,000SH DFND3100,00000
AV HOMES INCCOM00234P1021,95797,836SH DFND397,83600
AVISTA CORPCOM05379B1075,383106,460SH DFND5106,46000
BEMIS INCCOM08143710519,335397,839SH DFND5397,83900
BIG LOTS INCCOM0893021031,217243,200SHPutDFND1243,20000
BIG LOTS INCCOM0893021031,73041,403SH DFND141,40300
BIG ROCK PARTNERS ACQUISI CO*W EXP 12/01/202089482111920,043SH DFND120,04300
BIOHAVEN PHARMACTL HLDG CO LCOMG111961055615,000SHCallDFND115,00000
BISON CAP ACQUISITION CORP*W EXP 06/20/202G1142P11288168,789SH DFND1168,78900
BISON CAP ACQUISITION CORPORD SHSG1142P1042,081203,842SH DFND1203,84200
BLACK RIDGE ACQUISITION CORP*W EXP 07/10/20209216T11589198,522SH DFND1198,52200
BLACK RIDGE ACQUISITION CORPUNIT 10/05/202209216T20655850,000SH DFND350,00000
BLUEPRINT MEDICINES CORPCOM09627Y1091,24916,000SH DFND316,00000
BOEING COCOM0970231056,25516,819SH DFND416,81900
BROADCOM INCCOM11135F1011313,300SHPutDFND513,30000
BROOKFIELD PROPERTY REIT INCCL A11282X1033,257155,600SH DFND1155,60000
BROOKFIELD PROPERTY REIT INCCL A11282X10383740,000SH DFND240,00000
BROOKFIELD PROPERTY REIT INCCL A11282X1035,714272,986SH DFND3272,98600
CA INCCOM12673P10545,2411,024,715SH DFND51,024,71500
CA INCCOM12673P105142,700SHCallDFND142,70000
CA INCCOM12673P105328,600SHPutDFND128,60000
CADENCE DESIGN SYSTEM INCCOM1273871088,629190,412SH DFND4190,41200
CADENCE DESIGN SYSTEM INCCOM1273871082184,200SHPutDFND484,20000
CAESARS ENTMT CORPCOM1276861031104SH DFND110400
CAESARS ENTMT CORPCOM1276861031,166113,750SH DFND3113,75000
CAMPBELL SOUP COCOM1344291091965,350SH DFND15,35000
CAMPBELL SOUP COCOM13442910915540,000SHPutDFND140,00000
CANOPY GROWTH CORPCOM1380351001,53731,600SH DFND131,60000
CANOPY GROWTH CORPCOM13803510046,500SHPutDFND16,50000
CAPITAL ONE FINL CORPCOM14040H1054755,000SH DFND35,00000
CAPITOL INVT CORP IV*W EXP 01/01/202G189201274731,239SH DFND131,23900
CAPITOL INVT CORP IVCL A ORDG18920101272,753SH DFND12,75300
CAPITOL INVT CORP IVCL A ORDG18920101991100,000SH DFND3100,00000
CAPITOL INVT CORP IVUNIT 99/99/9999G1892011902SH DFND1200
CAPITOL INVT CORP IVUNIT 99/99/9999G1892011951950,000SH DFND350,00000
CARNIVAL PLCADR14365C1032,58440,962SH DFND340,96200
CBS CORP NEWCL B12485720221121,100SHPutDFND5121,10000
CDN IMPERIAL BK COMM TORONTOCOM13606910125100,000SHCallDFND2100,00000
CELGENE CORPCOM1510201047968,900SH DFND38,90000
CHAPARRAL ENERGY INCCOM CL A15942R20818110,300SH DFND110,30000
CHENIERE ENERGY INCCOM NEW16411R208431,000SHPutDFND131,00000
CHESAPEAKE ENERGY CORPCOM165167107333740,000SHCallDFND1740,00000
CHIPOTLE MEXICAN GRILL INCCOM1696561051831,600SHCallDFND31,60000
CHIPOTLE MEXICAN GRILL INCCOM169656105753,500SHPutDFND33,50000
CHURCHILL CAP CORPUNIT 99/99/999917142R20223723,400SH DFND123,40000
CIGNA CORPORATIONCOM12550910933510,000SHCallDFND110,00000
CISCO SYS INCCOM17275R102187,000SHPutDFND37,00000
CISCO SYS INCCOM17275R1026312,800SHCallDFND312,80000
CLOVIS ONCOLOGY INCCOM1894641001324,500SH DFND14,50000
CLOVIS ONCOLOGY INCCOM1894641001937,400SHCallDFND137,40000
CM SEVEN STAR ACQUISITION COSHSG2345N10268768,123SH DFND168,12300
CM SEVEN STAR ACQUISITION COUNIT 08/21/2022G2345N12801SH DFND1100
CM SEVEN STAR ACQUISITION COUNIT 08/21/2022G2345N1282,750250,000SH DFND3250,00000
CME GROUP INCCOM CL A12572Q1055385,600SHPutDFND585,60000
CNH INDL N VSHSN209441092350,000SHCallDFND150,00000
COBIZ FINANCIAL INCCOM1908971083,861173,615SH DFND5173,61500
COCA COLA COCOM191216100419,300SHCallDFND39,30000
COCA COLA COCOM1912161001711,600SHPutDFND311,60000
COHERUS BIOSCIENCES INCCOM19249H103412,500SH DFND12,50000
COHERUS BIOSCIENCES INCCOM19249H1032830,000SHCallDFND130,00000
COMMSCOPE HLDG CO INCCOM20337X109225150,000SHCallDFND4150,00000
COMMUNITY HEALTH SYS INC NEWRIGHT 12/31/20192036681163469,034SH DFND1469,03400
CONSTELLATION ALPHA CAP CORPRIGHT 99/99/9999G2379F1323382,661SH DFND182,66100
CONSTELLATION ALPHA CAP CORPSHSG2379F1081,379136,250SH DFND1136,25000
CONSTELLATION ALPHA CAP CORPUNIT 99/99/9999G2379F1241,445136,450SH DFND1136,45000
CONSTELLATION BRANDS INCCL A21036P1088,31438,557SH DFND438,55700
CONSTELLATION BRANDS INCCL A21036P10812222,500SHCallDFND122,50000
CONSTELLATION BRANDS INCCL A21036P108510,000SHPutDFND110,00000
CONVERGYS CORPCOM21248510612,578529,809SH DFND5529,80900
COREPOINT LODGING INCCOM21872L10469435,692SH DFND335,69200
CORVUS PHARMACEUTICALS INCCOM2210151005,051588,706SH DFND3588,70600
CUMULUS MEDIA INCCOM CLASS A23108280126815,750SH DFND115,75000
CVR PARTNERS LPCOM1266331061,016266,537SH DFND3266,53700
CVS HEALTH CORPCOM126650100263,200SHPutDFND33,20000
CVS HEALTH CORPCOM12665010085235,000SHPutDFND5235,00000
CVS HEALTH CORPCOM126650100181,900SHCallDFND31,90000
CYPRESS SEMICONDUCTOR CORPCOM232806109225300,000SHPutDFND4300,00000
DASEKE INC*W EXP 02/27/20223753F1157897,952SH DFND197,95200
DAVE & BUSTERS ENTMT INCCOM2383371092523,800SH DFND13,80000
DAVE & BUSTERS ENTMT INCCOM2383371092410,000SHPutDFND110,00000
DAVITA INCCOM23918K1081792,500SH DFND12,50000
DAVITA INCCOM23918K10855,000SHCallDFND15,00000
DAVITA INCCOM23918K108135,000SHPutDFND15,00000
DELL TECHNOLOGIES INCCOM CL V24703L1033,95140,678SH DFND140,67800
DELL TECHNOLOGIES INCCOM CL V24703L10349868,300SHPutDFND168,30000
DEVON ENERGY CORP NEWCOM25179M1032218,500SHCallDFND118,50000
DFB HEALTHCARE ACQUISTION CO*W EXP 04/11/20223291E117154100,966SH DFND1100,96600
DFB HEALTHCARE ACQUISTION COCOM23291E10947749,044SH DFND149,04400
DIAMONDBACK ENERGY INCCOM25278X10915SH DFND3500
DIAMONDBACK ENERGY INCCOM25278X109165146,000SHPutDFND5146,00000
DISCOVERY INCCOM SER A25470F1046815,000SHCallDFND115,00000
DISNEY WALT COCOM DISNEY254687106203,600SHPutDFND33,60000
DISNEY WALT COCOM DISNEY254687106323,300SHCallDFND33,30000
DISNEY WALT COCOM DISNEY2546871060500SHCallDFND150000
DISNEY WALT COCOM DISNEY25468710611,51898,492SH DFND498,49200
DISNEY WALT COCOM DISNEY254687106186544,200SHPutDFND5544,20000
DOLLAR TREE INCCOM25674610857126,800SHCallDFND1126,80000
DOWDUPONT INCCOM26078J100206,800SHCallDFND36,80000
DOWDUPONT INCCOM26078J100447,000SHPutDFND37,00000
DRAPER OAKWOOD TECHNOLOGYCOM CL A26146L1032,020199,177SH DFND1199,17700
DRAPER OAKWOOD TECHNOLOGYUNIT 09/30/202426146L20231528,600SH DFND128,60000
DUN & BRADSTREET CORP DEL NECOM26483E10016,563116,220SH DFND5116,22000
DUN & BRADSTREET CORP DEL NECOM26483E1000400SHCallDFND140000
DYNAVAX TECHNOLOGIES CORPCOM NEW268158201729,300SHPutDFND129,30000
ELECTRONIC ARTS INCCOM285512109326149,000SHCallDFND1149,00000
ELECTRONIC ARTS INCCOM28551210964375,000SHCallDFND475,00000
ELECTRONIC ARTS INCCOM285512109343120,000SHPutDFND1120,00000
ENBRIDGE ENERGY MANAGEMENT LSHS UNITS LLI29250X1031,501137,478SH DFND3137,47800
ENERGEN CORPCOM29265N1088,41097,600SH DFND597,60000
ENTERCOM COMMUNICATIONS CORPCL A29363910019724,900SH DFND324,90000
ENVISION HEALTHCARE CORPCOM29414D1001,66536,417SH DFND536,41700
ESTRE AMBIENTAL INC*W EXP 12/21/202G3206V11881232,002SH DFND1232,00200
EXPRESS SCRIPTS HLDG COCOM30219G10895010,000SH DFND110,00000
EXPRESS SCRIPTS HLDG COCOM30219G10817,861187,987SH DFND5187,98700
EXPRESS SCRIPTS HLDG COCOM30219G10829022,500SHCallDFND122,50000
EXPRESS SCRIPTS HLDG COCOM30219G108209254,400SHPutDFND1254,40000
EXTRACTION OIL AND GAS INCCOM30227M1051713,400SHCallDFND113,40000
EXXON MOBIL CORPCOM30231G102586,400SHCallDFND36,40000
EXXON MOBIL CORPCOM30231G102247,900SHPutDFND37,90000
EXXON MOBIL CORPCOM30231G10255375,500SHCallDFND175,50000
FACEBOOK INCCL A30303M1024,78229,079SH DFND429,07900
FACEBOOK INCCL A30303M102372,500SHCallDFND32,50000
FACEBOOK INCCL A30303M102663,300SHPutDFND33,30000
FACEBOOK INCCL A30303M1027204,375SH DFND34,37500
FALCON MINERALS CORP*W EXP 07/21/20230607B20811768,591SH DFND168,59100
FALCON MINERALS CORP*W EXP 07/21/20230607B2088550,000SH DFND350,00000
FAR PT ACQUISITION CORP*W EXP 06/01/20230734W1176841,207SH DFND141,20700
FAR PT ACQUISITION CORPCOM CL A30734W10939140,578SH DFND140,57800
FAR PT ACQUISITION CORPUNIT 06/01/202530734W20859657,996SH DFND157,99600
FCB FINL HLDGS INCCL A30255G1033,12765,975SH DFND565,97500
FEDERAL STR ACQUISITION CORP*W EXP 07/24/20231421V115248170,951SH DFND1170,95100
FEDERAL STR ACQUISITION CORPCL A31421V10768667,839SH DFND167,83900
FEDERAL STR ACQUISITION CORPCL A31421V107575,600SH DFND35,60000
FGL HLDGS*W EXP 11/30/202G3402M11014070,942SH DFND170,94200
FOREST CITY RLTY TR INCCOM CL A34560510927,0911,079,755SH DFND51,079,75500
FORTIVE CORPCOM34959J1085,085300,000SHPutDFND3300,00000
FORTIVE CORPCOM34959J10817345,000SHCallDFND2345,00000
FORUM MERGER II CORPUNIT 09/30/202534986F2025,065500,000SH DFND3500,00000
G1 THERAPEUTICS INCCOM3621LQ1096,013115,000SH DFND3115,00000
GCI LIBERTY INCCOM CLASS A36164V3051,39827,420SH DFND327,42000
GENERAL DYNAMICS CORPCOM3695501085532,700SH DFND32,70000
GENERAL DYNAMICS CORPCOM3695501089600SHPutDFND360000
GENWORTH FINL INCCOM CL A37247D10634883,494SH DFND583,49400
GIGCAPITAL INC*W EXP 06/08/20237518N1221734,867SH DFND134,86700
GIGCAPITAL INCCOM37518N1063470,500SH DFND1470,50000
GIGCAPITAL INCCOM37518N1061,530150,000SH DFND3150,00000
GIGCAPITAL INCRIGHT 03/06/202037518N1142037,960SH DFND137,96000
GIGCAPITAL INCUNIT 03/06/202537518N2051,01194,096SH DFND194,09600
GLOBAL BLOOD THERAPEUTICS INCOM37890U10895025,000SH DFND325,00000
GLOBAL BLOOD THERAPEUTICS INCOM37890U108620,000SHCallDFND320,00000
GLOBALSTAR INCCOM3789734082854,625SH DFND154,62500
GOPRO INCCL A38268T10399113,300SHCallDFND1113,30000
GOPRO INCCL A38268T10363110,000SHPutDFND1110,00000
GORDON POINTE ACQUISITION COCOM CLASS A3827881072,970300,044SH DFND1300,04400
GORES HLDGS II INC*W EXP 01/13/20238286711711654,922SH DFND154,92200
GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A10384775,000SH DFND375,00000
GREENLAND ACQUISITIN CORPORARIGHT 04/27/2025G4098111364178,856SH DFND1178,85600
GS ACQUISITION HLDGS CORP*W EXP 06/12/20236255F110709417,243SH DFND1417,24300
GS ACQUISITION HLDGS CORPCOM CL A36255F1029,356959,546SH DFND1959,54600
GS ACQUISITION HLDGS CORPUNIT 06/12/202336255F2011,335128,771SH DFND1128,77100
GTY TECHNOLOGY HOLDINGS INC*W EXP 10/25/202G4182A1281613,048SH DFND113,04800
GTY TECHNOLOGY HOLDINGS INCCL AG4182A1021,014100,000SH DFND3100,00000
GW PHARMACEUTICALS PLCADS36197T1032713,000SHPutDFND113,00000
GW PHARMACEUTICALS PLCADS36197T10363916,500SHCallDFND116,50000
HAIN CELESTIAL GROUP INCCOM4052171003350,000SHPutDFND150,00000
HAIN CELESTIAL GROUP INCCOM40521710073026,900SH DFND126,90000
HALCON RES CORP*W EXP 09/09/20240537Q11815149,500SH DFND1149,50000
HALLIBURTON COCOM40621610141510,250SH DFND110,25000
HALLIBURTON COCOM406216101125,000SHCallDFND125,00000
HALLIBURTON COCOM4062161016910,000SHPutDFND110,00000
HAYMAKER ACQUISITION CORP*W EXP 10/27/202420870115292224,403SH DFND1224,40300
HAYMAKER ACQUISITION CORPUNIT 10/19/20224208702065,224500,000SH DFND3500,00000
HAYMAKER ACQUISITION CORPUNIT 10/19/202242087020601SH DFND1100
HENNESSY CAP ACQUSTON CORP I*W EXP 06/15/20242588L113300200,000SH DFND3200,00000
HENNESSY CAP ACQUSTON CORP ICOM42588L1054,824471,567SH DFND1471,56700
HENNESSY CAP ACQUSTON CORP ICOM42588L1054,586450,000SH DFND3450,00000
HIBBETT SPORTS INCCOM428567101973140,200SHPutDFND1140,20000
HL ACQUISITIONS CORP*W EXP 06/21/202G4603R12262171,295SH DFND1171,29500
HL ACQUISITIONS CORPRIGHT 07/17/2023G4603R1301229,080SH DFND129,08000
HL ACQUISITIONS CORPSHSG4603R10614214,859SH DFND114,85900
HOSTESS BRANDS INC*W EXP 11/04/20244109J1145349,900SH DFND149,90000
HP INCCOM40434L1052248,700SH DFND38,70000
HP INCCOM40434L1052517,700SHPutDFND317,70000
HP INCCOM40434L1051700SHCallDFND370000
HUNTER MARITIME ACQUISITION*W EXP 11/17/202Y3782812986287,500SH DFND3287,50000
HUNTER MARITIME ACQUISITIONCL AY3782811120520,600SH DFND120,60000
HUNTER MARITIME ACQUISITIONCL AY378281115,727575,000SH DFND3575,00000
I AM CAP ACQUISITION CO*W EXP 05/22/20245074Q116822,473SH DFND122,47300
INDUSTREA ACQUISITION CORP*W EXP 08/01/20245579J112123123,135SH DFND1123,13500
INDUSTREA ACQUISITION CORPCL A45579J1043,151308,969SH DFND1308,96900
INDUSTREA ACQUISITION CORPCL A45579J10410210,000SH DFND310,00000
INDUSTREA ACQUISITION CORPUNIT 07/21/202445579J20321519,300SH DFND119,30000
INDUSTREA ACQUISITION CORPUNIT 07/21/202445579J20355750,000SH DFND350,00000
INTEGRATED DEVICE TECHNOLOGYCOM45811810631,275665,274SH DFND5665,27400
INTEGRATED DEVICE TECHNOLOGYCOM45811810648866,500SHCallDFND166,50000
INTEL CORPCOM4581401002555,400SH DFND35,40000
INTEL CORPCOM458140100387,600SHCallDFND37,60000
INTEL CORPCOM4581401004814,800SHPutDFND314,80000
INTERNATIONAL BUSINESS MACHSCOM459200101393,600SHCallDFND33,60000
INTERNATIONAL BUSINESS MACHSCOM459200101283,400SHPutDFND33,40000
INTERNATIONAL BUSINESS MACHSCOM4592001014993,300SH DFND33,30000
INTERNATIONAL MNY EXPRESS IN*W EXP 01/19/20246005L1195623,871SH DFND123,87100
INTL PAPER COCOM460146103125,000SHCallDFND125,00000
INVESCO QQQ TRUNIT SER 146090E1039295,000SH DFND15,00000
INVESCO QQQ TRUNIT SER 146090E1034655,000SHPutDFND155,00000
INVESCO QQQ TRUNIT SER 146090E103116140,000SHPutDFND4140,00000
JOHNSON & JOHNSONCOM478160104395,200SHPutDFND35,20000
JOHNSON & JOHNSONCOM4781601042151,558SH DFND31,55800
JOHNSON & JOHNSONCOM478160104684,200SHCallDFND34,20000
KAYNE ANDERSON ACQUISITION*W EXP 06/30/20248661U110464333,608SH DFND3333,60800
KAYNE ANDERSON ACQUISITION*W EXP 06/30/20248661U1109367,229SH DFND167,22900
KAYNE ANDERSON ACQUISITIONCOM CL A48661U1021,930189,950SH DFND1189,95000
KAYNE ANDERSON ACQUISITIONCOM CL A48661U1025,596550,824SH DFND3550,82400
KBL MERGER CORP IV*W EXP 01/15/20248242A11227125,556SH DFND1125,55600
KEMPHARM INCCOM4884451071,758366,313SH DFND3366,31300
KEZAR LIFE SCIENCES INCCOM49372L10023,6811,106,088SH DFND31,106,08800
KINDER MORGAN INC DELCOM49456B1012311,300SHCallDFND311,30000
KINDER MORGAN INC DELCOM49456B1013330,600SHPutDFND330,60000
KINDER MORGAN INC DELCOM49456B1011136,400SH DFND36,40000
KLA-TENCOR CORPCOM4824801001682,000SHCallDFND582,00000
KLX ENERGY SERVICS HOLDNGS ICOM48253L1062407,500SH DFND17,50000
KLX ENERGY SERVICS HOLDNGS ICOM48253L10686126,900SH DFND326,90000
KLX INCCOM4825391031,88330,000SH DFND130,00000
KLX INCCOM48253910310271,600SHCallDFND171,60000
KLX INCCOM4825391031999,600SHPutDFND199,60000
KMG CHEMICALS INCCOM48256410120,871276,214SH DFND5276,21400
L3 TECHNOLOGIES INCCOM5024131073191,500SH DFND31,50000
L3 TECHNOLOGIES INCCOM5024131076,64531,251SH DFND431,25100
LANDCADIA HLDGS INC*W EXP 06/01/20251476W1157562,968SH DFND162,96800
LANDCADIA HLDGS INCCL A51476W10727125,000SH DFND125,00000
LEGACY ACQUISITION CORP*W EXP 11/30/20252464311189199,014SH DFND1199,01400
LEGACY ACQUISITION CORPUNIT 05/31/20245246432022200SH DFND120000
LEGACY ACQUISITION CORPUNIT 05/31/20245246432029,117900,000SH DFND3900,00000
LEISURE ACQUISITION CORP*W EXP 12/05/20152539T115220205,835SH DFND1205,83500
LEISURE ACQUISITION CORPCOM52539T10730931,688SH DFND131,68800
LEISURE ACQUISITION CORPUNIT 99/99/999952539T2061,018100,000SH DFND3100,00000
LEISURE ACQUISITION CORPUNIT 99/99/999952539T206036SH DFND13600
LEO HOLDINGS CORP*W EXP 02/07/202G5463L113445350,048SH DFND1350,04800
LF CAP ACQUISITION CORP*W EXP 06/22/20250200K1161426,082SH DFND126,08200
LIBERTY EXPEDIA HOLDINGSSER A COM53046P1092,87761,170SH DFND361,17000
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM53122940913,334306,957SH DFND3306,95700
LIONS GATE ENTMNT CORPCL B NON VTG5359195001,15749,657SH DFND449,65700
LONGEVITY ACQUISITION CORPUNIT 08/29/2024G563721084,476437,064SH DFND1437,06400
LOWES COS INCCOM548661107462,600SHCallDFND32,60000
LOWES COS INCCOM548661107267,500SHPutDFND37,50000
LUMENTUM HLDGS INCCOM55024U1095248,742SH DFND58,74200
MAGNOLIA OIL & GAS CORP*W EXP 07/31/2025596631171,813387,419SH DFND1387,41900
MANULIFE FINL CORPCOM56501R10644724,971SH DFND324,97100
MARINUS PHARMACEUTICALS INCCOM56854Q10118618,600SH DFND118,60000
MATLIN & PARTNERS ACQUISITIO*W EXP 05/28/20257682V114375500,000SH DFND3500,00000
MATLIN & PARTNERS ACQUISITIO*W EXP 05/28/20257682V114117155,973SH DFND1155,97300
MATLIN & PARTNERS ACQUISITIOCL A57682V106656,505SH DFND16,50500
MATLIN & PARTNERS ACQUISITIOCL A57682V1066,059605,250SH DFND3605,25000
MAXIM INTEGRATED PRODS INCCOM57772K10170100,000SHPutDFND4100,00000
MEGALITH FINL ACQUISITION CO*W EXP 08/26/20258518F1173050,200SH DFND150,20000
MEGALITH FINL ACQUISITION COCL A COM58518F1091,414148,513SH DFND1148,51300
MEGALITH FINL ACQUISITION COUNIT 09/30/202558518F20832532,214SH DFND132,21400
MEGALITH FINL ACQUISITION COUNIT 09/30/202558518F2088,372828,900SH DFND3828,90000
MERCK & CO INCCOM58933Y10513210,100SHCallDFND310,10000
MERCK & CO INCCOM58933Y1052617,300SHPutDFND317,30000
MICROSOFT CORPCOM5949181046,97961,020SH DFND461,02000
MICROSOFT CORPCOM594918104623,500SHCallDFND33,50000
MICROSOFT CORPCOM594918104651SH DFND35100
MICROSOFT CORPCOM594918104257,500SHPutDFND37,50000
MIDSTATES PETE CO INCCOM PAR59804T4078910,006SH DFND110,00600
MITSUBISHI UFJ FINL GROUP INSPONSORED ADS6068221049,6831,564,243SH DFND31,564,24300
MODERN MEDIA ACQUISITION*W EXP 05/17/20260765P1111830,362SH DFND130,36200
MODERN MEDIA ACQUISITIONRIGHT 99/99/999960765P12956119,724SH DFND1119,72400
MODERN MEDIA ACQUISITIONUNIT 99/99/999960765P2021,939178,699SH DFND3178,69900
MONDELEZ INTL INCCL A609207105189,600SHPutDFND39,60000
MONDELEZ INTL INCCL A6092071052511,400SHCallDFND311,40000
MTECH ACQUISITION CORP*W EXP 08/01/20255378W115191128,738SH DFND1128,73800
MUDRICK CAP ACQUISITION CORP*W EXP 02/12/202624745113175250,000SH DFND3250,00000
MUDRICK CAP ACQUISITION CORPCOM CLASS A624745105035SH DFND13500
MUDRICK CAP ACQUISITION CORPCOM CLASS A6247451052,420250,000SH DFND3250,00000
MUDRICK CAP ACQUISITION CORPUNIT 02/01/20236247452041,030100,000SH DFND3100,00000
MYLAN N VSHS EURON594651092015,500SH DFND55,50000
MYOKARDIA INCCOM62857M1051,10817,000SH DFND317,00000
NANOVIRICIDES INCCOM NEW6300872030373,750SH DFND3373,75000
NATIONAL ENERGY SERVICES REU*W EXP 05/05/202G6375R115253112,757SH DFND1112,75700
NEBULA ACQUISITION CORP*W EXP 03/12/202629076118198142,737SH DFND1142,73700
NEBULA ACQUISITION CORPUNIT 03/12/20256290762091,020100,000SH DFND3100,00000
NEBULA ACQUISITION CORPUNIT 03/12/202562907620914113,859SH DFND113,85900
NETFLIX INCCOM64110L1065,29414,151SH DFND414,15100
NEW FRONTIER CORP*W EXP 99/99/999G6485P124682577,630SH DFND1577,63000
NEWELL BRANDS INCCOM6512291061346,600SH DFND36,60000
NEWELL BRANDS INCCOM6512291061927,200SHCallDFND327,20000
NEWELL BRANDS INCCOM65122910612723,200SHPutDFND323,20000
NEXTERA ENERGY INCCOM65339F1018385,000SH DFND35,00000
NIELSEN HLDGS PLCSHS EURG6518L10831811,500SH DFND111,50000
NIELSEN HLDGS PLCSHS EURG6518L108369,500SHCallDFND19,50000
NII HLDGS INCCOM PAR62913F508693118,241SH DFND1118,24100
NORBORD INCCOM NEW65548P40355216,666SH DFND316,66600
NORTHROP GRUMMAN CORPCOM6668071024761,500SH DFND31,50000
NORTHROP GRUMMAN CORPCOM66680710228700SHCallDFND370000
NORTHROP GRUMMAN CORPCOM6668071029400SHPutDFND340000
NVIDIA CORPCOM67066G1041,6335,810SH DFND35,81000
NXP SEMICONDUCTORS N VCOMN6596X1092598,000SHPutDFND18,00000
OCCIDENTAL PETE CORP DELCOM674599105277,400SHPutDFND37,40000
OCCIDENTAL PETE CORP DELCOM674599105901,100SH DFND31,10000
OCCIDENTAL PETE CORP DELCOM674599105363,500SHCallDFND33,50000
OCEAN RIG UDW INCCOM CL AG669641189261SH DFND126100
OCEAN RIG UDW INCCOM CL AG669641185,005144,571SH DFND3144,57100
ONE MADISON CORPCOM CL AG6772P10020421,000SH DFND121,00000
ONE MADISON CORPUNIT 99/99/9999G6772P11828527,517SH DFND127,51700
OPES ACQUISITION CORP*W EXP 03/13/20268373P118292729,676SH DFND1729,67600
OPES ACQUISITION CORPCOM68373P1001,063107,895SH DFND1107,89500
OPES ACQUISITION CORPUNIT 03/07/202368373P2091,298127,800SH DFND1127,80000
ORACLE CORPCOM68389X1054910,300SHCallDFND310,30000
ORACLE CORPCOM68389X1052211,300SHPutDFND311,30000
ORBOTECH LTDORDM7525310033,702566,995SH DFND5566,99500
OVID THERAPEUTICS INCCOM6904691014,012707,643SH DFND3707,64300
PAGSEGURO DIGITAL LTDCOM CL AG687071011,72162,200SH DFND162,20000
PAGSEGURO DIGITAL LTDCOM CL AG687071015080,000SHCallDFND180,00000
PANDORA MEDIA INCCOM69835410728530,000SH DFND130,00000
PANDORA MEDIA INCCOM69835410769,700SHCallDFND19,70000
PAPA JOHNS INTL INCCOM6988131024368,500SH DFND38,50000
PENNEY J C INCCOM7081601064100,000SHCallDFND1100,00000
PENSARE ACQUISITION CORP*W EXP 07/27/20270957E1133670,000SH DFND170,00000
PENSARE ACQUISITION CORPCOM70957E1053,126313,871SH DFND1313,87100
PENSARE ACQUISITION CORPCOM70957E105515,100SH DFND35,10000
PENSARE ACQUISITION CORPRIGHT 99/99/999970957E121141312,788SH DFND1312,78800
PEPSICO INCCOM713448108214,000SHPutDFND34,00000
PEPSICO INCCOM713448108433,900SHCallDFND33,90000
PEPSICO INCCOM7134481081,90717,057SH DFND417,05700
PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V4086145,000SHCallDFND145,00000
PFIZER INCCOM717081103121SH DFND32100
PFIZER INCCOM7170811034010,600SHCallDFND310,60000
PFIZER INCCOM7170811032014,500SHPutDFND314,50000
PG&E CORPCOM69331C108447,500SHCallDFND37,50000
PG&E CORPCOM69331C108349,700SHPutDFND39,70000
PHILIP MORRIS INTL INCCOM718172109409,800SHCallDFND39,80000
PHILIP MORRIS INTL INCCOM718172109947,900SHPutDFND37,90000
PHILIP MORRIS INTL INCCOM718172109981,200SH DFND31,20000
PHILLIPS 66COM718546104386,600SHPutDFND36,60000
PHILLIPS 66COM7185461041065,700SHCallDFND35,70000
PINNACLE FOODS INC DELCOM72348P1043,82058,934SH DFND558,93400
PLATINUM EAGLE ACQUISITIN CO*W EXP 01/17/202G7126L118854632,628SH DFND1632,62800
PLATINUM EAGLE ACQUISITIN COUNIT 01/09/2023G7126L12668565,907SH DFND165,90700
PRIORITY TECHNOLOGY HLDGS INCOM74275G10793896,556SH DFND196,55600
PROCTER AND GAMBLE COCOM7427181095210,500SHCallDFND310,50000
PROCTER AND GAMBLE COCOM7427181095810,000SHPutDFND310,00000
PROCTER AND GAMBLE COCOM742718109341SH DFND34100
PROSHARES TRULTRASHRT S&P50074347B38390827,438SH DFND327,43800
PURE ACQUISITION CORPCL A74621Q10660862,688SH DFND162,68800
PURE ACQUISITION CORPUNIT 04/13/202374621Q205605,811SH DFND15,81100
PURE ACQUISITION CORPUNIT 04/13/202374621Q2052,594250,000SH DFND3250,00000
RAYTHEON COCOM NEW7551115076203,000SH DFND33,00000
REGALWOOD GLOBAL ENERGY LTD*W EXP 12/05/202G74760128182124,340SH DFND1124,34000
REGALWOOD GLOBAL ENERGY LTDCOM CL AG7476010231532,235SH DFND132,23500
RIMINI STR INC DELCOM76674Q1071,544244,645SH DFND1244,64500
RITE AID CORPCOM76775410432,500SH DFND12,50000
RITE AID CORPCOM767754104010,800SHCallDFND110,80000
ROCKWELL COLLINS INCCOM77434110121150SH DFND115000
ROCKWELL COLLINS INCCOM77434110178,638559,818SH DFND5559,81800
ROCKWELL COLLINS INCCOM774341101177101,000SHCallDFND1101,00000
ROYAL DUTCH SHELL PLCSPONS ADR A7802592062,29633,700SH DFND133,70000
ROYAL DUTCH SHELL PLCSPONS ADR A7802592061950,000SHCallDFND150,00000
SABAN CAP ACQUISITION CORP*W EXP 09/21/20278516C114199180,935SH DFND1180,93500
SALESFORCE COM INCCOM79466L3027,96150,062SH DFND450,06200
SANDRIDGE ENERGY INCCOM NEW80007P86910910,040SH DFND310,04000
SANOFIRIGHT 12/31/202080105N1133056,517SH DFND156,51700
SCHLUMBERGER LTDCOM806857108360,300SHCallDFND160,30000
SCHLUMBERGER LTDCOM8068571084511,400SHCallDFND311,40000
SCHLUMBERGER LTDCOM806857108242,900SHPutDFND32,90000
SCHWAB CHARLES CORP NEWCOM80851310554111,000SH DFND311,00000
SCIENCE APPLICATNS INTL CP NCOM80862510711385,000SHCallDFND585,00000
SENSATA TECHNOLOGIES HLDNG PSHSG8060N102305175,000SHPutDFND4175,00000
SENTINEL ENERGY SVCS INC*W EXP 11/02/202G8062D1101411,203SH DFND111,20300
SENTINEL ENERGY SVCS INCCOM CL AG8062D1029910,100SH DFND110,10000
SENTINEL ENERGY SVCS INCUNIT 11/02/2022G8062D1284,128400,000SH DFND3400,00000
SENTINEL ENERGY SVCS INCUNIT 11/02/2022G8062D12802SH DFND1200
SERVICENOW INCCOM81762P1025,57028,472SH DFND428,47200
SHIRE PLCSPONSORED ADR82481R10612,98571,633SH DFND571,63300
SHIRE PLCSPONSORED ADR82481R106332,000SHCallDFND12,00000
SIMPLY GOOD FOODS CO*W EXP 07/07/20282900L1102,783350,100SH DFND1350,10000
SIRIUS XM HLDGS INCCOM82968B1032,844450,000SH DFND2450,00000
SIRIUS XM HLDGS INCCOM82968B1032,0201,161,000SHPutDFND31,161,00000
SIRIUS XM HLDGS INCCOM82968B10330348,000SH DFND148,00000
SIRIUS XM HLDGS INCCOM82968B103788450,000SHPutDFND2450,00000
SIRIUS XM HLDGS INCCOM82968B1035770,000SHPutDFND170,00000
SOCIAL CAP HEDOSOPHIA HLDGS*W EXP 09/14/202G8250R129180167,921SH DFND1167,92100
SOCIAL CAP HEDOSOPHIA HLDGSCL AG8250R10335235,491SH DFND135,49100
SOCIAL CAP HEDOSOPHIA HLDGSCL AG8250R1039,9101,000,000SH DFND31,000,00000
SPARTAN ENERGY ACQUISITON COUNIT 99/99/999984678411410,1501,000,000SH DFND31,000,00000
SPARTAN ENERGY ACQUISITON COUNIT 99/99/99998467841143,337328,780SH DFND1328,78000
SPDR S&P 500 ETF TRTR UNIT78462F103187160,000SHPutDFND4160,00000
SPDR S&P 500 ETF TRTR UNIT78462F1031510,000SHPutDFND110,00000
SPDR S&P 500 ETF TRTR UNIT78462F10398391,000SHCallDFND5391,00000
SPDR S&P 500 ETF TRTR UNIT78462F1038345,000SHCallDFND445,00000
SPDR S&P 500 ETF TRTR UNIT78462F10341,200SHCallDFND31,20000
SPDR S&P 500 ETF TRTR UNIT78462F1032881,000SHCallDFND11,00000
SPDR S&P 500 ETF TRTR UNIT78462F1039,53632,800SH DFND332,80000
SPDR S&P 500 ETF TRTR UNIT78462F1039513,270SH DFND43,27000
SPDR SERIES TRUSTS&P BIOTECH78464A870550,000SHCallDFND150,00000
SPDR SERIES TRUSTS&P BIOTECH78464A870640,000SHPutDFND140,00000
SPLUNK INCCOM8486371046,04750,016SH DFND450,01600
SPOTIFY TECHNOLOGY S ASHSL8681T10212,00866,407SH DFND466,40700
SPRINT CORPCOM SER 185207U10556987,000SH DFND187,00000
SPRINT CORPCOM SER 185207U1051,911292,200SH DFND5292,20000
SPRINT CORPCOM SER 185207U1056193,500SHPutDFND193,50000
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R1019,613823,000SH DFND3823,00000
STERLING BANCORP DELCOM85917A1001,14351,960SH DFND351,96000
STEWART INFORMATION SVCS CORCOM8603721011,33129,570SH DFND529,57000
STITCH FIX INCCOM CL A8608971073768,600SH DFND18,60000
STITCH FIX INCCOM CL A8608971072211,300SHCallDFND111,30000
SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M2093,188397,000SH DFND2397,00000
SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M20912,0451,500,000SH DFND31,500,00000
SUN LIFE FINL INCCOM8667961052365,946SH DFND35,94600
SUNCOR ENERGY INC NEWCOM8672241072747,077SH DFND37,07700
SUTRO BIOPHARMA INCCOM8693671026,260417,317SH DFND1417,31700
SYMANTEC CORPCOM8715031086119,100SHPutDFND319,10000
SYMANTEC CORPCOM8715031087024,300SHCallDFND324,30000
SYNNEX CORPCOM87162W100129110,000SHCallDFND5110,00000
SYNNEX CORPCOM87162W1004,28550,588SH DFND550,58800
SYNOVUS FINL CORPCOM NEW87161C5012074,521SH DFND34,52100
SYNOVUS FINL CORPCOM NEW87161C5016,174134,834SH DFND5134,83400
SYNOVUS FINL CORPCOM NEW87161C501595,200SHCallDFND595,20000
T MOBILE US INCCOM8725901041,60222,821SH DFND422,82100
T MOBILE US INCCOM87259010494125,000SHPutDFND5125,00000
TAKE-TWO INTERACTIVE SOFTWARCOM8740541096734,800SHPutDFND434,80000
TAKE-TWO INTERACTIVE SOFTWARCOM87405410910,37575,188SH DFND475,18800
TARGA RES CORPCOM87612G101366162,700SHPutDFND1162,70000
TARGA RES CORPCOM87612G1014,81585,500SH DFND185,50000
TARGA RES CORPCOM87612G1012630,000SHCallDFND130,00000
TARGET CORPCOM87612E106665,600SHCallDFND35,60000
TARGET CORPCOM87612E106308,900SHPutDFND38,90000
TE CONNECTIVITY LTDREG SHSH849891049535,000SHPutDFND435,00000
TELECOM ARGENTINA S ASPON ADR REP B87927320918210,448SH DFND310,44800
TENNECO INCCOM8803491053320,000SHPutDFND120,00000
TENNECO INCCOM8803491051694,000SH DFND14,00000
TERADYNE INCCOM880770102228225,000SHPutDFND4225,00000
TESLA INCCOM88160R1018535,000SHCallDFND135,00000
TEXAS INSTRS INCCOM882508104445,900SHCallDFND35,90000
TEXAS INSTRS INCCOM882508104332,100SHPutDFND32,10000
TEXAS INSTRS INCCOM8825081049075,000SHPutDFND475,00000
TG THERAPEUTICS INCCOM88322Q108120,000SHCallDFND120,00000
TG THERAPEUTICS INCCOM88322Q1081300SHPutDFND130000
THOMSON REUTERS CORPCOM8849031053,25971,357SH DFND371,35700
THUNDER BRIDGE ACQUISITION LSHS CLASS AG8857R10073976,137SH DFND176,13700
THUNDER BRIDGE ACQUISITION LUNIT 01/01/2025G8857R1182,091205,800SH DFND3205,80000
TIBERIUS ACQUISITION CORPCOM88633A10711211,548SH DFND111,54800
TILRAY INCCOM CL 288688T10024,280169,055SH DFND1169,05500
TILRAY INCCOM CL 288688T1001,94039,000SHCallDFND139,00000
TILRAY INCCOM CL 288688T10014958,500SHPutDFND158,50000
TKK SYMPHONY ACQUISITION COR*W EXP 02/20/202G8895012956233,180SH DFND1233,18000
TKK SYMPHONY ACQUISITION CORORD SHSG88950103974102,551SH DFND1102,55100
TKK SYMPHONY ACQUISITION CORRIGHT 02/20/2020G889501372759,016SH DFND159,01600
TOTAL S ASPONSORED ADR89151E109340SH DFND24000
TOTAL S ASPONSORED ADR89151E1092510,000SHCallDFND310,00000
TOTTENHAM ACQUISITION I LTDRIGHT 06/05/2020G8959N12282222,167SH DFND1222,16700
TOTTENHAM ACQUISITION I LTDSHSG8959N1061,690174,196SH DFND1174,19600
TPG PACE HLDGS CORPCL AG8982712845545,151SH DFND145,15100
TRANSENTERIX INCCOM NEW89366M20120335,000SH DFND135,00000
TRIDENT ACQUISITIONS CORPCOM89615T10622622,978SH DFND122,97800
TRIDENT ACQUISITIONS CORPUNIT 05/09/202389615T2056,622654,300SH DFND3654,30000
TRINITY INDS INCCOM8965221091474,000SH DFND14,00000
TRINITY INDS INCCOM896522109960,400SHPutDFND160,40000
TRINITY MERGER CORPUNIT 05/11/202589653L2051,287125,240SH DFND3125,24000
TRINITY MERGER CORPUNIT 05/11/202589653L20517116,656SH DFND116,65600
TRONOX LTDSHS CL AQ9235V1011,09291,345SH DFND591,34500
TWELVE SEAS INVESTMENT COMPA*W EXP 12/22/202G9145A115188522,262SH DFND1522,26200
TWELVE SEAS INVESTMENT COMPARIGHT 12/22/2019G9145A1314321,029,020SH DFND11,029,02000
TWENTY FIRST CENTY FOX INCCL A90130A101446431,500SHPutDFND1431,50000
TWENTY FIRST CENTY FOX INCCL A90130A101629562,600SHCallDFND5562,60000
TWENTY FIRST CENTY FOX INCCL A90130A10199465,100SHPutDFND5465,10000
TWENTY FIRST CENTY FOX INCCL A90130A10114,176305,981SH DFND5305,98100
TWENTY FIRST CENTY FOX INCCL A90130A1014,27692,300SH DFND192,30000
TWENTY FIRST CENTY FOX INCCL A90130A10153250,500SHCallDFND1250,50000
TWENTY FIRST CENTY FOX INCCL B90130A20091620,000SH DFND120,00000
TWENTY FIRST CENTY FOX INCCL B90130A2002,74960,000SH DFND360,00000
TWENTY FIRST CENTY FOX INCCL B90130A20013,192287,905SH DFND5287,90500
TWENTY FIRST CENTY FOX INCCL B90130A20011151,500SHCallDFND1151,50000
TWENTY FIRST CENTY FOX INCCL B90130A20012639,600SHPutDFND139,60000
ULTRAGENYX PHARMACEUTICAL INCOM90400D1081,52720,000SH DFND320,00000
UNILEVER PLCSPON ADR NEW9047677043,21558,492SH DFND358,49200
UNION ACQUISITION CORP*W EXP 07/01/202G9366W1271644,909SH DFND144,90900
UNION ACQUISITION CORPSHSG9366W10115215,582SH DFND115,58200
UNITED NAT FOODS INCCOM91116310315226,000SHCallDFND5226,00000
UNITED TECHNOLOGIES CORPCOM91301710916040,000SHCallDFND440,00000
UNITED TECHNOLOGIES CORPCOM913017109715,000SHPutDFND115,00000
UNITED TECHNOLOGIES CORPCOM9130171092125,000SHPutDFND525,00000
UNUM THERAPEUTICS INCCOM9032141046,696650,095SH DFND3650,09500
US BANCORP DELCOM NEW902973304187,100SHCallDFND37,10000
US BANCORP DELCOM NEW902973304266,800SHPutDFND36,80000
US BANCORP DELCOM NEW902973304531,000SH DFND31,00000
USA TECHNOLOGIES INCCOM NO PAR90328S5004542,000SHPutDFND142,00000
USA TECHNOLOGIES INCCOM NO PAR90328S50025735,750SH DFND135,75000
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F676201160,000SHPutDFND4160,00000
VANTAGE ENERGY ACQUISITIONCOM CL A92211L10541041,085SH DFND141,08500
VANTAGE ENERGY ACQUISITIONCOM CL A92211L105727,250SH DFND37,25000
VANTAGE ENERGY ACQUISITIONUNIT 04/12/202492211L204111,000SH DFND11,00000
VANTAGE ENERGY ACQUISITIONUNIT 04/12/202492211L20410,6001,000,000SH DFND31,000,00000
VECTOIQ ACQUISITION CORP*W EXP 05/11/20292243N1113048,639SH DFND148,63900
VECTOIQ ACQUISITION CORPCOM92243N1033,8971,568,224SH DFND11,568,22400
VECTOIQ ACQUISITION CORPUNIT 05/11/202392243N2023,026296,667SH DFND1296,66700
VERIZON COMMUNICATIONS INCCOM92343V1041332,500SH DFND32,50000
VERIZON COMMUNICATIONS INCCOM92343V1041550,000SHCallDFND150,00000
VERIZON COMMUNICATIONS INCCOM92343V104294,700SHCallDFND34,70000
VERIZON COMMUNICATIONS INCCOM92343V1042912,900SHPutDFND312,90000
VISTRA ENERGY CORP*W EXP 02/02/20292840M1283624,120SH DFND124,12000
VMWARE INCCL A COM92856340211745,700SHPutDFND145,70000
VMWARE INCCL A COM9285634025,32534,122SH DFND134,12200
WALMART INCCOM931142103617,700SHPutDFND37,70000
WALMART INCCOM931142103627,300SHCallDFND37,30000
WALMART INCCOM93114210328300SH DFND330000
WHEATON PRECIOUS METALS CORPCOM962879102150,000SHCallDFND150,00000
WILLSCOT CORPCOM97137512654631,843SH DFND131,84300
WPX ENERGY INCCOM98212B1033125,000SHCallDFND125,00000
WYNN RESORTS LTDCOM9831341075340,000SHCallDFND440,00000
WYNN RESORTS LTDCOM98313410715020,000SHPutDFND120,00000
WYNN RESORTS LTDCOM983134107283151,500SHCallDFND1151,50000
WYNN RESORTS LTDCOM9831341071,94415,300SH DFND115,30000
XILINX INCCOM9839191019575,000SHCallDFND475,00000
XILINX INCCOM9839191015,69771,060SH DFND471,06000
XO GROUP INCCOM983772104410,000SHCallDFND110,00000
XO GROUP INCCOM98377210412,300SHPutDFND12,30000
XPO LOGISTICS INCCOM9837931002852,500SH DFND12,50000
XPO LOGISTICS INCCOM9837931003120,700SHPutDFND120,70000
YOGAWORKS INCCOM9860051061,078898,317SH DFND1898,31700
ZYNGA INCCL A98986T108974,100SHCallDFND174,10000