SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:06-30-2017
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:COWEN INC.
Address:599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number:028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Owen Littman
Title:General Counsel
Phone:212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen LittmanNew YorkNY08-09-2017
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:4
Form 13F Information Table Entry Total:331
Form 13F Information Table Value Total:1,850,116
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-10674RAMIUS ADVISORS LLC
2028-04125COWEN & COMPANY, LLC
3028-17713Quadratic Capital Management LLC
4028-13626Cowen Investment Management LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ADVANCED EMISSIONS SOLUTS INCOM00770C10189097,203SH DFND197,20300
ADVISORY BRD COCOM00762W10715,348298,017SH DFND1298,01700
ADVISORY BRD COCOM00762W10711,819229,500SHPutDFND1229,50000
AERIE PHARMACEUTICALS INCCOM00771V10852610,000SHCallDFND210,00000
AGROFRESH SOLUTIONS*W EXP 07/31/20200856G117265285,456SH DFND2285,45600
AKORN INCCOM00972810627,488819,567SH DFND1819,56700
AKORN INCCOM0097281066,735200,800SHCallDFND1200,80000
ALBANY MOLECULAR RESH INCCOM01242310976035,000SH DFND235,00000
ALBANY MOLECULAR RESH INCCOM01242310917800SHCallDFND280000
ALERE INCCOM01449J10568,3261,361,342SH DFND11,361,34200
ALLERGAN PLCSHSG0177J1082,99012,300SH DFND412,30000
ALLIED WRLD ASSUR COM HLDG ASHSH015311047,956150,405SH DFND1150,40500
ALNYLAM PHARMACEUTICALS INCCOM02043Q10785310,700SHCallDFND210,70000
ALPHABET INCCAP STK CL A02079K305767825SH DFND482500
ALPHABET INCCAP STK CL C02079K1071,5001,651SH DFND41,65100
ALTABA INCCOM0213461018,742160,470SH DFND1160,47000
AMAZON COM INCCOM0231351067,9478,210SH DFND48,21000
AMICUS THERAPEUTICS INCCOM03152W10929229,000SH DFND229,00000
AMICUS THERAPEUTICS INCCOM03152W10940240,000SHPutDFND240,00000
ANADARKO PETE CORPCOM0325111072,51655,500SH DFND255,50000
ANADARKO PETE CORPCOM0325111072,94765,000SHPutDFND265,00000
ANDINA ACQUISITION CORP IISHSG0441P1041,652163,455SH DFND2163,45500
ANGIES LIST INCCOM0347541011028,000SHCallDFND28,00000
ANGIES LIST INCCOM03475410124719,300SHPutDFND219,30000
ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1081,43913,035SH DFND113,03500
APPLE INCCOM0378331002451,700SHPutDFND11,70000
ARRAY BIOPHARMA INCCOM04269X10536844,000SH DFND244,00000
ARRAY BIOPHARMA INCCOM04269X10539347,000SHCallDFND247,00000
ARRAY BIOPHARMA INCCOM04269X10539347,000SHPutDFND247,00000
ASTRAZENECA PLCSPONSORED ADR046353108852,500SH DFND22,50000
ASTRAZENECA PLCSPONSORED ADR0463531083179,300SHCallDFND29,30000
AT&T INCCOM00206R1021,75146,400SHCallDFND246,40000
AT&T INCCOM00206R1022,78573,800SHPutDFND273,80000
AT&T INCCOM00206R10211,553306,200SHCallDFND1306,20000
ATWOOD OCEANICS INCCOM0500951081,327162,811SH DFND1162,81100
AVEXIS INCCOM05366U1001,40517,100SHCallDFND217,10000
AVISTA HEALTHCARE PUB ACQ COUNIT 99/99/9999G0726L10936435,340SH DFND235,34000
BARD C R INCCOM06738310990,029284,802SH DFND1284,80200
BHP BILLITON PLCSPONSORED ADR05545E2092,44279,389SH DFND179,38900
BIOGEN INCCOM09062X1031,3575,000SHPutDFND25,00000
BIOGEN INCCOM09062X1031,3575,000SHCallDFND25,00000
BIOGEN INCCOM09062X1035432,000SH DFND22,00000
BISON CAP ACQUISITION CORPUNIT 99/99/9999TG1142P12078677,022SH DFND277,02200
BLACKROCK CORPOR HI YLD FD ICOM09255P10748444,124SH DFND444,12400
BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710455330,700SH DFND430,70000
BOSTON OMAHA CORPCOM1010441051,461110,812SH DFND2110,81200
BROCADE COMMUNICATIONS SYS ICOM NEW111621306143,29011,363,178SH DFND111,363,17800
BUCKEYE PARTNERS L PUNIT LTD PARTN1182301013485,440SH DFND45,44000
CABELAS INCCOM1268043016,043101,700SHPutDFND2101,70000
CABELAS INCCOM1268043013335,599SH DFND25,59900
CABELAS INCCOM12680430164710,900SHCallDFND210,90000
CADENCE DESIGN SYSTEM INCCOM12738710887726,200SH DFND426,20000
CAPITAL ONE FINL CORPCOM14040H1054135,000SH DFND45,00000
CARA THERAPEUTICS INCCOM1407551091238,000SH DFND28,00000
CARA THERAPEUTICS INCCOM1407551091157,500SHCallDFND27,50000
CARA THERAPEUTICS INCCOM14075510921714,100SHPutDFND214,10000
CARE CAP PPTYS INCCOM1416241064,621173,062SH DFND1173,06200
CENTRAL FD CDA LTDCL A1535011011,385112,350SH DFND1112,35000
CENTURYLINK INCCOM1567001062,672111,900SHCallDFND2111,90000
CENTURYLINK INCCOM1567001069,918415,309SH DFND1415,30900
CENTURYLINK INCCOM15670010640,5841,699,500SHCallDFND11,699,50000
CF CORPSHS CL AG2030710728125,000SH DFND125,00000
CF CORPUNIT 99/99/9999EG203071232,831230,180SH DFND2230,18000
CIGNA CORPORATIONCOM1255091097,80146,600SHCallDFND246,60000
CISION LTD*W EXP 06/22/202G1992S11713561,530SH DFND261,53000
CISION LTDSHSG1992S10925725,000SH DFND225,00000
CITRIX SYS INCCOM17737610082010,300SH DFND110,30000
CITRIX SYS INCCOM1773761001,00312,600SHCallDFND212,60000
CLOVIS ONCOLOGY INCCOM1894641002342,500SHPutDFND22,50000
CLOVIS ONCOLOGY INCCOM1894641002622,800SH DFND22,80000
CLOVIS ONCOLOGY INCCOM1894641001,87320,000SHCallDFND220,00000
COBALT INTL ENERGY INCCOM NEW19075F3042510,001SH DFND210,00100
COMMUNITY HEALTH SYS INC NEWRIGHT 99/99/999920366811614717,391SH DFND2717,39100
CONAGRA BRANDS INCCOM2058871021,40839,371SH DFND139,37100
CONDUENT INCCOM2067871031,620101,600SH DFND1101,60000
CONSTELLATION ALPHA CAPITALUNIT 99/99/9999G2379F12425024,600SH DFND224,60000
CONYERS PK ACQUISITION*W EXP 07/20/202212894117862329,011SH DFND2329,01100
CPFL ENERGIA S ASPONSORED ADR1261531056,187387,900SH DFND1387,90000
CROSSAMERICA PARTNERS LPUT LTD PTN INT22758A10551020,000SH DFND120,00000
CSX CORPCOM12640810367712,400SH DFND212,40000
CSX CORPCOM1264081035,42399,400SHCallDFND299,40000
CURRENCYSHARES EURO TREURO SHS23130C1086,29757,000SHPutDFND357,00000
DASEKE INC*W EXP 03/31/20223753F1151,2481,031,229SH DFND21,031,22900
DOLLAR TREE INCCOM2567461082453,500SH DFND43,50000
DOUBLE EAGLE ACQUISITION COR*W EXP 09/16/202G28195116122254,769SH DFND2254,76900
DU PONT E I DE NEMOURS & COCOM2635341096468,000SHCallDFND28,00000
DYNEGY INC NEW DEL*W EXP 02/02/20226817R157845,182SH DFND245,18200
DYNEGY INC NEW DELCOM26817R10881,000SH DFND21,00000
DYNEGY INC NEW DELCOM26817R108799,500SHCallDFND29,50000
EASTERLY ACQUISITION CORPCOM27616L1022,709269,600SH DFND2269,60000
EL PASO ELEC COCOM NEW2836778540951,000SH DFND1951,00000
ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10345922,495SH DFND422,49500
ENSCO PLCSHS CLASS AG3157S10613,6902,653,100SHCallDFND12,653,10000
ENTERPRISE PRODS PARTNERS LCOM29379210789533,035SH DFND433,03500
EQT CORPCOM26884L1093,52160,100SHCallDFND160,10000
ETF MANAGERS TRPUREFUNDS ISE CY26924G2012859,500SH DFND49,50000
ETHAN ALLEN INTERIORS INCCOM2976021042,10065,000SHPutDFND265,00000
EXPEDIA INC DELCOM NEW30212P3033,35122,500SHPutDFND222,50000
FACTSET RESH SYS INCCOM3030751052881,734SH DFND21,73400
FAIRPOINT COMMUNICATIONS INCCOM NEW3055603025,365342,821SH DFND1342,82100
FELCOR LODGING TR INCCOM31430F1018,1881,135,712SH DFND11,135,71200
FINTECH ACQUISITION CORP IIUNIT 99/99/999931810G20816716,101SH DFND216,10100
FORUM MERGER CORP*W EXP 06/01/20234985B11175219,622SH DFND2219,62200
FORUM MERGER CORPCOM CL A34985B103868,833SH DFND28,83300
FORUM MERGER CORPCOM CL A34985B103983101,200SH DFND1101,20000
FORUM MERGER CORPRIGHT 06/01/201934985B129617,896SH DFND217,89600
FORUM MERGER CORPUNIT 06/01/202434985B2021,019100,000SH DFND1100,00000
FORUM MERGER CORPUNIT 06/01/202434985B20246445,500SH DFND245,50000
FORWARD PHARMA A/SSPONSORED ADR34986J10522511,085SH DFND111,08500
FREDS INCCL A35610810027830,200SHCallDFND230,20000
GENERAL COMMUNICATION INCCL A3693851096,841186,720SH DFND1186,72000
GENERAL DYNAMICS CORPCOM3695501085943,000SH DFND43,00000
GENWORTH FINL INCCOM CL A37247D1067520,000SHCallDFND220,00000
GLOBAL BLOOD THERAPEUTICS INCOM37890U1082418,800SHCallDFND28,80000
GLOBAL BLOOD THERAPEUTICS INCOM37890U1082418,800SHPutDFND28,80000
GOLAR LNG LTD BERMUDASHSG9456A10072332,500SH DFND232,50000
GOLAR LNG LTD BERMUDASHSG9456A100472,100SHCallDFND22,10000
GORES HLDGS II INC*W EXP 03/06/202382867117430288,369SH DFND2288,36900
GORES HLDGS II INCUNIT 99/99/999938286720826925,751SH DFND225,75100
GP INVTS ACQUISITION CORSHSG403571244,942491,715SH DFND2491,71500
GTY TECHNOLOGY HOLDINGS INC*W EXP 99/99/999G4182A12814480,118SH DFND280,11800
GTY TECHNOLOGY HOLDINGS INCCL AG4182A1021,010100,000SH DFND1100,00000
HAIN CELESTIAL GROUP INCCOM4052171002,11654,500SH DFND254,50000
HAIN CELESTIAL GROUP INCCOM4052171002,52365,000SHPutDFND265,00000
HCA HEALTHCARE INCCOM40412C1011,30815,000SHCallDFND215,00000
HOLLYFRONTIER CORPCOM43610610841215,000SH DFND215,00000
HOLLYFRONTIER CORPCOM4361061081,12941,100SHPutDFND241,10000
HOLOGIC INCCOM4364401012275,000SH DFND25,00000
HOLOGIC INCCOM4364401013407,500SHPutDFND27,50000
HORIZON PHARMA PLCSHSG4617B1051,200164,400SH DFND2164,40000
HOSTESS BRANDS INC*W EXP 11/04/20244109J11421473,701SH DFND273,70100
HRG GROUP INCCOM40434J1003,204180,914SH DFND1180,91400
HUNTER MARITIME ACQUISITIONCL AY3782811185085,910SH DFND285,91000
HUNTSMAN CORPCOM44701110719820,000SHCallDFND220,00000
HUNTSMAN CORPCOM44701110734,8001,346,736SH DFND11,346,73600
HUNTSMAN CORPCOM44701110765925,500SH DFND225,50000
IAC INTERACTIVECORPCOM44919P5081,03210,000SH DFND110,00000
ICON PLCSHSG4705A10013,290135,900SHPutDFND1135,90000
ILG INCCOM44967H1011,70462,000SH DFND262,00000
ILG INCCOM44967H1012,749100,000SHPutDFND2100,00000
INNOCOLL HLDGS PLCSHSG4783X1052310,000SH DFND210,00000
INTERNATIONAL BUSINESS MACHSCOM4592001016924,500SH DFND44,50000
ISHARESMSCI MEX CAP ETF46428682211,268208,900SHCallDFND3208,90000
ISHARESMSCI STH KOR ETF4642867726,43594,900SHPutDFND394,90000
ISHARESMSCI TURKEY ETF4642867154,728113,900SHPutDFND3113,90000
ISHARESMSCI TURKEY ETF4642867159,468228,100SHCallDFND3228,10000
ISHARES SILVER TRUSTISHARES46428Q10935422,522SH DFND122,52200
ISHARES SILVER TRUSTISHARES46428Q10990357,500SHPutDFND157,50000
ISHARES TRRUSSELL 2000 ETF46428765537,344265,000SHPutDFND1265,00000
JENSYN ACQUISITION CORPCOM47632B1021,077105,200SH DFND2105,20000
JOHNSON & JOHNSONCOM4781601042061,556SH DFND41,55600
JOHNSON & JOHNSONCOM4781601042381,800SHCallDFND11,80000
JOHNSON CTLS INTL PLCSHSG515021051,53635,430SH DFND135,43000
KATE SPADE & COCOM4858651092,348127,000SHCallDFND2127,00000
KAYNE ANDERSON ACQUISITION*W EXP 06/30/20248661U110133147,498SH DFND2147,49800
KAYNE ANDERSON ACQUISITIONUNIT 06/30/202248661U2011,462146,231SH DFND2146,23100
KAYNE ANDERSON ACQUISITIONUNIT 06/30/202248661U20110,0081,000,826SH DFND11,000,82600
KBL MERGER CORP IVUNIT 01/15/202448242A20312,5761,229,365SH DFND21,229,36500
KENNEDY-WILSON HLDGS INCCOM48939810710,030526,500SHCallDFND1526,50000
LA JOLLA PHARMACEUTICAL COCOM PAR $.0001 250345960451217,200SH DFND217,20000
LA JOLLA PHARMACEUTICAL COCOM PAR $.0001 25034596041,11637,500SHCallDFND237,50000
LA JOLLA PHARMACEUTICAL COCOM PAR $.0001 25034596041,04235,000SHPutDFND235,00000
LABORATORY CORP AMER HLDGSCOM NEW50540R40920,994136,200SHPutDFND1136,20000
LATTICE SEMICONDUCTOR CORPCOM51841510440060,000SH DFND260,00000
LATTICE SEMICONDUCTOR CORPCOM5184151041,828274,424SH DFND1274,42400
LENNAR CORPCL B52605730289519,894SH DFND119,89400
LIBERTY BROADBAND CORPCOM SER A5303071074915,719SH DFND15,71900
LIBERTY INTERACTIVE CORPLBT VEN COM A NE53071M8565,521105,580SH DFND1105,58000
LIBERTY INTERACTIVE CORPLBT VEN COM A NE53071M85693917,960SH DFND417,96000
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM5312294094,694111,812SH DFND1111,81200
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM5312294091,15327,475SH DFND427,47500
LIBERTY MEDIA CORP DELAWARECOM SER A FRMLA53122987083623,872SH DFND123,87200
LOGMEIN INCCOM54142L1091,88618,050SH DFND118,05000
M III ACQUISITION CORPCOM55378T1044,921501,150SH DFND2501,15000
M III ACQUISITION CORPUNIT 99/99/9999T55378T20398095,500SH DFND195,50000
MACYS INCCOM55616P10423210,000SHCallDFND210,00000
MADISON SQUARE GARDEN CO NEWCL A55825T1031,1195,684SH DFND15,68400
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP55908010693613,130SH DFND413,13000
MARATHON PETE CORPCOM56585A1022,09340,000SHCallDFND240,00000
MASTEC INCCOM5763231091,76539,100SHPutDFND239,10000
MATLIN & PARTNERS ACQUISITIO*W EXP 03/15/20257682V114285569,374SH DFND2569,37400
MATLIN & PARTNERS ACQUISITIOUNIT 05/28/2021A57682V2056,018600,000SH DFND1600,00000
MATLIN & PARTNERS ACQUISITIOUNIT 05/28/2021A57682V20575074,800SH DFND274,80000
MEDICINES COCOM58468810576020,000SHPutDFND220,00000
MEDICINES COCOM58468810541811,000SH DFND211,00000
MERCK & CO INCCOM58933Y1051,11517,400SHCallDFND217,40000
METLIFE INCCOM59156R1081,51127,500SH DFND227,50000
METLIFE INCCOM59156R10827500SHCallDFND250000
METLIFE INCCOM59156R1087,945144,600SHPutDFND2144,60000
MOBILEYE N V AMSTELVEENORD SHSN51488117210,0803,345,226SH DFND13,345,22600
MOBILEYE N V AMSTELVEENORD SHSN514881178,729139,000SHCallDFND2139,00000
MOBILEYE N V AMSTELVEENORD SHSN514881173,14050,000SHPutDFND250,00000
MODERN MEDIA ACQUISITIONCOM60765P1032,888295,553SH DFND2295,55300
MODERN MEDIA ACQUISITIONRIGHT 99/99/999960765P129140369,692SH DFND2369,69200
MODERN MEDIA ACQUISITIONUNIT 99/99/999960765P2021,833178,699SH DFND1178,69900
MOLSON COORS BREWING COCL B60871R2095756,664SH DFND16,66400
MONEYGRAM INTL INCCOM NEW60935Y2084,947286,800SHPutDFND1286,80000
MONSANTO CO NEWCOM61166W1012,66322,500SHCallDFND222,50000
MONSANTO CO NEWCOM61166W10126,939227,600SHPutDFND1227,60000
NANOVIRICIDES INCCOM NEW6300872030373,750SH DFND1373,75000
NATIONAL ENERGY SERVICES REU*W EXP 05/05/202G6375R115165300,000SH DFND1300,00000
NATIONAL ENERGY SERVICES REUSHSG6375R1072,856300,000SH DFND1300,00000
NCR CORP NEWCOM62886E108117SH DFND21700
NCR CORP NEWCOM62886E10871517,500SHCallDFND217,50000
NEUROCRINE BIOSCIENCES INCCOM64125C1091,89141,100SHCallDFND241,10000
NEW YORK REIT INCCOM64976L10941,6994,826,234SH DFND14,826,23400
NEW YORK REIT INCCOM64976L10977689,850SH DFND489,85000
NEXEO SOLUTIONS INC*W EXP 06/09/20265342H1101018,860SH DFND218,86000
NEXTERA ENERGY INCCOM65339F1017015,000SH DFND45,00000
NIELSEN HLDGS PLCSHS EURG6518L1081,48838,500SH DFND138,50000
NII HLDGS INCCOM PAR62913F5085568,472SH DFND268,47200
NORDSTROM INCCOM6556641001433,000SH DFND23,00000
NORDSTROM INCCOM6556641006,577137,500SHCallDFND2137,50000
NORTHROP GRUMMAN CORPCOM6668071025132,000SH DFND42,00000
NVIDIA CORPCOM67066G1048696,011SH DFND46,01100
NXP SEMICONDUCTORS N VCOMN6596X10929,463269,200SHCallDFND2269,20000
NXP SEMICONDUCTORS N VCOMN6596X1094,37840,000SHPutDFND240,00000
NXP SEMICONDUCTORS N VCOMN6596X10997,341889,365SH DFND1889,36500
OCI PARTNERS LPCOM UNIT REP LP67091N1081,845208,420SH DFND1208,42000
OCULAR THERAPEUTIX INCCOM67576A10045649,200SH DFND449,20000
ONEOK PARTNERS LPUNIT LTD PARTN68268N1033196,250SH DFND46,25000
PANDORA MEDIA INCCOM69835410734839,000SHCallDFND139,00000
PANDORA MEDIA INCCOM698354107161,800SHCallDFND21,80000
PAREXEL INTL CORPCOM6994621077,88690,738SH DFND190,73800
PATHEON N VSHSN6865W1051,74450,000SHCallDFND250,00000
PATHEON N VSHSN6865W10587225,000SHPutDFND225,00000
PBF ENERGY INCCL A69318G1061,20754,200SHCallDFND254,20000
PENN NATL GAMING INCCOM7075691091,17354,800SHCallDFND154,80000
PENN NATL GAMING INCCOM70756910968431,980SH DFND431,98000
PENN NATL GAMING INCCOM70756910972333,800SH DFND133,80000
PETROBRAS ARGENTINA S ASPONS ADR71646J1094,384365,005SH DFND1365,00500
PINNACLE ENTMT INC NEWCOM72348Y10549425,000SH DFND125,00000
PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310551519,600SH DFND419,60000
PORTOLA PHARMACEUTICALS INCCOM7370101081,26922,600SHPutDFND222,60000
POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76930,2201,306,000SHPutDFND31,306,00000
POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B4085,282266,100SHPutDFND3266,10000
PROSPECT CAPITAL CORPORATIONCOM74348T1022,014248,000SHPutDFND3248,00000
PRUDENTIAL SHT DURATION HG YCOM74442F10754235,500SH DFND435,50000
QIWI PLCSPON ADR REP B74735M1082,702109,467SH DFND1109,46700
QUALCOMM INCCOM7475251032,85551,700SHPutDFND151,70000
RAYTHEON COCOM NEW7551115075653,500SH DFND43,50000
REMARK HLDGS INCCOM75955K102022,222SH DFND122,22200
REYNOLDS AMERICAN INCCOM7617131066,18495,074SH DFND195,07400
RICE ENERGY INCCOM76276010620,030752,146SH DFND1752,14600
RITE AID CORPCOM7677541044,7931,624,900SHPutDFND21,624,90000
RITE AID CORPCOM767754104988335,000SH DFND2335,00000
RITE AID CORPCOM7677541043,1901,081,300SHCallDFND11,081,30000
RITE AID CORPCOM7677541041,541522,000SHCallDFND2522,00000
SANDSTORM GOLD LTDCOM NEW80013R206774200,000SH DFND1200,00000
SAREPTA THERAPEUTICS INCCOM8036071001695,000SH DFND25,00000
SAREPTA THERAPEUTICS INCCOM8036071002537,500SHCallDFND27,50000
SAREPTA THERAPEUTICS INCCOM80360710033710,000SHPutDFND210,00000
SCHWAB CHARLES CORP NEWCOM80851310570916,500SH DFND416,50000
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30816,691303,800SHPutDFND3303,80000
SILVER RUN ACQUISITION*W EXP 03/28/20282812A111324180,488SH DFND2180,48800
SILVER RUN ACQUISITIONCOM CL A82812A1032,533250,000SH DFND1250,00000
SILVER RUN ACQUISITIONCOM CL A82812A1032,554252,142SH DFND2252,14200
SINA CORPORDG814771041,14113,424SH DFND113,42400
SINCLAIR BROADCAST GROUP INCCL A8292261092,96490,076SH DFND190,07600
SINCLAIR BROADCAST GROUP INCCL A82922610914,351436,200SHCallDFND1436,20000
SPDR GOLD TRUSTGOLD SHS78463V1075514,671SH DFND14,67100
SPDR GOLD TRUSTGOLD SHS78463V1071,41612,000SHPutDFND112,00000
SPDR S&P 500 ETF TRTR UNIT78462F1033,38514,000SH DFND214,00000
SPDR S&P 500 ETF TRTR UNIT78462F10350,246207,800SHCallDFND2207,80000
SPDR S&P 500 ETF TRTR UNIT78462F1035,92424,500SHPutDFND124,50000
SPDR S&P 500 ETF TRTR UNIT78462F10343,572180,200SHPutDFND2180,20000
SPDR SER TRBLOOMBERG SRT TR78468R4081,48453,050SH DFND453,05000
SPDR SERIES TRUSTS&P OILGAS EXP78464A73070922,200SH DFND222,20000
SPDR SERIES TRUSTS&P OILGAS EXP78464A7301023,200SHCallDFND23,20000
SPDR SERIES TRUSTS&P OILGAS EXP78464A73013,940436,700SHCallDFND3436,70000
SPECTRANETICS CORPCOM84760C1071,92050,000SHCallDFND250,00000
SPROUTS FMRS MKT INCCOM85208M1021,82580,500SH DFND280,50000
SPROUTS FMRS MKT INCCOM85208M1024,783211,000SHPutDFND2211,00000
STAPLES INCCOM8550301021,987197,341SH DFND1197,34100
STAPLES INCCOM855030102252,500SH DFND22,50000
STAPLES INCCOM8550301023,014299,300SHCallDFND1299,30000
STELLAR ACQUISITION III INCCOMY8172W10779579,174SH DFND279,17400
STERLING BANCORP DELCOM85917A1001,20851,960SH DFND451,96000
STRAIGHT PATH COMMUNICATNS ICL B8625781014,27623,800SHPutDFND223,80000
STRAIGHT PATH COMMUNICATNS ICL B8625781014,41624,582SH DFND224,58200
STRAIGHT PATH COMMUNICATNS ICL B8625781017,70742,900SHCallDFND242,90000
SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210448720,450SH DFND420,45000
SUPERNUS PHARMACEUTICALS INCCOM86845910856013,000SH DFND213,00000
SUPERNUS PHARMACEUTICALS INCCOM8684591081,72440,000SHCallDFND240,00000
SYNCHRONOSS TECHNOLOGIES INCCOM87157B103825,000SH DFND25,00000
SYNCHRONOSS TECHNOLOGIES INCCOM87157B10337022,500SHCallDFND222,50000
SYNGENTA AGSPONSORED ADR87160A1001,11212,000SHCallDFND212,00000
T MOBILE US INCCOM87259010425,988428,700SHCallDFND1428,70000
T MOBILE US INCCOM87259010414,525239,603SH DFND1239,60300
TE CONNECTIVITY LTDREG SHSH849891045116,500SH DFND46,50000
TERADYNE INCCOM8807701022287,600SH DFND27,60000
TERADYNE INCCOM88077010245015,000SHCallDFND215,00000
TERADYNE INCCOM8807701021505,000SHPutDFND25,00000
TESARO INCCOM8815691074663,329SH DFND13,32900
TIME INC NEWCOM88722810440228,000SH DFND228,00000
TIME INC NEWCOM88722810449534,500SHPutDFND234,50000
TIME WARNER INCCOM NEW8873173033,50834,600SHCallDFND234,60000
TIME WARNER INCCOM NEW8873173037,12770,300SHPutDFND270,30000
TIME WARNER INCCOM NEW8873173031,64616,395SH DFND416,39500
TIME WARNER INCCOM NEW88731730329,651295,295SH DFND1295,29500
TRACTOR SUPPLY COCOM8923561062,04937,800SHCallDFND237,80000
TRACTOR SUPPLY COCOM8923561061082,000SH DFND22,00000
TRIBUNE MEDIA COCL A8960475038,211201,400SHCallDFND1201,40000
UNDER ARMOUR INCCL A9043111071,27158,405SH DFND158,40500
UNILEVER N VN Y SHS NEW9047847091,83833,256SH DFND133,25600
UNILEVER N VN Y SHS NEW9047847092,13138,550SH DFND238,55000
UNILEVER N VN Y SHS NEW9047847093,05155,200SHPutDFND255,20000
UNILEVER PLCSPON ADR NEW9047677045,754106,316SH DFND1106,31600
UNITED STATES NATL GAS FUNDUNIT PAR $0.0019123182014,125608,400SHPutDFND3608,40000
VALMONT INDS INCCOM9202531017955,315SH DFND25,31500
VALMONT INDS INCCOM9202531013,89026,000SHPutDFND226,00000
VANECK VECTORS ETF TRSEMICONDUCTOR ET92189F6763,67644,900SHPutDFND144,90000
VANTAGE ENERGY ACQUISITIONUNIT 04/12/202492211L20410,1301,000,000SH DFND11,000,00000
VANTAGE ENERGY ACQUISITIONUNIT 04/12/202492211L204434,252SH DFND24,25200
VECTOR GROUP LTDCOM92240M10870633,100SH DFND133,10000
VTTI ENERGY PARTNERS LPCOM UNIT RP LTY9384M1012,754140,164SH DFND1140,16400
VWR CORPCOM91843L10325,153761,988SH DFND1761,98800
WEBMD HEALTH CORPCOM94770V10216,120274,845SH DFND1274,84500
WEIBO CORPSPONSORED ADR9485961017,637114,900SHPutDFND1114,90000
WEIBO CORPSPONSORED ADR9485961016,56198,707SH DFND198,70700
WESTERN DIGITAL CORPCOM9581021056,00767,800SHCallDFND267,80000
WHOLE FOODS MKT INCCOM9668371064,881115,900SH DFND2115,90000
WHOLE FOODS MKT INCCOM9668371061,09926,100SHCallDFND226,10000
WHOLE FOODS MKT INCCOM9668371064,678111,100SHPutDFND2111,10000
WHOLE FOODS MKT INCCOM96683710618,021427,952SH DFND1427,95200
WILLIS LEASE FINANCE CORPCOM9706461052288,517SH DFND18,51700
WILLIS TOWERS WATSON PUB LTDSHSG966291036184,250SH DFND14,25000
WISDOMTREE TRINDIA ERNGS FD97717W4227,414302,500SHPutDFND3302,50000
XEROX CORPCOM NEW9841216081,37247,750SH DFND147,75000
ZIMMER BIOMET HLDGS INCCOM98956P1026425,000SHPutDFND25,00000
ZIMMER BIOMET HLDGS INCCOM98956P1022572,000SH DFND22,00000