SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:06-30-2018
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:COWEN INC.
Address:599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number:028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Owen Littman
Title:General Counsel
Phone:212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen LittmanNew YorkNY08-06-2018
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:5
Form 13F Information Table Entry Total:560
Form 13F Information Table Value Total:2,356,273
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-04125COWEN & COMPANY, LLC
2028-18771COWEN EXECUTION SERVICES LLC
3028-13626Cowen Investment Management LLC
4028-18662Margate Capital Management LP
5028-10674RAMIUS ADVISORS LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
22ND CENTY GROUP INCCOM90137F10318575,000SH DFND175,00000
3M COCOM88579Y101157800SH DFND380000
3M COCOM88579Y101293,600SHCallDFND33,60000
3M COCOM88579Y101842,700SHPutDFND32,70000
ACADIA PHARMACEUTICALS INCCOM0042251081157,500SH DFND17,50000
ACADIA PHARMACEUTICALS INCCOM00422510820813,600SHCallDFND113,60000
ACCELERATE DIAGNOSTICS INCCOM00430H1021,89685,000SHPutDFND185,00000
ADOBE SYS INCCOM00724F10112,96953,192SH DFND453,19200
ADVERUM BIOTECHNOLOGIES INCCOM00773U10837170,000SH DFND170,00000
AETNA INC NEWCOM00817Y1086,09233,200SHCallDFND133,20000
AETNA INC NEWCOM00817Y10832,815178,827SH DFND5178,82700
AGCO CORPCOM0010841021,32421,800SHCallDFND121,80000
AGROFRESH SOLUTIONS*W EXP 07/31/20200856G117220594,393SH DFND1594,39300
AKORN INCCOM0097281061368,200SHCallDFND18,20000
AKORN INCCOM009728106505109,900SHCallDFND5109,90000
AKORN INCCOM00972810647328,500SHPutDFND128,50000
ALDER BIOPHARMACEUTICALS INCCOM01433910527717,500SHPutDFND117,50000
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023,96521,369SH DFND421,36900
ALPHABET INCCAP STK CL A02079K305198175SH DFND317500
ALPHABET INCCAP STK CL A02079K30533300SHCallDFND330000
ALPHABET INCCAP STK CL A02079K30526500SHPutDFND350000
ALPHABET INCCAP STK CL C02079K107849761SH DFND376100
ALPHABET INCCAP STK CL C02079K10720200SHCallDFND320000
ALPHABET INCCAP STK CL C02079K10737700SHPutDFND370000
ALTA MESA RES INC*W EXP 03/28/20202133L117825589,266SH DFND1589,26600
ALTABA INCCOM0213461016,64790,800SH DFND390,80000
ALTICE USA INCCL A02156K1032,131124,933SH DFND3124,93300
AMAZON COM INCCOM0231351063,5322,078SH DFND42,07800
AMAZON COM INCCOM023135106224400SHCallDFND340000
AMAZON COM INCCOM02313510613,4887,935SH DFND37,93500
AMICUS THERAPEUTICS INCCOM03152W10938324,500SH DFND124,50000
AMICUS THERAPEUTICS INCCOM03152W1092,088133,700SHCallDFND1133,70000
ANDEAVORCOM03349M10560,900464,244SH DFND5464,24400
APPLE INCCOM03783310011700SHPutDFND370000
APPLE INCCOM0378331009400SHCallDFND340000
APPLE INCCOM0378331002,07911,231SH DFND311,23100
APTINYX INCCOM03836N103203681,132SH DFND1681,13200
APTIV PLCSHSG6095L10987948SH DFND194800
APTIV PLCSHSG6095L10910,413113,638SH DFND4113,63800
AQUINOX PHARMACEUTICALS INCCOM03842B1015320,000SH DFND120,00000
AQUINOX PHARMACEUTICALS INCCOM03842B1015320,000SHPutDFND120,00000
ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L2034,673171,100SHCallDFND1171,10000
ARRAY BIOPHARMA INCCOM04269X10592355,000SHPutDFND155,00000
AT&T INCCOM00206R1026,810212,093SH DFND1212,09300
AT&T INCCOM00206R10214,692457,500SHPutDFND1457,50000
AT&T INCCOM00206R1022,39574,600SHCallDFND174,60000
AT&T INCCOM00206R1021072,000SHCallDFND572,00000
ATARA BIOTHERAPEUTICS INCCOM0465131071293,500SH DFND13,50000
ATARA BIOTHERAPEUTICS INCCOM0465131072396,500SHCallDFND16,50000
ATARA BIOTHERAPEUTICS INCCOM04651310736810,000SHPutDFND110,00000
AUDENTES THERAPEUTICS INCCOM05070R1043,05780,000SH DFND180,00000
AUTOMATIC DATA PROCESSING INCOM05301510318,780140,000SHPutDFND1140,00000
AUTOMATIC DATA PROCESSING INCOM053015103864,200SHCallDFND34,20000
AUTOMATIC DATA PROCESSING INCOM0530151031341,000SH DFND11,00000
AUTOMATIC DATA PROCESSING INCOM053015103245,600SHPutDFND35,60000
AV HOMES INCCOM00234P1023,274152,994SH DFND3152,99400
AVISTA HEALTHCARE PUB ACQ COCL AG0726L1251,080107,724SH DFND1107,72400
BANK AMER CORPCOM0605051042213,000SHCallDFND313,00000
BANK AMER CORPCOM060505104177,700SHPutDFND37,70000
BANK NEW YORK MELLON CORPCOM064058100429,000SHPutDFND39,00000
BANK NEW YORK MELLON CORPCOM064058100651,200SH DFND31,20000
BANK NEW YORK MELLON CORPCOM064058100196,600SHCallDFND36,60000
BED BATH & BEYOND INCCOM0758961002,909146,000SH DFND1146,00000
BED BATH & BEYOND INCCOM0758961002,491125,000SHPutDFND1125,00000
BERKSHIRE HATHAWAY INC DELCL A0846701082821SH DFND3100
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021871,000SH DFND31,00000
BERKSHIRE HATHAWAY INC DELCL B NEW084670702253,500SHCallDFND33,50000
BERKSHIRE HATHAWAY INC DELCL B NEW084670702191,000SHPutDFND31,00000
BIG ROCK PARTNERS ACQUISI CO*W EXP 12/01/202089482111616,476SH DFND116,47600
BIG ROCK PARTNERS ACQUISI CORIGHT 12/01/20220894821291839,652SH DFND139,65200
BIOMARIN PHARMACEUTICAL INCCOM09061G1011221,300SHPutDFND11,30000
BIOMARIN PHARMACEUTICAL INCCOM09061G1011,23513,100SHCallDFND113,10000
BIOMARIN PHARMACEUTICAL INCCOM09061G101941,000SH DFND11,00000
BISON CAP ACQUISITION CORP*W EXP 06/20/202G1142P1121027,002SH DFND127,00200
BISON CAP ACQUISITION CORPRIGHT 03/20/2019G1142P1381237,372SH DFND137,37200
BLACK RIDGE ACQUISITION CORP*W EXP 07/10/20209216T11552120,481SH DFND1120,48100
BLACK RIDGE ACQUISITION CORPUNIT 10/05/202209216T20651249,002SH DFND149,00200
BLACK RIDGE ACQUISITION CORPUNIT 10/05/202209216T20652350,000SH DFND350,00000
BLUEBIRD BIO INCCOM09609G1009426,000SH DFND16,00000
BLUEPRINT MEDICINES CORPCOM09627Y1092,15834,000SH DFND134,00000
BOEING COCOM0970231055,50116,397SH DFND416,39700
BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG162491071,28667,600SH DFND267,60000
BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG1624910738550,000SHPutDFND250,00000
BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG1624910738550,000SHPutDFND350,00000
BUNGE LIMITEDCOMG169621051,04615,000SHCallDFND115,00000
CADENCE DESIGN SYSTEM INCCOM1273871086,406147,917SH DFND4147,91700
CAESARS ENTMT CORPCOM1276861033,628339,026SH DFND4339,02600
CAESARS ENTMT CORPCOM12768610331929,850SH DFND329,85000
CAESARS ENTMT CORPCOM12768610301SH DFND1100
CAMPBELL SOUP COCOM1344291093,08576,100SHPutDFND176,10000
CAMPBELL SOUP COCOM1344291093,93297,000SHCallDFND197,00000
CAMPING WORLD HLDGS INCCL A13462K109572,280SH DFND12,28000
CAMPING WORLD HLDGS INCCL A13462K10937515,000SHCallDFND115,00000
CAPITAL ONE FINL CORPCOM14040H1054605,000SH DFND35,00000
CAPITOL INVT CORP IV*W EXP 01/01/202G189201272417,426SH DFND117,42600
CAPITOL INVT CORP IVCL A ORDG18920101987100,000SH DFND3100,00000
CAPITOL INVT CORP IVUNIT 99/99/9999G18920119535,159SH DFND15,15900
CAPITOL INVT CORP IVUNIT 99/99/9999G1892011951550,000SH DFND350,00000
CARLISLE COS INCCOM1423391001,59314,700SHCallDFND114,70000
CARLISLE COS INCCOM1423391006,09856,300SHPutDFND156,30000
CARNIVAL CORPUNIT 99/99/9999143658300571,000SH DFND11,00000
CARNIVAL CORPUNIT 99/99/99991436583005,731100,000SHCallDFND1100,00000
CARNIVAL PLCADR14365C1033175,495SH DFND35,49500
CBS CORP NEWCL B124857202163100,000SHPutDFND5100,00000
CELGENE CORPCOM1510201047078,900SH DFND38,90000
CHARTER COMMUNICATIONS INC NCL A16119P1089483,234SH DFND43,23400
CHIPOTLE MEXICAN GRILL INCCOM1696561051571,500SHCallDFND31,50000
CHIPOTLE MEXICAN GRILL INCCOM169656105753,200SHPutDFND33,20000
CIGNA CORPORATIONCOM1255091092,46414,500SH DFND114,50000
CIGNA CORPORATIONCOM1255091091,70010,000SHCallDFND110,00000
CIGNA CORPORATIONCOM1255091093,39920,000SHPutDFND120,00000
CISCO SYS INCCOM17275R102206,900SHCallDFND36,90000
CISCO SYS INCCOM17275R1024713,300SHPutDFND313,30000
CISCO SYS INCCOM17275R102651,500SH DFND31,50000
CM SEVEN STAR ACQUISITION COSHSG2345N10234434,746SH DFND134,74600
CM SEVEN STAR ACQUISITION COUNIT 08/21/2022G2345N12801SH DFND1100
CM SEVEN STAR ACQUISITION COUNIT 08/21/2022G2345N1282,588250,000SH DFND3250,00000
CME GROUP INCCOM CL A12572Q105462120,000SHPutDFND5120,00000
COBIZ FINANCIAL INCCOM1908971081,62075,400SH DFND575,40000
COCA COLA COCOM1912161003010,300SHCallDFND310,30000
COCA COLA COCOM191216100319,800SHPutDFND39,80000
COHERUS BIOSCIENCES INCCOM19249H103564,000SH DFND14,00000
COHERUS BIOSCIENCES INCCOM19249H10372852,000SHCallDFND152,00000
COHU INCCOM1925761061,02041,604SH DFND541,60400
COMCAST CORP NEWCL A20030N1011,55547,400SH DFND147,40000
COMCAST CORP NEWCL A20030N1011,49645,600SHCallDFND145,60000
COMCAST CORP NEWCL A20030N101171160,000SHCallDFND5160,00000
COMCAST CORP NEWCL A20030N1014,101125,000SHPutDFND1125,00000
COMMUNITY HEALTH SYS INC NEWRIGHT 12/31/2019203668116393,858,817SH DFND13,858,81700
CONAGRA BRANDS INCCOM2058871021,07230,000SHCallDFND130,00000
CONCHO RES INCCOM20605P1011381,000SH DFND11,00000
CONCHO RES INCCOM20605P1016,07443,900SHCallDFND143,90000
CONSTELLATION ALPHA CAP CORPSHSG2379F1081,844185,172SH DFND1185,17200
CONSTELLATION ALPHA CAP CORPUNIT 99/99/9999G2379F1241,460136,450SH DFND1136,45000
CONSTELLATION BRANDS INCCL A21036P1082,1349,750SH DFND19,75000
CONSTELLATION BRANDS INCCL A21036P10825,082114,600SHCallDFND1114,60000
CONSTELLATION BRANDS INCCL A21036P10810,41847,600SHPutDFND147,60000
COREPOINT LODGING INCCOM21872L1043,616139,628SH DFND3139,62800
CORVUS PHARMACEUTICALS INCCOM2210151005,868534,397SH DFND1534,39700
CSX CORPCOM126408103255,500SHCallDFND35,50000
CSX CORPCOM126408103305,900SHPutDFND35,90000
CVR PARTNERS LPCOM126633106565171,079SH DFND3171,07900
CVR REFNG LPCOMUNIT REP LT12663P1073,465155,014SH DFND3155,01400
DASEKE INC*W EXP 02/27/20223753F1158074,518SH DFND174,51800
DCT INDUSTRIAL TRUST INCCOM NEW233153204798SH DFND19800
DCT INDUSTRIAL TRUST INCCOM NEW23315320459,648893,878SH DFND5893,87800
DEL TACO RESTAURANTS INC*W EXP 06/30/2022454961126416,348SH DFND116,34800
DFB HEALTHCARE ACQUISTION CO*W EXP 04/11/20223291E1171513,719SH DFND113,71900
DFB HEALTHCARE ACQUISTION COCOM23291E10934836,157SH DFND136,15700
DFB HEALTHCARE ACQUISTION COUNIT 01/30/202323291E2082,770272,944SH DFND1272,94400
DISCOVERY INCCOM SER A25470F10433615,000SHCallDFND115,00000
DISNEY WALT COCOM DISNEY2546871062,69925,756SH DFND425,75600
DISNEY WALT COCOM DISNEY254687106679250,000SHPutDFND5250,00000
DOWDUPONT INCCOM26078J100459,700SHCallDFND39,70000
DOWDUPONT INCCOM26078J100192,800SHPutDFND32,80000
DR PEPPER SNAPPLE GROUP INCCOM26138E1091,46412,000SHCallDFND112,00000
DR PEPPER SNAPPLE GROUP INCCOM26138E1091,22010,000SH DFND110,00000
DRAPER OAKWOOD TECHNOLOGYUNIT 09/30/202426146L20230125,100SH DFND125,10000
DROPBOX INCCL A26210C104453,88014,000SH DFND214,00000
DROPBOX INCCL A26210C104125,30014,000SHPutDFND2140,00000
DXC TECHNOLOGY COCOM23355L1063874,803SH DFND14,80300
DXC TECHNOLOGY COCOM23355L1061,61220,000SHCallDFND120,00000
ELECTRONIC ARTS INCCOM28551210935,199249,600SHPutDFND1249,60000
ELECTRONIC ARTS INCCOM2855121097,72854,800SH DFND154,80000
ELECTRONIC ARTS INCCOM2855121099,53767,629SH DFND467,62900
ELECTRONIC ARTS INCCOM28551210978,082553,700SHCallDFND1553,70000
ENTERPRISE PRODS PARTNERS LCOM29379210783030,000SHPutDFND130,00000
ENVISION HEALTHCARE CORPCOM29414D10035,036796,091SH DFND5796,09100
EQT CORPCOM26884L10928500SH DFND150000
EQT CORPCOM26884L1092103,800SHPutDFND13,80000
ESTRE AMBIENTAL INC*W EXP 12/21/202G3206V11892216,478SH DFND1216,47800
EXPRESS SCRIPTS HLDG COCOM30219G10815,913206,105SH DFND5206,10500
EXPRESS SCRIPTS HLDG COCOM30219G1081,35117,500SHCallDFND117,50000
EXPRESS SCRIPTS HLDG COCOM30219G1086,76387,600SHPutDFND187,60000
EXXON MOBIL CORPCOM30231G1028,273100,000SHCallDFND1100,00000
EXXON MOBIL CORPCOM30231G102316,100SHPutDFND36,10000
EXXON MOBIL CORPCOM30231G102526,100SHCallDFND36,10000
FACEBOOK INCCL A30303M102442,500SHPutDFND32,50000
FACEBOOK INCCL A30303M1022,15711,100SH DFND111,10000
FACEBOOK INCCL A30303M10219100SH DFND310000
FACEBOOK INCCL A30303M1022,13811,000SHCallDFND111,00000
FACEBOOK INCCL A30303M102151,000SHCallDFND31,00000
FACEBOOK INCCL A30303M1022,13811,000SHPutDFND111,00000
FAR PT ACQUISITION CORP*W EXP 06/01/20230734W1172719,700SH DFND119,70000
FAR PT ACQUISITION CORPCOM CL A30734W1092,270222,294SH DFND1222,29400
FINTECH ACQUISITION CORP II*W EXP 01/19/20231810G11711169,105SH DFND169,10500
FITBIT INCCL A33812L1028512,950SH DFND112,95000
FITBIT INCCL A33812L10222935,000SHPutDFND135,00000
FOREST CITY RLTY TR INCCOM CL A3456051092,808123,110SH DFND5123,11000
FRONTIER COMMUNICATIONS CORPCOM NEW35906A3069180,000SHCallDFND2180,00000
FRONTIER COMMUNICATIONS CORPCOM NEW35906A306666180,000SHPutDFND2180,00000
G1 THERAPEUTICS INCCOM3621LQ1094,778109,944SH DFND1109,94400
GCI LIBERTY INCCOM CLASS A36164V3057,083157,116SH DFND3157,11600
GENERAL DYNAMICS CORPCOM369550108243,600SHCallDFND33,60000
GENERAL DYNAMICS CORPCOM369550108912,700SHPutDFND32,70000
GENERAL DYNAMICS CORPCOM3695501088394,500SH DFND34,50000
GENERAL MTRS COCOM37045V100872,200SH DFND32,20000
GENERAL MTRS COCOM37045V100158,000SHCallDFND38,00000
GENERAL MTRS COCOM37045V100469,400SHPutDFND39,40000
GERON CORPCOM37416310310330,000SHCallDFND130,00000
GGP INCCOM36174X1014,597225,000SH DFND3225,00000
GIGCAPITAL INC*W EXP 06/08/20237518N1221634,867SH DFND134,86700
GIGCAPITAL INCCOM37518N106377508,466SH DFND1508,46600
GIGCAPITAL INCRIGHT 03/06/202037518N1141737,660SH DFND137,66000
GIGCAPITAL INCUNIT 03/06/202537518N20595190,594SH DFND190,59400
GLOBAL BLOOD THERAPEUTICS INCOM37890U1081,13025,000SH DFND125,00000
GLOBAL BLOOD THERAPEUTICS INCOM37890U108181,400,000SHCallDFND11,400,00000
GLOBALSTAR INCCOM3789734083162,863SH DFND162,86300
GOPRO INCCL A38268T10342866,500SHPutDFND166,50000
GORDON POINTE ACQUISITION COCOM CLASS A3827881071,122115,432SH DFND1115,43200
GORES HLDGS II INC*W EXP 01/13/202382867117254137,511SH DFND1137,51100
GORES HLDGS II INCCOM CL A3828671097,913779,214SH DFND1779,21400
GORES HLDGS II INCUNIT 99/99/999938286720822220,671SH DFND120,67100
GS ACQUISITION HLDGS CORPUNIT 06/12/202336255F2011,420138,890SH DFND1138,89000
GTY TECHNOLOGY HOLDINGS INCCL AG4182A10278477,577SH DFND177,57700
GTY TECHNOLOGY HOLDINGS INCCL AG4182A1021,010100,000SH DFND3100,00000
GW PHARMACEUTICALS PLCADS36197T1036985,000SHPutDFND15,00000
GW PHARMACEUTICALS PLCADS36197T103126900SH DFND190000
GW PHARMACEUTICALS PLCADS36197T1036985,000SHCallDFND15,00000
HAIN CELESTIAL GROUP INCCOM4052171001,20740,500SH DFND140,50000
HAIN CELESTIAL GROUP INCCOM4052171001,64255,100SHPutDFND155,10000
HALLIBURTON COCOM40621610158613,000SH DFND113,00000
HALLIBURTON COCOM40621610145110,000SHPutDFND110,00000
HAYMAKER ACQUISITION CORP*W EXP 10/27/2024208701154250,911SH DFND150,91100
HAYMAKER ACQUISITION CORPCOM CLASS A42087010791093,281SH DFND193,28100
HAYMAKER ACQUISITION CORPUNIT 10/19/20224208702065,055500,000SH DFND3500,00000
HAYMAKER ACQUISITION CORPUNIT 10/19/20224208702061100SH DFND110000
HENNESSY CAP ACQUSTON CORP I*W EXP 06/15/20242588L113342237,500SH DFND3237,50000
HENNESSY CAP ACQUSTON CORP I*W EXP 06/15/20242588L1138861,450SH DFND161,45000
HENNESSY CAP ACQUSTON CORP ICOM42588L1054,563450,000SH DFND3450,00000
HENNESSY CAP ACQUSTON CORP ICOM42588L1051,12199,904SH DFND199,90400
HENNESSY CAP ACQUSTON CORP IUNIT 06/15/202442588L20455850,001SH DFND150,00100
HL ACQUISITIONS CORPUNIT 06/21/2023G4603R11452852,495SH DFND152,49500
HP INCCOM40434L1052320,200SHCallDFND320,20000
HUNTER MARITIME ACQUISITION*W EXP 11/17/202Y3782812958135,000SH DFND1135,00000
HUNTER MARITIME ACQUISITION*W EXP 11/17/202Y37828129124287,500SH DFND3287,50000
HUNTER MARITIME ACQUISITIONCL AY378281115,681575,000SH DFND3575,00000
HUNTER MARITIME ACQUISITIONCL AY378281112,545257,637SH DFND1257,63700
I AM CAP ACQUISITION CO*W EXP 05/22/20245074Q1161227,548SH DFND127,54800
I AM CAP ACQUISITION COCOM45074Q1083,145309,241SH DFND1309,24100
IAC INTERACTIVECORPCOM44919P5081,4649,600SH DFND39,60000
ILG INCCOM44967H10127,019818,013SH DFND5818,01300
IMMUNOMEDICS INCCOM4529071083,551150,000SH DFND1150,00000
IMMUNOMEDICS INCCOM4529071083,539149,500SHPutDFND1149,50000
INDUSTREA ACQUISITION CORP*W EXP 08/01/20245579J112194324,095SH DFND1324,09500
INDUSTREA ACQUISITION CORPCL A45579J1049910,000SH DFND310,00000
INDUSTREA ACQUISITION CORPCL A45579J1041,549157,050SH DFND1157,05000
INDUSTREA ACQUISITION CORPUNIT 07/21/202445579J20352250,000SH DFND350,00000
INTERNATIONAL BUSINESS MACHSCOM4592001016224,450SH DFND34,45000
INTERNATIONAL BUSINESS MACHSCOM459200101264,000SHCallDFND34,00000
INTERNATIONAL BUSINESS MACHSCOM459200101603,600SHPutDFND33,60000
INVESCO QQQ TRUNIT SER 146090E103169120,000SHPutDFND4120,00000
ISHARES TRRUSSELL 2000 ETF464287655249375,000SHPutDFND3375,00000
JABIL INCCOM466313103230,000SHCallDFND430,00000
JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T1001450,000SHCallDFND250,00000
JOHNSON & JOHNSONCOM4781601045174,257SH DFND34,25700
JOHNSON & JOHNSONCOM478160104266,000SHCallDFND36,00000
JOHNSON & JOHNSONCOM4781601041496,900SHPutDFND36,90000
JUNIPER NETWORKS INCCOM48203R10459521,700SHPutDFND121,70000
KAPSTONE PAPER & PACKAGING CCOM48562P1031,31138,014SH DFND538,01400
KAYNE ANDERSON ACQUISITIONCOM CL A48661U102596,000SH DFND36,00000
KAYNE ANDERSON ACQUISITIONCOM CL A48661U10218317,941SH DFND117,94100
KAYNE ANDERSON ACQUISITIONUNIT 06/30/202248661U20110,4091,000,826SH DFND31,000,82600
KAYNE ANDERSON ACQUISITIONUNIT 06/30/202248661U201434,100SH DFND14,10000
KBL MERGER CORP IV*W EXP 01/15/20248242A11235120,256SH DFND1120,25600
KEMPHARM INCCOM4884451072,381366,313SH DFND1366,31300
KEZAR LIFE SCIENCES INCCOM49372L10077945,000SH DFND145,00000
KEZAR LIFE SCIENCES INCCOM49372L10017,4281,007,422SH DFND31,007,42200
KLA-TENCOR CORPCOM482480100803110,800SHPutDFND5110,80000
KLX INCCOM4825391036919,600SHPutDFND19,60000
KLX INCCOM4825391033,41547,500SHCallDFND147,50000
L3 TECHNOLOGIES INCCOM5024131073852,000SH DFND32,00000
LANDCADIA HLDGS INC*W EXP 06/01/20251476W1152125,078SH DFND125,07800
LAS VEGAS SANDS CORPCOM5178341076,26282,000SHPutDFND182,00000
LASALLE HOTEL PPTYSCOM SH BEN INT51794210819,457568,409SH DFND5568,40900
LEGACY ACQUISITION CORPCOM CL A5246431031,731179,891SH DFND1179,89100
LEGACY ACQUISITION CORPUNIT 05/31/20245246432023,006300,000SH DFND3300,00000
LEISURE ACQUISITION CORP*W EXP 12/05/20152539T1151826,016SH DFND126,01600
LEISURE ACQUISITION CORPCOM52539T1071,196123,831SH DFND1123,83100
LEISURE ACQUISITION CORPUNIT 99/99/999952539T2061,005100,000SH DFND3100,00000
LEISURE ACQUISITION CORPUNIT 99/99/999952539T20629829,700SH DFND129,70000
LEO HOLDINGS CORP*W EXP 02/07/202G5463L113297277,596SH DFND1277,59600
LEO HOLDINGS CORPCOM CL AG5463L10553254,947SH DFND154,94700
LF CAP ACQUISITION CORPUNIT 06/19/202550200K2079,156905,803SH DFND1905,80300
LIBERTY BROADBAND CORPCOM SER C5303073056358,383SH DFND38,38300
LIBERTY LATIN AMERICA LTDCOM CL CG9001E12822911,800SH DFND311,80000
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM53122940915,246338,421SH DFND3338,42100
LILLY ELI & COCOM532457108496,000SHCallDFND36,00000
LILLY ELI & COCOM532457108266,700SHPutDFND36,70000
LIONS GATE ENTMNT CORPCL B NON VTG5359195001,02343,598SH DFND443,59800
LIONS GATE ENTMNT CORPCL B NON VTG5359195001,77375,587SH DFND375,58700
LOWES COS INCCOM5486611072873,000SH DFND13,00000
LOWES COS INCCOM5486611071431,500SH DFND31,50000
LOWES COS INCCOM548661107252,800SHCallDFND32,80000
LOWES COS INCCOM5486611071,91120,000SHPutDFND120,00000
LOWES COS INCCOM548661107578,200SHPutDFND38,20000
M I ACQUISITIONS INCCOM55304A1041,128107,387SH DFND1107,38700
MADISON SQUARE GARDEN CO NEWCL A55825T1031,3714,419SH DFND44,41900
MARVELL TECHNOLOGY GROUP LTDORDG5876H1051225,669SH DFND55,66900
MARVELL TECHNOLOGY GROUP LTDORDG5876H10585840,000SHCallDFND140,00000
MASCO CORPCOM5745991061504,000SH DFND14,00000
MASCO CORPCOM57459910637410,000SHPutDFND110,00000
MATLIN & PARTNERS ACQUISITIOCL A57682V106656,595SH DFND16,59500
MATLIN & PARTNERS ACQUISITIOCL A57682V106525,250SH DFND35,25000
MATLIN & PARTNERS ACQUISITIOUNIT 05/28/2021A57682V2056,300600,000SH DFND3600,00000
MATLIN & PARTNERS ACQUISITIOUNIT 05/28/2021A57682V205171,600SH DFND11,60000
MEDTRONIC PLCSHSG5960L103486,400SHCallDFND36,40000
MEDTRONIC PLCSHSG5960L103337,100SHPutDFND37,10000
MERCK & CO INCCOM58933Y105558,600SHCallDFND38,60000
MERCK & CO INCCOM58933Y1052810,200SHPutDFND310,20000
METLIFE INCCOM59156R10826600SH DFND360000
METLIFE INCCOM59156R1082413,000SHCallDFND313,00000
METLIFE INCCOM59156R108609,700SHPutDFND39,70000
MICHAELS COS INCCOM59408Q10674839,000SHPutDFND139,00000
MICHAELS COS INCCOM59408Q10638320,000SH DFND120,00000
MICRON TECHNOLOGY INCCOM59511210365612,500SH DFND112,50000
MICROSOFT CORPCOM5949181046,93870,359SH DFND470,35900
MICROSOFT CORPCOM594918104303,400SHCallDFND33,40000
MICROSOFT CORPCOM594918104395,300SHPutDFND35,30000
MICROSOFT CORPCOM5949181041231,251SH DFND31,25100
MIDSTATES PETE CO INCCOM PAR59804T40727220,000SH DFND120,00000
MITSUBISHI UFJ FINL GROUP INSPONSORED ADS6068221046,5091,152,000SH DFND31,152,00000
MODERN MEDIA ACQUISITIONUNIT 99/99/999960765P2021,937178,699SH DFND3178,69900
MODERN MEDIA ACQUISITIONUNIT 99/99/999960765P20249946,074SH DFND146,07400
MONDELEZ INTL INCCL A6092071053813,100SHCallDFND313,10000
MONDELEZ INTL INCCL A609207105179,800SHPutDFND39,80000
MOSAIC ACQUISITION CORP*W EXP 10/23/202G628481254132,950SH DFND132,95000
MOSAIC ACQUISITION CORPSHS CL AG628481091,033106,713SH DFND1106,71300
MOSAIC ACQUISITION CORPUNIT 99/99/9999G6284811716416,400SH DFND116,40000
MOSAIC ACQUISITION CORPUNIT 99/99/9999G628481171,503150,000SH DFND3150,00000
MTGE INVT CORPCOM55378A1051,22462,473SH DFND362,47300
MUDRICK CAP ACQUISITION CORP*W EXP 02/12/2026247451131625,039SH DFND125,03900
MUDRICK CAP ACQUISITION CORP*W EXP 02/12/202624745113160250,000SH DFND3250,00000
MUDRICK CAP ACQUISITION CORPCOM CLASS A6247451052,410250,000SH DFND3250,00000
MUDRICK CAP ACQUISITION CORPCOM CLASS A6247451051,230127,633SH DFND1127,63300
MUDRICK CAP ACQUISITION CORPUNIT 02/01/20236247452041100SH DFND110000
MUDRICK CAP ACQUISITION CORPUNIT 02/01/20236247452041,022100,000SH DFND3100,00000
MYOKARDIA INCCOM62857M10599320,000SH DFND120,00000
NANOVIRICIDES INCCOM NEW6300872030373,750SH DFND3373,75000
NATIONAL ENERGY SERVICES REU*W EXP 05/05/202G6375R115389324,477SH DFND1324,47700
NEBULA ACQUISITION CORPCOM CLASS A62907610018919,548SH DFND119,54800
NEBULA ACQUISITION CORPUNIT 03/12/20256290762093,495347,066SH DFND1347,06600
NEBULA ACQUISITION CORPUNIT 03/12/20256290762091,007100,000SH DFND3100,00000
NEW FRONTIER CORPUNIT 99/99/9999G6485P1162,474246,180SH DFND1246,18000
NEWELL BRANDS INCCOM6512291061556,000SH DFND36,00000
NEWELL BRANDS INCCOM651229106259,600SHCallDFND39,60000
NEWELL BRANDS INCCOM6512291068229,900SHPutDFND329,90000
NEXEO SOLUTIONS INC*W EXP 06/09/20265342H110166290,017SH DFND1290,01700
NEXTERA ENERGY INCCOM65339F1018355,000SH DFND35,00000
NII HLDGS INCCOM PAR62913F50819850,765SH DFND150,76500
NORTHROP GRUMMAN CORPCOM6668071026152,000SH DFND32,00000
NVIDIA CORPCOM67066G1041,3795,820SH DFND35,82000
NXP SEMICONDUCTORS N VCOMN6596X109900250,000SHPutDFND5250,00000
NXP SEMICONDUCTORS N VCOMN6596X10915,298140,000SH DFND1140,00000
NXP SEMICONDUCTORS N VCOMN6596X1092,43122,245SH DFND322,24500
NXP SEMICONDUCTORS N VCOMN6596X10921,441196,221SH DFND5196,22100
NXP SEMICONDUCTORS N VCOMN6596X10958,405534,500SHCallDFND1534,50000
NXP SEMICONDUCTORS N VCOMN6596X10977,473709,000SHPutDFND1709,00000
OASIS PETE INC NEWCOM67421510864950,000SHPutDFND150,00000
OCCIDENTAL PETE CORP DELCOM674599105249,200SHPutDFND39,20000
OCCIDENTAL PETE CORP DELCOM6745991051698,600SHCallDFND38,60000
OCI PARTNERS LPCOM UNIT REP LP67091N1087,346638,744SH DFND3638,74400
OKTA INCCL A6792951053,48369,139SH DFND469,13900
OPES ACQUISITION CORP*W EXP 03/13/20268373P118187526,376SH DFND1526,37600
ORACLE CORPCOM68389X1056813,700SHPutDFND313,70000
ORACLE CORPCOM68389X1051543,500SH DFND33,50000
ORACLE CORPCOM68389X1052310,900SHCallDFND310,90000
ORBOTECH LTDORDM7525310025,192407,642SH DFND5407,64200
OSPREY ENERGY ACQUISITION CO*W EXP 07/21/202688397116269168,355SH DFND1168,35500
OSPREY ENERGY ACQUISITION COCL A COM6883971085,381530,132SH DFND1530,13200
OSPREY ENERGY ACQUISITION COUNIT 07/21/20226883972071,099100,000SH DFND3100,00000
OVID THERAPEUTICS INCCOM6904691015,169662,643SH DFND1662,64300
OWENS ILL INCCOM NEW6907684031,20471,600SHCallDFND171,60000
PAGSEGURO DIGITAL LTDCOM CL AG687071011,11040,000SH DFND140,00000
PAGSEGURO DIGITAL LTDCOM CL AG687071011,13841,000SHCallDFND141,00000
PAYPAL HLDGS INCCOM70450Y103225SH DFND32500
PAYPAL HLDGS INCCOM70450Y10317,054204,800SHCallDFND1204,80000
PAYPAL HLDGS INCCOM70450Y1036,73780,900SHPutDFND180,90000
PENN NATL GAMING INCCOM7075691093,614107,588SH DFND5107,58800
PENSARE ACQUISITION CORPCOM70957E10589090,011SH DFND190,01100
PENSARE ACQUISITION CORPCOM70957E105505,100SH DFND35,10000
PENSARE ACQUISITION CORPRIGHT 99/99/999970957E1212448,376SH DFND148,37600
PEPSICO INCCOM713448108183,100SHPutDFND33,10000
PEPSICO INCCOM7134481082,56323,544SH DFND423,54400
PEPSICO INCCOM713448108424,500SHCallDFND34,50000
PERSPECTA INCCOM71534710023111,250SH DFND111,25000
PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40845145,000SHCallDFND145,00000
PG&E CORPCOM69331C108406,800SHCallDFND36,80000
PG&E CORPCOM69331C108295,300SHPutDFND35,30000
PHH CORPCOM NEW69332020281575,000SH DFND575,00000
PHILIP MORRIS INTL INCCOM7181721091087,100SHPutDFND37,10000
PHILIP MORRIS INTL INCCOM7181721091451,800SH DFND31,80000
PHILIP MORRIS INTL INCCOM718172109369,400SHCallDFND39,40000
PHILLIPS 66COM7185461041065,400SHCallDFND35,40000
PHILLIPS 66COM718546104204,700SHPutDFND34,70000
PINNACLE FOODS INC DELCOM72348P1046,604101,500SH DFND1101,50000
PINNACLE FOODS INC DELCOM72348P1046,17494,900SH DFND594,90000
PINNACLE FOODS INC DELCOM72348P1044,83474,300SHCallDFND174,30000
PINNACLE FOODS INC DELCOM72348P1045,85590,000SHPutDFND190,00000
PLATINUM EAGLE ACQUISITIN CO*W EXP 01/17/202G7126L118445317,661SH DFND1317,66100
PLATINUM EAGLE ACQUISITIN COUNIT 01/09/2023G7126L1263,831376,361SH DFND1376,36100
PROCTER AND GAMBLE COCOM74271810973941SH DFND394100
PROCTER AND GAMBLE COCOM74271810910710,200SHPutDFND310,20000
PROCTER AND GAMBLE COCOM7427181093811,500SHCallDFND311,50000
PROSHARES TRULTRASHRT S&P50074347B3831,05127,488SH DFND327,48800
PURE ACQUISITION CORP*W EXP 04/17/20274621Q1141813,908SH DFND113,90800
PURE ACQUISITION CORPCL A74621Q1061,820188,767SH DFND1188,76700
PURE ACQUISITION CORPUNIT 04/13/202374621Q2052,563250,000SH DFND3250,00000
QUALCOMM INCCOM7475251036155,000SHPutDFND555,00000
QUALCOMM INCCOM7475251031,54327,500SH DFND127,50000
QUALCOMM INCCOM7475251034,89387,200SHPutDFND187,20000
QUALITY CARE PPTYS INCCOM74754510177936,212SH DFND536,21200
RAMBUS INC DELCOM7509171069200,000SHCallDFND4200,00000
RAYTHEON COCOM NEW7551115076763,500SH DFND33,50000
RED HAT INCCOM7565771026,20546,180SH DFND446,18000
REGALWOOD GLOBAL ENERGY LTD*W EXP 12/05/202G747601282721,488SH DFND121,48800
RELX NVSPONSORED ADR75955B1024,345203,708SH DFND3203,70800
RIMINI STR INC DELCOM76674Q1075,023766,778SH DFND1766,77800
RITE AID CORPCOM767754104808466,900SH DFND5466,90000
RITE AID CORPCOM7677541048750,000SH DFND350,00000
RITE AID CORPCOM76775410442,500SH DFND12,50000
RITE AID CORPCOM7677541041910,800SHCallDFND110,80000
ROCKWELL COLLINS INCCOM7743411011,0778,000SH DFND18,00000
ROCKWELL COLLINS INCCOM77434110148,212357,974SH DFND5357,97400
ROCKWELL COLLINS INCCOM7743411012,69420,000SHCallDFND120,00000
ROCKWELL COLLINS INCCOM7743411012,69420,000SHPutDFND120,00000
ROYAL DUTCH SHELL PLCSPONS ADR A7802592068,789126,952SH DFND3126,95200
RSP PERMIAN INCCOM74978Q1058,965203,667SH DFND5203,66700
SALESFORCE COM INCCOM79466L30211,66485,511SH DFND485,51100
SALESFORCE COM INCCOM79466L30225,548187,300SHCallDFND1187,30000
SANDRIDGE ENERGY INCCOM NEW80007P86923113,040SH DFND313,04000
SANOFIRIGHT 12/31/202080105N1131937,900SH DFND137,90000
SCHLUMBERGER LTDCOM80685710834500SH DFND350000
SCHLUMBERGER LTDCOM8068571084,72670,500SHCallDFND170,50000
SCHLUMBERGER LTDCOM806857108346,000SHCallDFND36,00000
SCHLUMBERGER LTDCOM806857108568,400SHPutDFND38,40000
SCHWAB CHARLES CORP NEWCOM80851310584316,500SH DFND316,50000
SENTINEL ENERGY SVCS INCUNIT 11/02/2022G8062D12801SH DFND1100
SENTINEL ENERGY SVCS INCUNIT 11/02/2022G8062D1284,036400,000SH DFND3400,00000
SERVICENOW INCCOM81762P1025,21730,248SH DFND430,24800
SHIRE PLCSPONSORED ADR82481R1063812,260SH DFND32,26000
SHIRE PLCSPONSORED ADR82481R10663,631376,962SH DFND5376,96200
SHIRE PLCSPONSORED ADR82481R1063382,000SHCallDFND12,00000
SHIRE PLCSPONSORED ADR82481R10673964,500SHCallDFND564,50000
SIMPLY GOOD FOODS CO*W EXP 07/07/20282900L1103,574861,155SH DFND1861,15500
SIRIUS XM HLDGS INCCOM82968B1031,2761,000,000SHPutDFND31,000,00000
SIRIUS XM HLDGS INCCOM82968B10328842,517SH DFND342,51700
SMUCKER J M COCOM NEW8326964052,31121,500SHCallDFND121,50000
SNAP INCCL A83304A10628694,200SHPutDFND294,20000
SNAP INCCL A83304A1061,23394,200SH DFND294,20000
SOCIAL CAP HEDOSOPHIA HLDGS*W EXP 09/14/202G8250R129733407,176SH DFND1407,17600
SOCIAL CAP HEDOSOPHIA HLDGSUNIT 99/99/9999G8250R1114,760446,160SH DFND1446,16000
SPARK THERAPEUTICS INCCOM84652J1034976,000SHPutDFND16,00000
SPDR S&P 500 ETF TRTR UNIT78462F10311,72543,222SH DFND443,22200
SPDR S&P 500 ETF TRTR UNIT78462F1032100SHPutDFND310000
SPDR S&P 500 ETF TRTR UNIT78462F1036,10422,500SHPutDFND122,50000
SPDR S&P 500 ETF TRTR UNIT78462F10378381,100SHCallDFND5381,10000
SPDR S&P 500 ETF TRTR UNIT78462F10311,300SHCallDFND31,30000
SPDR S&P 500 ETF TRTR UNIT78462F1035432,000SH DFND12,00000
SPDR S&P 500 ETF TRTR UNIT78462F1037,05326,000SHCallDFND126,00000
SPDR SERIES TRUSTS&P BIOTECH78464A8702,67528,100SHCallDFND128,10000
SPDR SERIES TRUSTS&P BIOTECH78464A8705,53158,100SHPutDFND158,10000
SPLUNK INCCOM8486371044,24542,834SH DFND442,83400
SPOTIFY TECHNOLOGY S ASHSL8681T1026,97941,482SH DFND441,48200
SPRINT CORPCOM SER 185207U10550993,500SH DFND193,50000
SPRINT CORPCOM SER 185207U1053,936723,528SH DFND5723,52800
SPRINT CORPCOM SER 185207U10550392,500SHPutDFND192,50000
SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10110,054802,390SH DFND3802,39000
STARBUCKS CORPCOM855244109831,700SH DFND31,70000
STARBUCKS CORPCOM8552441091311,000SHCallDFND311,00000
STARBUCKS CORPCOM855244109527,400SHPutDFND37,40000
STEMLINE THERAPEUTICS INCCOM85858C10736422,700SH DFND322,70000
STERLING BANCORP DELCOM85917A1001,22151,960SH DFND351,96000
STEWART INFORMATION SVCS CORCOM86037210113,142305,126SH DFND5305,12600
STMICROELECTRONICS N VNY REGISTRY86101210255325,000SH DFND125,00000
SUNPOWER CORPCOM867652406219,100SHCallDFND219,10000
SYNAPTICS INCCOM87157D1097,674152,344SH DFND5152,34400
SYNAPTICS INCCOM87157D109225100,000SHPutDFND5100,00000
TAKE-TWO INTERACTIVE SOFTWARCOM87405410912,794108,093SH DFND4108,09300
TAL ED GROUPSPONSORED ADS8740801042,20860,000SHCallDFND160,00000
TARGET CORPCOM87612E106466,000SHCallDFND36,00000
TARGET CORPCOM87612E106225,200SHPutDFND35,20000
TENNECO INCCOM8803491051,15226,200SHPutDFND126,20000
TENNECO INCCOM8803491052866,500SH DFND16,50000
TIBERIUS ACQUISITION CORPUNIT 02/28/202188633A20644544,200SH DFND144,20000
TOTAL S ASPONSORED ADR89151E1093,02850,000SHCallDFND150,00000
TPG PACE ENERGY HLDGS CORPCL A87265610343536,930SH DFND136,93000
TPG PACE HLDGS CORPCL AG8982712813013,051SH DFND113,05100
TRIDENT ACQUISITIONS CORP*W EXP 05/09/20289615T114261814,466SH DFND1814,46600
TRIDENT ACQUISITIONS CORPCOM89615T1064,873499,769SH DFND1499,76900
TRIDENT ACQUISITIONS CORPUNIT 05/09/202389615T2051,008100,000SH DFND3100,00000
TRIDENT ACQUISITIONS CORPUNIT 05/09/202389615T2051,073106,469SH DFND1106,46900
TRINITY MERGER CORP*W EXP 05/11/20289653L114163407,239SH DFND1407,23900
TRINITY MERGER CORPUNIT 05/11/202589653L2056,338626,475SH DFND1626,47500
TRINITY MERGER CORPUNIT 05/11/202589653L2051,006100,000SH DFND3100,00000
TWENTY FIRST CENTY FOX INCCL A90130A10111,381231,000SHCallDFND1231,00000
TWENTY FIRST CENTY FOX INCCL A90130A101928460,200SHCallDFND5460,20000
TWENTY FIRST CENTY FOX INCCL A90130A1013,25265,441SH DFND465,44100
TWENTY FIRST CENTY FOX INCCL A90130A1011,09322,000SH DFND122,00000
TWENTY FIRST CENTY FOX INCCL A90130A1018,918181,000SHPutDFND1181,00000
TWENTY FIRST CENTY FOX INCCL B90130A2001,23225,000SHCallDFND125,00000
TWENTY FIRST CENTY FOX INCCL B90130A2003,20365,000SHPutDFND165,00000
U S G CORPCOM NEW90329340543110,000SHCallDFND110,00000
U S G CORPCOM NEW9032934055104,100SHPutDFND5104,10000
ULTRAGENYX PHARMACEUTICAL INCOM90400D1081,53720,000SH DFND120,00000
UNION ACQUISITION CORP*W EXP 07/01/202G9366W1271234,619SH DFND134,61900
UNION ACQUISITION CORPRIGHT 12/02/2019G9366W1351857,474SH DFND157,47400
UNION ACQUISITION CORPSHSG9366W10123824,522SH DFND124,52200
UNION PAC CORPCOM907818108152,100SHCallDFND32,10000
UNION PAC CORPCOM907818108423,100SHPutDFND33,10000
UNION PAC CORPCOM9078181081561,100SH DFND31,10000
UNISYS CORPCOM NEW90921430619415,000SH DFND115,00000
UNISYS CORPCOM NEW909214306977,500SHPutDFND17,50000
UNITED PARCEL SERVICE INCCL B911312106161,100SHPutDFND31,10000
UNITED PARCEL SERVICE INCCL B9113121065955,600SH DFND15,60000
UNITED PARCEL SERVICE INCCL B911312106101,100SHCallDFND31,10000
UNITED TECHNOLOGIES CORPCOM913017109295257,100SHPutDFND5257,10000
UNITED TECHNOLOGIES CORPCOM913017109263,400SHPutDFND33,40000
UNITED TECHNOLOGIES CORPCOM913017109333,500SHCallDFND33,50000
UNITED TECHNOLOGIES CORPCOM91301710925200SH DFND320000
UNITED TECHNOLOGIES CORPCOM9130171093,12825,015SH DFND425,01500
UNUM THERAPEUTICS INCCOM9032141048,341581,255SH DFND1581,25500
US BANCORP DELCOM NEW9029733042813,800SHCallDFND313,80000
US BANCORP DELCOM NEW902973304133,000SHPutDFND33,00000
VALERO ENERGY CORP NEWCOM91913Y1003,32530,000SHCallDFND130,00000
VALIDUS HOLDINGS LTDCOM SHSG9319H1024877,207SH DFND57,20700
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F6763,71736,200SH DFND136,20000
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F67610,267100,000SHPutDFND1100,00000
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F676352250,000SHPutDFND5250,00000
VANTAGE ENERGY ACQUISITION*W EXP 04/12/20292211L1132720,813SH DFND120,81300
VANTAGE ENERGY ACQUISITIONCOM CL A92211L10563864,626SH DFND164,62600
VANTAGE ENERGY ACQUISITIONCOM CL A92211L105717,250SH DFND37,25000
VANTAGE ENERGY ACQUISITIONUNIT 04/12/202492211L20411811,308SH DFND111,30800
VANTAGE ENERGY ACQUISITIONUNIT 04/12/202492211L20410,4001,000,000SH DFND31,000,00000
VECTOIQ ACQUISITION CORPCOM92243N1035,2751,711,575SH DFND11,711,57500
VECTOIQ ACQUISITION CORPUNIT 05/11/202392243N2024,045401,767SH DFND1401,76700
VERIZON COMMUNICATIONS INCCOM92343V1042,11342,000SH DFND142,00000
VERIZON COMMUNICATIONS INCCOM92343V1044,98699,100SHCallDFND199,10000
VERIZON COMMUNICATIONS INCCOM92343V1045812,700SHCallDFND312,70000
VERIZON COMMUNICATIONS INCCOM92343V104239,200SHPutDFND39,20000
VISTRA ENERGY CORP*W EXP 02/02/20292840M1282924,120SH DFND124,12000
VMWARE INCCL A COM9285634026,54044,500SH DFND144,50000
VMWARE INCCL A COM9285634029,70166,000SHPutDFND166,00000
VMWARE INCCL A COM92856340212,56685,500SHCallDFND185,50000
VONAGE HLDGS CORPCOM92886T2011,317102,150SH DFND3102,15000
WALMART INCCOM9311421039100SH DFND310000
WALMART INCCOM931142103489,800SHCallDFND39,80000
WALMART INCCOM931142103957,000SHPutDFND37,00000
WILLSCOT CORP*W EXP 09/10/2029713751181,295573,156SH DFND1573,15600
WPX ENERGY INCCOM98212B10318010,000SHCallDFND110,00000
WPX ENERGY INCCOM98212B103251,400SH DFND11,40000
XEROX CORPCOM NEW9841216082,16790,273SH DFND590,27300
XEROX CORPCOM NEW984121608231200,000SHCallDFND5200,00000
XILINX INCCOM9839191011,74726,773SH DFND426,77300
XL GROUP LTDCOMG98294104100,9691,804,621SH DFND51,804,62100
XL GROUP LTDCOMG98294104241813,500SHPutDFND5813,50000
YANDEX N VSHS CLASS AN9728410870019,500SH DFND119,50000
YANDEX N VSHS CLASS AN9728410872520,200SHCallDFND120,20000
YANDEX N VSHS CLASS AN9728410872520,200SHPutDFND120,20000
YOGAWORKS INCCOM9860051061,683935,000SH DFND1935,00000