SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 09-30-2017
Check here if Amendment    Amendment Number:
This Amendment (Check only one.):    is a restatement.
   adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: COWEN INC.
Address: 599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number: 028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Owen Littman
Title: General Counsel
Phone: 212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen Littman New YorkNY 11-09-2017
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
   13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
   13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 251
Form 13F Information Table Value Total: 2,827,049
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-10674 RAMIUS ADVISORS LLC
2 028-04125 COWEN & COMPANY, LLC
3 028-17713 Quadratic Capital Management LLC
4 028-13626 Cowen Investment Management LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACACIA RESH CORP ACACIA TCH COM 003881307 168 37,000 SH   DFND 1 37,000 0 0
ADVISORY BRD CO COM 00762W107 35,982 671,001 SH   DFND 1 671,001 0 0
AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 310 564,073 SH   DFND 2 564,073 0 0
AKORN INC COM 009728106 4,826 145,399 SH   DFND 1 145,399 0 0
ALERE INC COM 01449J105 22,232 436,014 SH   DFND 1 436,014 0 0
ALLERGAN PLC SHS G0177J108 2,418 11,800 SH   DFND 4 11,800 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 670 5,700 SH   DFND 2 5,700 0 0
ALPHABET INC CAP STK CL C 02079K107 634 661 SH   DFND 4 661 0 0
ALTABA INC COM 021346101 8,126 122,670 SH   DFND 1 122,670 0 0
AMAZON COM INC COM 023135106 7,271 7,563 SH   DFND 4 7,563 0 0
AMBARELLA INC SHS G037AX101 294 6,000 SH   DFND 1 6,000 0 0
AMICUS THERAPEUTICS INC COM 03152W109 2,217 147,000 SH   DFND 2 147,000 0 0
ANADARKO PETE CORP COM 032511107 6,726 137,700 SH   DFND 2 137,700 0 0
ANGIES LIST INC COM 034754101 240 19,300 SH   DFND 2 19,300 0 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1,346 11,285 SH   DFND 1 11,285 0 0
APPLE INC COM 037833100 1,023 6,640 SH   DFND 4 6,640 0 0
APPLE INC COM 037833100 262 1,700 SH   DFND 1 1,700 0 0
ASTORIA FINL CORP COM 046265104 215 10,000 SH   DFND 2 10,000 0 0
AT&T INC COM 00206R102 15,296 390,500 SH   DFND 1 390,500 0 0
AT&T INC COM 00206R102 18,237 465,600 SH   DFND 2 465,600 0 0
ATLANTIC ACQUISITION CORP COM 048206106 660 67,319 SH   DFND 2 67,319 0 0
BANK AMER CORP COM 060505104 507 20,000 SH   DFND 2 20,000 0 0
BARD C R INC COM 067383109 183,162 571,487 SH   DFND 1 571,487 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 275 1 SH   DFND 4 1 0 0
BHP BILLITON PLC SPONSORED ADR 05545E209 2,814 79,389 SH   DFND 1 79,389 0 0
BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 30 87,224 SH   DFND 2 87,224 0 0
BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 13 42,372 SH   DFND 2 42,372 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 494 43,737 SH   DFND 4 43,737 0 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 379 25,780 SH   DFND 4 25,780 0 0
BOULEVARD ACQUISITION CL A 10157Q102 10,660 1,065,997 SH   DFND 2 1,065,997 0 0
BOULEVARD ACQUISITION CL A 10157Q102 1,000 100,000 SH   DFND 1 100,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 1,901 30,000 SH   DFND 2 30,000 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 179 15,000 SH   DFND 2 15,000 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 742 18,800 SH   DFND 4 18,800 0 0
CAESARS ENTMT CORP COM 127686103 334 25,000 SH   DFND 2 25,000 0 0
CALPINE CORP COM NEW 131347304 49,127 3,330,672 SH   DFND 1 3,330,672 0 0
CALPINE CORP COM NEW 131347304 4,521 306,500 SH   DFND 2 306,500 0 0
CAPITAL ONE FINL CORP COM 14040H105 423 5,000 SH   DFND 4 5,000 0 0
CENTRAL FD CDA LTD CL A 153501101 1,423 112,350 SH   DFND 1 112,350 0 0
CENTURYLINK INC COM 156700106 43,263 2,289,100 SH   DFND 1 2,289,100 0 0
CF CORP *W EXP 05/25/202 G20307115 48 22,759 SH   DFND 2 22,759 0 0
CF CORP SHS CL A G20307107 4,741 423,338 SH   DFND 1 423,338 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 29,700 81,722 SH   DFND 1 81,722 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 831 2,700 SH   DFND 2 2,700 0 0
CIGNA CORPORATION COM 125509109 350 17,800 SH   DFND 2 17,800 0 0
CISION LTD *W EXP 06/22/202 G1992S117 531 180,000 SH   DFND 1 180,000 0 0
CISION LTD *W EXP 06/22/202 G1992S117 1,442 488,964 SH   DFND 2 488,964 0 0
COGINT INC COM 19241Q101 467 95,256 SH   DFND 1 95,256 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 9 774,889 SH   DFND 2 774,889 0 0
CONAGRA BRANDS INC COM 205887102 552 16,371 SH   DFND 1 16,371 0 0
CONAGRA BRANDS INC COM 205887102 4,487 133,000 SH   DFND 2 133,000 0 0
CONDUENT INC COM 206787103 1,479 94,392 SH   DFND 1 94,392 0 0
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 65 269,767 SH   DFND 2 269,767 0 0
CONSTELLATION ALPHA CAP CORP SHS G2379F108 3,911 401,165 SH   DFND 2 401,165 0 0
CPFL ENERGIA S A SPONSORED ADR 126153105 4,601 268,097 SH   DFND 1 268,097 0 0
DASEKE INC *W EXP 02/27/202 23753F115 285 174,683 SH   DFND 2 174,683 0 0
DELL TECHNOLOGIES INC COM CL V 24703L103 2,471 32,000 SH   DFND 1 32,000 0 0
DELPHI AUTOMOTIVE PLC SHS G27823106 295 3,000 SH   DFND 1 3,000 0 0
DILLARDS INC CL A 254067101 4,374 78,000 SH   DFND 1 78,000 0 0
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 5,880 276,200 SH   DFND 1 276,200 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 448 22,100 SH   DFND 2 22,100 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 10,083 497,672 SH   DFND 1 497,672 0 0
DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 25 36,004 SH   DFND 2 36,004 0 0
DOUBLE EAGLE ACQUISITION COR COM G28195124 659 65,219 SH   DFND 2 65,219 0 0
DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 321 31,618 SH   DFND 2 31,618 0 0
DYNEGY INC NEW DEL *W EXP 02/02/202 26817R157 2 10,000 SH   DFND 2 10,000 0 0
EL PASO ELEC CO COM NEW 283677854 0 951,000 SH   DFND 1 951,000 0 0
ENERGEN CORP COM 29265N108 1,367 25,000 SH   DFND 2 25,000 0 0
ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 283 15,473 SH   DFND 4 15,473 0 0
ENSCO PLC SHS CLASS A G3157S106 6,997 1,172,000 SH   DFND 1 1,172,000 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 533 20,455 SH   DFND 4 20,455 0 0
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 286 9,500 SH   DFND 4 9,500 0 0
EXONE CO COM 302104104 511 45,000 SH   DFND 1 45,000 0 0
FACEBOOK INC CL A 30303M102 222 1,300 SH   DFND 1 1,300 0 0
FORESTAR GROUP INC COM 346232101 860 50,000 SH   DFND 1 50,000 0 0
FORUM MERGER CORP COM CL A 34985B103 987 101,200 SH   DFND 1 101,200 0 0
FORUM MERGER CORP RIGHT 06/01/2019 34985B129 127 328,230 SH   DFND 2 328,230 0 0
FORUM MERGER CORP UNIT 06/01/2024 34985B202 1,025 100,000 SH   DFND 1 100,000 0 0
FREDS INC CL A 356108100 863 133,978 SH   DFND 1 133,978 0 0
FREDS INC CL A 356108100 64 10,000 SH   DFND 2 10,000 0 0
GENERAL COMMUNICATION INC CL A 369385109 4,585 112,403 SH   DFND 1 112,403 0 0
GENERAL DYNAMICS CORP COM 369550108 617 3,000 SH   DFND 4 3,000 0 0
GODADDY INC CL A 380237107 3,698 85,000 SH   DFND 2 85,000 0 0
GOLAR LNG LTD BERMUDA SHS G9456A100 1,908 84,400 SH   DFND 2 84,400 0 0
GORES HLDGS II INC *W EXP 03/06/202 382867117 390 256,280 SH   DFND 2 256,280 0 0
GORES HLDGS II INC COM CL A 382867109 2,064 207,019 SH   DFND 2 207,019 0 0
GP INVTS ACQUISITION COR SHS G40357124 4,902 516,015 SH   DFND 2 516,015 0 0
GRIFOLS S A SP ADR REP B NVT 398438408 1,671 76,343 SH   DFND 1 76,343 0 0
GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 16 13,913 SH   DFND 2 13,913 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 1,006 100,000 SH   DFND 1 100,000 0 0
HAIN CELESTIAL GROUP INC COM 405217100 3,704 90,000 SH   DFND 2 90,000 0 0
HCA HEALTHCARE INC COM 40412C101 1,194 15,000 SH   DFND 2 15,000 0 0
HD SUPPLY HLDGS INC COM 40416M105 938 26,000 SH   DFND 1 26,000 0 0
HD SUPPLY HLDGS INC COM 40416M105 3,701 102,600 SH   DFND 2 102,600 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 199 272,499 SH   DFND 2 272,499 0 0
HENNESSY CAP ACQUSTON CORP I UNIT 06/15/2024 42588L204 4,646 450,000 SH   DFND 1 450,000 0 0
HERBALIFE LTD COM USD SHS G4412G101 8,025 118,300 SH   DFND 2 118,300 0 0
HOLLYFRONTIER CORP COM 436106108 1,874 52,100 SH   DFND 2 52,100 0 0
HOLOGIC INC COM 436440101 550 15,000 SH   DFND 2 15,000 0 0
HUNTER MARITIME ACQUISITION CL A Y37828111 2,320 235,803 SH   DFND 2 235,803 0 0
HUNTSMAN CORP COM 447011107 5,718 208,533 SH   DFND 1 208,533 0 0
I AM CAP ACQUISITION CO UNIT 08/15/2022 45074Q207 4,879 475,996 SH   DFND 2 475,996 0 0
ILG INC COM 44967H101 5,827 218,000 SH   DFND 2 218,000 0 0
INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 18 45,000 SH   DFND 2 45,000 0 0
INDUSTREA ACQUISITION CORP CL A 45579J104 319 32,631 SH   DFND 2 32,631 0 0
INSMED INC COM PAR $.01 457669307 1,077 34,500 SH   DFND 2 34,500 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 1,161 20,000 SH   DFND 2 20,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 580 4,000 SH   DFND 4 4,000 0 0
ISHARES INC MSCI MEX CAP ETF 464286822 11,495 210,500 SH   DFND 3 210,500 0 0
ISHARES INC MSCI STH KOR ETF 464286772 6,554 94,900 SH   DFND 3 94,900 0 0
ISHARES INC MSCI TURKEY ETF 464286715 9,014 215,600 SH   DFND 3 215,600 0 0
ISHARES TR 20 YR TR BD ETF 464287432 47,346 379,500 SH   DFND 3 379,500 0 0
ISHARES TR MSCI INDIA ETF 46429B598 9,349 284,600 SH   DFND 3 284,600 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 39,268 265,000 SH   DFND 1 265,000 0 0
JBG SMITH PPTYS COM 46590V100 1,693 49,500 SH   DFND 1 49,500 0 0
JOHNSON & JOHNSON COM 478160104 202 1,556 SH   DFND 4 1,556 0 0
JOHNSON & JOHNSON COM 478160104 234 1,800 SH   DFND 1 1,800 0 0
JOHNSON CTLS INTL PLC SHS G51502105 1,599 39,680 SH   DFND 1 39,680 0 0
KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 81 91,415 SH   DFND 2 91,415 0 0
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 98 10,000 SH   DFND 2 10,000 0 0
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 7,043 700,826 SH   DFND 1 700,826 0 0
KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 44 152,965 SH   DFND 2 152,965 0 0
KBL MERGER CORP IV UNIT 01/15/2024 48242A203 442 43,347 SH   DFND 2 43,347 0 0
KITE PHARMA INC COM 49803L109 755,310 4,200,600 SH   DFND 1 4,200,600 0 0
KRAFT HEINZ CO COM 500754106 5,235 67,500 SH   DFND 2 67,500 0 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 3,259 93,700 SH   DFND 2 93,700 0 0
LANDCADIA HLDGS INC CL A 51476W107 157 15,688 SH   DFND 2 15,688 0 0
LENNAR CORP CL B 526057302 1,177 26,114 SH   DFND 1 26,114 0 0
LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 17,693 332,005 SH   DFND 1 332,005 0 0
LIBERTY BROADBAND CORP COM SER A 530307107 7,012 74,451 SH   DFND 1 74,451 0 0
LIBERTY INTERACTIVE CORP LBT VEN COM A NE 53071M856 10,596 184,112 SH   DFND 1 184,112 0 0
LIBERTY INTERACTIVE CORP LBT VEN COM A NE 53071M856 973 16,910 SH   DFND 4 16,910 0 0
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 7,577 180,834 SH   DFND 1 180,834 0 0
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 1,070 25,535 SH   DFND 4 25,535 0 0
LOGMEIN INC COM 54142L109 1,293 11,750 SH   DFND 1 11,750 0 0
LULULEMON ATHLETICA INC COM 550021109 7,869 126,400 SH   DFND 2 126,400 0 0
M III ACQUISITION CORP COM 55378T104 1,726 176,110 SH   DFND 2 176,110 0 0
M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 985 95,500 SH   DFND 1 95,500 0 0
MADISON SQUARE GARDEN CO NEW CL A 55825T103 1,260 5,884 SH   DFND 1 5,884 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 771 10,855 SH   DFND 4 10,855 0 0
MARATHON PETE CORP COM 56585A102 2,243 40,000 SH   DFND 2 40,000 0 0
MARATHON PETE CORP COM 56585A102 2,210 39,401 SH   DFND 1 39,401 0 0
MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 231 549,323 SH   DFND 2 549,323 0 0
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 592 60,359 SH   DFND 2 60,359 0 0
MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 6,090 600,000 SH   DFND 1 600,000 0 0
MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 126 12,416 SH   DFND 2 12,416 0 0
MODERN MEDIA ACQUISITION COM 60765P103 832 85,200 SH   DFND 2 85,200 0 0
MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 143 339,366 SH   DFND 2 339,366 0 0
MODERN MEDIA ACQUISITION UNIT 99/99/9999 60765P202 2,016 178,699 SH   DFND 1 178,699 0 0
MODERN MEDIA ACQUISITION UNIT 99/99/9999 60765P202 633 60,854 SH   DFND 2 60,854 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 5,953 369,501 SH   DFND 1 369,501 0 0
MONSANTO CO NEW COM 61166W101 12,917 107,800 SH   DFND 2 107,800 0 0
MORGAN STANLEY COM NEW 617446448 723 15,000 SH   DFND 2 15,000 0 0
NANOVIRICIDES INC COM NEW 630087203 0 373,750 SH   DFND 1 373,750 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 150 300,000 SH   DFND 1 300,000 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 2,886 300,000 SH   DFND 1 300,000 0 0
NCR CORP NEW COM 62886E108 600 16,000 SH   DFND 2 16,000 0 0
NEURODERM LTD ORD SHS M74231107 1,657 42,600 SH   DFND 1 42,600 0 0
NEURODERM LTD ORD SHS M74231107 1,200 21,400 SH   DFND 2 21,400 0 0
NEW YORK REIT INC COM 64976L109 35,884 4,571,213 SH   DFND 1 4,571,213 0 0
NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 444 1,008,335 SH   DFND 2 1,008,335 0 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 1,044 16,750 SH   DFND 1 16,750 0 0
NEXTERA ENERGY INC COM 65339F101 733 5,000 SH   DFND 4 5,000 0 0
NORDSTROM INC COM 655664100 3,536 75,000 SH   DFND 2 75,000 0 0
NORTEL INVERSORA S A SPON ADR PFD B 656567401 2,014 51,647 SH   DFND 1 51,647 0 0
NORTHROP GRUMMAN CORP COM 666807102 575 2,000 SH   DFND 4 2,000 0 0
NVIDIA CORP COM 67066G104 1,045 5,845 SH   DFND 4 5,845 0 0
NXP SEMICONDUCTORS N V COM N6596X109 284,092 2,512,094 SH   DFND 1 2,512,094 0 0
NXP SEMICONDUCTORS N V COM N6596X109 45,689 404,000 SH   DFND 2 404,000 0 0
NXSTAGE MEDICAL INC COM 67072V103 1,908 69,100 SH   DFND 2 69,100 0 0
OCI PARTNERS LP COM UNIT REP LP 67091N108 2,121 265,105 SH   DFND 1 265,105 0 0
ONEOK INC NEW COM 682680103 246 4,447 SH   DFND 4 4,447 0 0
ORBITAL ATK INC COM 68557N103 1,984 14,900 SH   DFND 2 14,900 0 0
OSPREY ENERGY ACQUISITION CO UNIT 07/21/2022 688397207 467 47,013 SH   DFND 2 47,013 0 0
OVID THERAPEUTICS INC COM 690469101 88 10,211 SH   DFND 4 10,211 0 0
PANDORA MEDIA INC COM 698354107 535 69,500 SH   DFND 1 69,500 0 0
PAYPAL HLDGS INC COM 70450Y103 333 5,200 SH   DFND 4 5,200 0 0
PBF ENERGY INC CL A 69318G106 1,331 48,200 SH   DFND 2 48,200 0 0
PENN NATL GAMING INC COM 707569109 431 18,440 SH   DFND 4 18,440 0 0
PENN NATL GAMING INC COM 707569109 486 20,760 SH   DFND 1 20,760 0 0
PENSARE ACQUISITION CORP COM 70957E105 298 30,800 SH   DFND 2 30,800 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 42 104,730 SH   DFND 2 104,730 0 0
PETROBRAS ARGENTINA S A SPONS ADR 71646J109 6,375 505,167 SH   DFND 1 505,167 0 0
PINNACLE ENTMT INC NEW COM 72348Y105 330 15,500 SH   DFND 1 15,500 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 30,247 1,306,000 SH   DFND 3 1,306,000 0 0
POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 5,049 266,000 SH   DFND 3 266,000 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 416 8,915 SH   DFND 4 8,915 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 1,667 248,000 SH   DFND 3 248,000 0 0
PRUDENTIAL SHT DURATION HG Y COM 74442F107 534 35,000 SH   DFND 4 35,000 0 0
RAYTHEON CO COM NEW 755111507 653 3,500 SH   DFND 4 3,500 0 0
RITE AID CORP COM 767754104 1,682 858,400 SH   DFND 2 858,400 0 0
ROCKWELL AUTOMATION INC COM 773903109 1,782 10,000 SH   DFND 2 10,000 0 0
ROCKWELL COLLINS INC COM 774341101 2,418 18,500 SH   DFND 2 18,500 0 0
SAGE THERAPEUTICS INC COM 78667J108 1,246 20,000 SH   DFND 2 20,000 0 0
SCHWAB CHARLES CORP NEW COM 808513105 722 16,500 SH   DFND 4 16,500 0 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 222,966 2,595,947 SH   DFND 1 2,595,947 0 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 602 7,000 SH   DFND 2 7,000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16,399 303,800 SH   DFND 3 303,800 0 0
SILVER RUN ACQUISITION COM CL A 82812A103 3,806 373,822 SH   DFND 1 373,822 0 0
SILVER RUN ACQUISITION UNIT 99/99/9999 82812A202 2,146 199,655 SH   DFND 2 199,655 0 0
SILVER SPRING NETWORKS INC COM 82817Q103 1,048 64,800 SH   DFND 2 64,800 0 0
SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 533 224,360 SH   DFND 2 224,360 0 0
SINA CORP ORD G81477104 3,971 34,632 SH   DFND 1 34,632 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 2,907 90,700 SH   DFND 1 90,700 0 0
SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 961 90,100 SH   DFND 2 90,100 0 0
SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 306 5,500 SH   DFND 1 5,500 0 0
SOUTHWEST AIRLS CO COM 844741108 1,400 25,000 SH   DFND 2 25,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 16,330 65,000 SH   DFND 1 65,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 12,939 51,500 SH   DFND 2 51,500 0 0
SPDR SER TR BLOOMBERG SRT TR 78468R408 1,454 51,980 SH   DFND 4 51,980 0 0
SPRINT CORP COM SER 1 85207U105 934 120,000 SH   DFND 2 120,000 0 0
SPROUTS FMRS MKT INC COM 85208M102 4,880 260,000 SH   DFND 2 260,000 0 0
STEMLINE THERAPEUTICS INC COM 85858C107 420 37,800 SH   DFND 4 37,800 0 0
STERLING BANCORP DEL COM 85917A100 1,281 51,960 SH   DFND 4 51,960 0 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 21,275 117,755 SH   DFND 1 117,755 0 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 11,867 65,682 SH   DFND 2 65,682 0 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 490 18,800 SH   DFND 4 18,800 0 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 624 66,900 SH   DFND 1 66,900 0 0
SYNGENTA AG SPONSORED ADR 87160A100 1,105 12,000 SH   DFND 2 12,000 0 0
T MOBILE US INC COM 872590104 4,772 77,400 SH   DFND 2 77,400 0 0
T MOBILE US INC COM 872590104 38,174 619,104 SH   DFND 1 619,104 0 0
TE CONNECTIVITY LTD REG SHS H84989104 291 3,500 SH   DFND 1 3,500 0 0
TE CONNECTIVITY LTD REG SHS H84989104 706 8,500 SH   DFND 4 8,500 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 3,318 202,000 SH   DFND 1 202,000 0 0
TEREX CORP NEW COM 880779103 675 15,000 SH   DFND 2 15,000 0 0
TESLA INC COM 88160R101 1,706 5,000 SH   DFND 4 5,000 0 0
TESLA INC COM 88160R101 512 1,500 SH   DFND 1 1,500 0 0
TICC CAPITAL CORP COM 87244T109 262 38,300 SH   DFND 3 38,300 0 0
TIME WARNER INC COM NEW 887317303 31,290 305,400 SH   DFND 2 305,400 0 0
TIME WARNER INC COM NEW 887317303 1,516 14,795 SH   DFND 4 14,795 0 0
TIME WARNER INC COM NEW 887317303 231,127 2,256,000 SH   DFND 1 2,256,000 0 0
TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 2,025 198,525 SH   DFND 2 198,525 0 0
TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 134 12,985 SH   DFND 2 12,985 0 0
TRANSOCEAN LTD REG SHS H8817H100 2,602 241,838 SH   DFND 1 241,838 0 0
TRIBUNE MEDIA CO CL A 896047503 44,220 1,082,227 SH   DFND 1 1,082,227 0 0
TWO HBRS INVT CORP COM 90187B101 504 50,000 SH   DFND 1 50,000 0 0
ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 648 12,175 SH   DFND 4 12,175 0 0
UNILEVER PLC SPON ADR NEW 904767704 9,282 160,140 SH   DFND 1 160,140 0 0
UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 3,772 574,200 SH   DFND 3 574,200 0 0
VALE S A ADR REPSTG PFD 91912E204 2,991 319,881 SH   DFND 1 319,881 0 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 41,742 447,300 SH   DFND 1 447,300 0 0
VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 10,170 1,000,000 SH   DFND 1 1,000,000 0 0
VIACOM INC NEW CL A 92553P102 734 20,000 SH   DFND 2 20,000 0 0
VISA INC COM CL A 92826C839 3,725 35,400 SH   DFND 2 35,400 0 0
VWR CORP COM 91843L103 23,364 705,658 SH   DFND 1 705,658 0 0
WEIBO CORP SPONSORED ADR 948596101 2,474 25,000 SH   DFND 1 25,000 0 0
WYNDHAM WORLDWIDE CORP COM 98310W108 727 6,900 SH   DFND 2 6,900 0 0
XEROX CORP COM NEW 984121608 1,227 36,850 SH   DFND 1 36,850 0 0
YOGAWORKS INC COM 986005106 2,867 1,035,000 SH   DFND 2 1,035,000 0 0
ZAYO GROUP HLDGS INC COM 98919V105 438 12,725 SH   DFND 4 12,725 0 0
ZYNERBA PHARMACEUTICALS INC COM 98986X109 167 20,000 SH   DFND 2 20,000 0 0