SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2016
Check here if Amendment    Amendment Number:
This Amendment (Check only one.):    is a restatement.
   adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: COWEN GROUP, INC.
Address: 599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number: 028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Owen Littman
Title: General Counsel
Phone: 212-201-4841
Signature, Place, and Date of Signing:
/s/ Owen Littman New YorkNY 08-05-2016
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
   13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
   13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 217
Form 13F Information Table Value Total: 1,478,670
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-10674 RAMIUS ADVISORS LLC
2 028-14361 Ramius Alternative Solutions LLC
3 028-04125 COWEN & COMPANY, LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
22ND CENTY GROUP INC COM 90137F103 73 90,000 SH   DFND 1 90,000 0 0
AARONS INC COM PAR $0.50 002535300 1,141 52,126 SH   DFND 1 52,126 0 0
ABBOTT LABS COM 002824100 12,194 310,200 SH Call DFND 1 310,200 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 568 17,500 SH   DFND 3 17,500 0 0
ACTIVISION BLIZZARD INC COM 00507V109 1,497 37,782 SH   DFND 1 37,782 0 0
AETNA INC NEW COM 00817Y108 12,213 100,000 SH Put DFND 1 100,000 0 0
AGCO CORP COM 001084102 2,894 61,396 SH   DFND 2 61,396 0 0
ALERE INC COM 01449J105 1,038 24,900 SH   DFND 1 24,900 0 0
ALERE INC COM 01449J105 104 2,500 SH   DFND 3 2,500 0 0
ALERE INC COM 01449J105 1,988 47,700 SH Put DFND 1 47,700 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 525 4,500 SH   DFND 1 4,500 0 0
ALLERGAN PLC SHS G0177J108 3,102 13,423 SH   DFND 2 13,423 0 0
ALLERGAN PLC SHS G0177J108 3,977 17,208 SH   DFND 1 17,208 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 490 2,500 SH   DFND 1 2,500 0 0
ALPHABET INC CAP STK CL A 02079K305 1,238 1,760 SH   DFND 1 1,760 0 0
ALPHABET INC CAP STK CL C 02079K107 2,556 3,693 SH   DFND 1 3,693 0 0
AMAZON COM INC COM 023135106 8,007 11,189 SH   DFND 1 11,189 0 0
AMERICAN CAP LTD COM 02503Y103 45,781 2,892,014 SH   DFND 1 2,892,014 0 0
AMERICAN CAP LTD COM 02503Y103 1,029 65,000 SH Put DFND 1 65,000 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 618 11,693 SH   DFND 1 11,693 0 0
AMGEN INC COM 031162100 780 5,125 SH   DFND 1 5,125 0 0
APOLLO ED GROUP INC CL A 037604105 6,999 767,400 SH Put DFND 1 767,400 0 0
APPLE INC COM 037833100 961 10,050 SH   DFND 1 10,050 0 0
APPLE INC COM 037833100 1,052 11,000 SH Call DFND 1 11,000 0 0
APRICUS BIOSCIENCES INC COM 03832V109 0 175,000 SH   DFND 1 175,000 0 0
ASTORIA FINL CORP COM 046265104 7,599 495,700 SH   DFND 1 495,700 0 0
AUTODESK INC COM 052769106 3,038 56,108 SH   DFND 2 56,108 0 0
AXIALL CORP COM 05463D100 5,508 168,900 SH Put DFND 1 168,900 0 0
AXIALL CORP COM 05463D100 14,184 434,969 SH   DFND 1 434,969 0 0
BAKER HUGHES INC COM 057224107 3,128 69,320 SH   DFND 2 69,320 0 0
BALL CORP COM 058498106 34,649 479,300 SH Call DFND 1 479,300 0 0
BANK AMER CORP *W EXP 10/28/201 060505153 4 49,417 SH   DFND 3 49,417 0 0
BANK NEW YORK MELLON CORP COM 064058100 3,081 79,314 SH   DFND 2 79,314 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 1,533 111,000 SH Call DFND 1 111,000 0 0
BCE INC COM NEW 05534B760 1,640 34,650 SH   DFND 1 34,650 0 0
BELMOND LTD CL A G1154H107 1,717 173,422 SH   DFND 1 173,422 0 0
BLACKROCK CORPOR HI YLD FD I COM 09255P107 1,891 181,125 SH   DFND 1 181,125 0 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 410 23,520 SH   DFND 1 23,520 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 588 8,000 SH   DFND 1 8,000 0 0
BROADSOFT INC COM 11133B409 923 22,500 SH   DFND 1 22,500 0 0
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1,363 19,375 SH   DFND 1 19,375 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 322 28,652 SH   DFND 1 28,652 0 0
BWX TECHNOLOGIES INC COM 05605H100 3,243 90,670 SH   DFND 2 90,670 0 0
CALADRIUS BIOSCIENCES INC COM 128058104 0 22,500 SH   DFND 1 22,500 0 0
CAPITAL ONE FINL CORP COM 14040H105 318 5,000 SH   DFND 1 5,000 0 0
CARMAX INC COM 143130102 1,748 35,651 SH   DFND 1 35,651 0 0
CASCADIAN THERAPEUTICS INC COM 14740B101 108 114,200 SH   DFND 1 114,200 0 0
CAVIUM INC COM 14964U108 3,860 100,000 SH Call DFND 1 100,000 0 0
CBRE GROUP INC CL A 12504L109 2,975 112,354 SH   DFND 2 112,354 0 0
CDK GLOBAL INC COM 12508E101 3,180 57,309 SH   DFND 2 57,309 0 0
CEL SCI CORP COM PAR $0.01 150837508 0 48,975 SH   DFND 1 48,975 0 0
CELATOR PHARMACEUTICALS INC COM 15089R102 9,054 300,000 SH Call DFND 1 300,000 0 0
CELATOR PHARMACEUTICALS INC COM 15089R102 6,392 211,800 SH Put DFND 1 211,800 0 0
CENVEO INC COM 15670S105 68 83,505 SH   DFND 3 83,505 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 3,285 14,369 SH   DFND 2 14,369 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 872 3,814 SH   DFND 1 3,814 0 0
CITRIX SYS INC COM 177376100 561 7,000 SH   DFND 1 7,000 0 0
CLEVELAND BIOLABS INC COM NEW 185860202 0 109,375 SH   DFND 1 109,375 0 0
CONAGRA FOODS INC COM 205887102 1,435 30,009 SH   DFND 1 30,009 0 0
CONFORMIS INC COM 20717E101 445 63,350 SH   DFND 1 63,350 0 0
COVENANT TRANSN GROUP INC CL A 22284P105 271 15,000 SH   DFND 1 15,000 0 0
CVENT INC COM 23247G109 5,358 150,000 SH Put DFND 1 150,000 0 0
CYTRX CORP COM PAR $.001 232828509 0 321,429 SH   DFND 1 321,429 0 0
DEMANDWARE INC COM 24802Y105 18,725 250,000 SH Call DFND 1 250,000 0 0
DOLLAR GEN CORP NEW COM 256677105 235 2,500 SH   DFND 1 2,500 0 0
DOLLAR TREE INC COM 256746108 236 2,500 SH   DFND 1 2,500 0 0
DOMINION DIAMOND CORP COM 257287102 596 67,379 SH   DFND 1 67,379 0 0
DREAMWORKS ANIMATION SKG INC CL A 26153C103 2,203 53,900 SH Call DFND 1 53,900 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 1,296 20,000 SH Put DFND 1 20,000 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 3,274 50,518 SH   DFND 2 50,518 0 0
E M C CORP MASS COM 268648102 197,480 7,268,303 SH   DFND 1 7,268,303 0 0
EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 29 44,254 SH   DFND 3 44,254 0 0
EASTERLY ACQUISITION CORP COM 27616L102 480 49,000 SH   DFND 3 49,000 0 0
ELECTRONIC ARTS INC COM 285512109 2,420 31,944 SH   DFND 1 31,944 0 0
ELECTRONIC ARTS INC COM 285512109 0 5 SH   DFND 3 5 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,326 34,823 SH   DFND 1 34,823 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 1,442 49,280 SH   DFND 1 49,280 0 0
EXXON MOBIL CORP COM 30231G102 213 2,271 SH   DFND 1 2,271 0 0
FACEBOOK INC CL A 30303M102 3,111 27,225 SH   DFND 1 27,225 0 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3,542 94,448 SH   DFND 2 94,448 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 4,284 124,247 SH   DFND 1 124,247 0 0
GENERAL DYNAMICS CORP COM 369550108 348 2,500 SH   DFND 1 2,500 0 0
GENERAL ELECTRIC CO COM 369604103 3,327 105,693 SH   DFND 2 105,693 0 0
GENTHERM INC COM 37253A103 444 12,951 SH   DFND 1 12,951 0 0
GILEAD SCIENCES INC COM 375558103 834 10,000 SH   DFND 1 10,000 0 0
GILEAD SCIENCES INC COM 375558103 2,085 25,000 SH Call DFND 1 25,000 0 0
HAIN CELESTIAL GROUP INC COM 405217100 373 7,500 SH   DFND 1 7,500 0 0
HENNESSY CAP ACQUISITION COR UNIT 99/99/9999 42588J209 388 37,700 SH   DFND 3 37,700 0 0
HOLLYFRONTIER CORP COM 436106108 1,010 42,500 SH   DFND 3 42,500 0 0
HOUSTON AMERN ENERGY CORP COM 44183U100 8 38,000 SH   DFND 1 38,000 0 0
HUNTINGTON BANCSHARES INC COM 446150104 4,470 500,000 SH Put DFND 1 500,000 0 0
IAC INTERACTIVECORP COM 44919P508 2,269 40,300 SH   DFND 1 40,300 0 0
IMMUNOCELLULAR THERAPEUTICS COM 452536105 0 225,909 SH   DFND 1 225,909 0 0
INGRAM MICRO INC CL A 457153104 51,169 1,471,207 SH   DFND 1 1,471,207 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 683 4,500 SH   DFND 1 4,500 0 0
INTERVAL LEISURE GROUP INC COM 46113M108 660 41,500 SH   DFND 1 41,500 0 0
INVESTORS BANCORP INC NEW COM 46146L101 2,963 267,414 SH   DFND 2 267,414 0 0
ISHARES MSCI JAPAN ETF 464286848 12,847 1,117,100 SH Call DFND 1 1,117,100 0 0
ISHARES MSCI MEX CAP ETF 464286822 2,236 44,400 SH Call DFND 1 44,400 0 0
ISHARES MSCI MEX CAP ETF 464286822 1,511 30,000 SH Put DFND 1 30,000 0 0
ISHARES MSCI TURKEY ETF 464286715 2,490 62,800 SH Put DFND 1 62,800 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 1,892 55,300 SH Call DFND 1 55,300 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 4,178 122,100 SH Put DFND 1 122,100 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 15,936 138,600 SH Call DFND 1 138,600 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 124,581 1,083,500 SH Put DFND 1 1,083,500 0 0
ITC HLDGS CORP COM 465685105 5,992 127,986 SH   DFND 1 127,986 0 0
KATE SPADE & CO COM 485865109 1,677 81,353 SH   DFND 1 81,353 0 0
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 2 148,212 SH   DFND 3 148,212 0 0
KLR ENERGY ACQUISITION CORP *W EXP 09/16/202 49877M116 3 20,300 SH   DFND 3 20,300 0 0
KLR ENERGY ACQUISITION CORP UNIT 12/31/2020 49877M207 275 27,100 SH   DFND 3 27,100 0 0
LAM RESEARCH CORP COM 512807108 4,203 50,000 SH Put DFND 1 50,000 0 0
LEXMARK INTL INC CL A 529771107 14,913 395,034 SH   DFND 1 395,034 0 0
LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 393 15,500 SH   DFND 1 15,500 0 0
LIBERTY MEDIA CORP DELAWARE COM A MEDIA GRP 531229870 683 35,667 SH   DFND 1 35,667 0 0
LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 2,909 92,774 SH   DFND 1 92,774 0 0
LIMELIGHT NETWORKS INC COM 53261M104 153 102,500 SH   DFND 1 102,500 0 0
LINKEDIN CORP COM CL A 53578A108 52,214 275,898 SH   DFND 1 275,898 0 0
LIONS GATE ENTMNT CORP COM NEW 535919203 324 16,000 SH   DFND 1 16,000 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 331 14,100 SH   DFND 1 14,100 0 0
LOCKHEED MARTIN CORP COM 539830109 620 2,500 SH   DFND 1 2,500 0 0
MADISON SQUARE GARDEN CO NEW CL A 55825T103 577 3,345 SH   DFND 1 3,345 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 830 10,924 SH   DFND 1 10,924 0 0
MATCH GROUP INC COM 57665R106 679 45,000 SH Put DFND 1 45,000 0 0
MEDIA GEN INC NEW COM 58441K100 19,994 1,163,110 SH   DFND 1 1,163,110 0 0
MEDIVATION INC COM 58501N101 6,030 100,000 SH Put DFND 1 100,000 0 0
MGM RESORTS INTERNATIONAL COM 552953101 2,192 96,881 SH   DFND 1 96,881 0 0
MICROSOFT CORP COM 594918104 3,099 60,572 SH   DFND 2 60,572 0 0
MOLSON COORS BREWING CO CL B 60871R209 6,133 60,649 SH   DFND 1 60,649 0 0
MOLSON COORS BREWING CO CL B 60871R209 99,037 979,300 SH Put DFND 1 979,300 0 0
MONDELEZ INTL INC CL A 609207105 3,277 72,015 SH   DFND 2 72,015 0 0
MONSANTO CO NEW COM 61166W101 9,630 93,127 SH   DFND 1 93,127 0 0
MSG NETWORK INC CL A 553573106 546 35,607 SH   DFND 1 35,607 0 0
MYLAN N V SHS EURO N59465109 13,076 302,400 SH Call DFND 1 302,400 0 0
NANOVIRICIDES INC COM NEW 630087203 1 373,750 SH   DFND 1 373,750 0 0
NEXVET BIOPHARMA PUB LTD CO ORD SHS G6503X109 128 27,485 SH   DFND 1 27,485 0 0
NORWEGIAN CRUISE LINE HLDGS SHS G66721104 2,938 73,748 SH   DFND 1 73,748 0 0
NVIDIA CORP COM 67066G104 1,026 21,818 SH   DFND 1 21,818 0 0
OCULAR THERAPEUTIX INC COM 67576A100 628 126,904 SH   DFND 1 126,904 0 0
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 743 18,553 SH   DFND 1 18,553 0 0
ORGANOVO HLDGS INC COM 68620A104 234 63,000 SH   DFND 1 63,000 0 0
PAYPAL HLDGS INC COM 70450Y103 628 17,200 SH   DFND 1 17,200 0 0
PENN NATL GAMING INC COM 707569109 1,567 112,313 SH   DFND 1 112,313 0 0
PFIZER INC COM 717081103 3,227 91,661 SH   DFND 2 91,661 0 0
PFIZER INC COM 717081103 690 19,600 SH   DFND 3 19,600 0 0
PINNACLE ENTMT INC NEW COM 72348Y105 650 58,700 SH   DFND 1 58,700 0 0
PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 177 16,950 SH   DFND 1 16,950 0 0
PLURISTEM THERAPEUTICS INC COM 72940R102 0 180,000 SH   DFND 1 180,000 0 0
POLYCOM INC COM 73172K104 16,578 1,473,563 SH   DFND 1 1,473,563 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 14,326 623,700 SH Put DFND 1 623,700 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 1,861 238,000 SH Put DFND 1 238,000 0 0
PRUDENTIAL SHT DURATION HG Y COM 74442F107 1,437 91,000 SH   DFND 1 91,000 0 0
PVH CORP COM 693656100 1,501 15,927 SH   DFND 1 15,927 0 0
QLIK TECHNOLOGIES INC COM 74733T105 97,291 3,289,089 SH   DFND 1 3,289,089 0 0
RACKSPACE HOSTING INC COM 750086100 3,022 144,866 SH   DFND 2 144,866 0 0
RADIUS HEALTH INC COM NEW 750469207 239 6,500 SH   DFND 1 6,500 0 0
RAYTHEON CO COM NEW 755111507 340 2,500 SH   DFND 1 2,500 0 0
REMARK MEDIA INC COM 75954W107 0 22,222 SH   DFND 1 22,222 0 0
RITE AID CORP COM 767754104 34,840 4,651,539 SH   DFND 1 4,651,539 0 0
RITE AID CORP COM 767754104 4,120 550,000 SH Call DFND 1 550,000 0 0
ROFIN SINAR TECHNOLOGIES INC COM 775043102 374 11,697 SH   DFND 1 11,697 0 0
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1,802 26,841 SH   DFND 1 26,841 0 0
SAGE THERAPEUTICS INC COM 78667J108 211 7,000 SH   DFND 3 7,000 0 0
SALLY BEAUTY HLDGS INC COM 79546E104 294 10,000 SH   DFND 1 10,000 0 0
SANOFI RIGHT 12/31/2020 80105N113 8 33,334 SH   DFND 3 33,334 0 0
SBA COMMUNICATIONS CORP COM 78388J106 3,422 31,707 SH   DFND 2 31,707 0 0
SCHWAB CHARLES CORP NEW COM 808513105 430 17,000 SH   DFND 1 17,000 0 0
SCIENTIFIC GAMES CORP CL A 80874P109 2,449 266,434 SH   DFND 1 266,434 0 0
SCOTTS MIRACLE GRO CO CL A 810186106 286 4,095 SH   DFND 1 4,095 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8,548 155,000 SH Call DFND 1 155,000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 11,394 206,600 SH Put DFND 1 206,600 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6,525 116,500 SH Call DFND 1 116,500 0 0
SIGNET JEWELERS LIMITED SHS G81276100 3,200 38,835 SH   DFND 2 38,835 0 0
SILVER RUN ACQUISITION CORP UNIT 99/99/9999T 82811P200 294 29,425 SH   DFND 3 29,425 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 3,057 24,175 SH   DFND 1 24,175 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,618 12,500 SH Put DFND 1 12,500 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 1,357 25,100 SH Call DFND 1 25,100 0 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 7,453 222,200 SH Call DFND 1 222,200 0 0
SPDR SERIES TRUST S&P METALS MNG 78464A755 3,986 163,300 SH Put DFND 1 163,300 0 0
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 944 22,500 SH   DFND 3 22,500 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 365 13,000 SH   DFND 1 13,000 0 0
ST JUDE MED INC COM 790849103 116,723 1,496,443 SH   DFND 1 1,496,443 0 0
STAPLES INC COM 855030102 1,313 152,300 SH Call DFND 1 152,300 0 0
STARZ COM SER A 85571Q102 7,097 237,200 SH   DFND 1 237,200 0 0
STERLING BANCORP DEL COM 85917A100 816 51,960 SH   DFND 1 51,960 0 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 515 15,426 SH   DFND 1 15,426 0 0
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 810 28,188 SH   DFND 1 28,188 0 0
SUNOCO LP COM U REP LP 86765K109 398 13,300 SH   DFND 1 13,300 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 675 177,700 SH   DFND 1 177,700 0 0
SYSCO CORP COM 871829107 3,248 64,012 SH   DFND 2 64,012 0 0
TAILORED BRANDS INC COM 87403A107 1,578 124,628 SH   DFND 1 124,628 0 0
TERRAPIN 3 ACQUISITION CORP *W EXP 06/27/201 88104P112 13 63,217 SH   DFND 3 63,217 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 6,380 127,000 SH Call DFND 1 127,000 0 0
TIME WARNER INC COM NEW 887317303 1,403 19,080 SH   DFND 1 19,080 0 0
TIVO INC COM 888706108 12,573 1,270,032 SH   DFND 1 1,270,032 0 0
TREEHOUSE FOODS INC COM 89469A104 2,487 24,230 SH   DFND 1 24,230 0 0
TRONC INC COM 89703P107 276 20,000 SH   DFND 3 20,000 0 0
TWENTY FIRST CENTY FOX INC CL B 90130A200 3,113 114,241 SH   DFND 2 114,241 0 0
TYSON FOODS INC CL A 902494103 1,800 26,956 SH   DFND 1 26,956 0 0
UNDER ARMOUR INC CL C 904311206 430 11,825 SH   DFND 1 11,825 0 0
VALSPAR CORP COM 920355104 17,555 162,500 SH Put DFND 1 162,500 0 0
VECTOR GROUP LTD COM 92240M108 751 33,500 SH   DFND 1 33,500 0 0
VMWARE INC CL A COM 928563402 11,444 200,000 SH Call DFND 1 200,000 0 0
VONAGE HLDGS CORP COM 92886T201 1,556 255,000 SH   DFND 1 255,000 0 0
VORNADO RLTY TR SH BEN INT 929042109 2,764 27,603 SH   DFND 1 27,603 0 0
WHOLE FOODS MKT INC COM 966837106 1,892 59,101 SH   DFND 1 59,101 0 0
WILLIAMS COS INC DEL COM 969457100 3,113 143,932 SH   DFND 2 143,932 0 0
WILLIAMS SONOMA INC COM 969904101 1,711 32,829 SH   DFND 1 32,829 0 0
WILLIS TOWERS WATSON PUB LTD SHS G96629103 3,172 25,515 SH   DFND 2 25,515 0 0
WINTHROP RLTY TR SH BEN INT NEW 976391300 352 40,000 SH   DFND 1 40,000 0 0
WISDOMTREE TR EUROPE HEDGED EQ 97717X701 32,754 648,200 SH Call DFND 1 648,200 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 2,054 111,585 SH   DFND 1 111,585 0 0
XILINX INC COM 983919101 2,962 64,215 SH   DFND 2 64,215 0 0
XOMA CORP DEL COM 98419J107 0 113,636 SH   DFND 1 113,636 0 0
XURA INC COM 98420V107 7,392 302,570 SH   DFND 1 302,570 0 0
YAHOO INC COM 984332106 13,189 351,139 SH   DFND 1 351,139 0 0
YUM BRANDS INC COM 988498101 3,185 38,413 SH   DFND 2 38,413 0 0
ZYNGA INC CL A 98986T108 1,005 403,728 SH   DFND 1 403,728 0 0