SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

Report for the Calendar Year or Quarter Ended:09-30-2015
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:COWEN GROUP, INC.
Address:599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK, NY  10022
Form 13F File Number:028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:Owen Littman
Title:General Counsel
Phone:212 201-4841
Signature, Place, and Date of Signing:
/s/ Owen LittmanNew YorkNY11-13-2015
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:3
Form 13F Information Table Entry Total:262
Form 13F Information Table Value Total:1,667,884
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-10674RAMIUS ADVISORS LLC
2028-14361Ramius Alternative Solutions LLC
3028-04125COWEN & COMPANY, LLC

SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
22ND CENTY GROUP INCCOM90137F1037690,000SH DFND190,00000
ABBVIE INCCOM00287Y109821,500SH DFND31,50000
ABBVIE INCCOM00287Y10954410,000SHCallDFND310,00000
ACACIA RESH CORPACACIA TCH COM00388130724527,000SH DFND127,00000
AETNA INC NEWCOM00817Y10816,937154,800SHCallDFND1154,80000
AGCO CORPCOM0010841025,616120,427SH DFND2120,42700
AIR PRODS & CHEMS INCCOM0091581065,31741,677SH DFND241,67700
AKAMAI TECHNOLOGIES INCCOM00971T1015,74583,182SH DFND283,18200
ALCATEL-LUCENTSPONSORED ADR0139043059,0732,485,882SH DFND12,485,88200
ALCATEL-LUCENTSPONSORED ADR0139043052,057563,600SHCallDFND1563,60000
ALEXION PHARMACEUTICALS INCCOM0153511095003,200SH DFND13,20000
ALLERGAN PLCSHSG0177J1084,41416,240SH DFND116,24000
ALLERGAN PLCSHSG0177J1085,09318,738SH DFND218,73800
ALLERGAN PLCSHSG0177J108245900SH DFND390000
ALLERGAN PLCSHSG0177J108245900SHPutDFND390000
ALLIANCEBERNSTEIN INCOME FUNCOM01881E10110012,700SH DFND112,70000
ALNYLAM PHARMACEUTICALS INCCOM02043Q1073173,950SH DFND33,95000
ALNYLAM PHARMACEUTICALS INCCOM02043Q1073624,500SHPutDFND34,50000
ALTERA CORPCOM02144110033,507669,065SH DFND1669,06500
ALTERA CORPCOM02144110050110,000SH DFND310,00000
AMAZON COM INCCOM0231351062,0193,945SH DFND13,94500
AMBEV SASPONSORED ADR02319V10331864,965SH DFND164,96500
AMERICAN CAP LTDCOM02503Y1031,980162,839SH DFND1162,83900
AMGEN INCCOM0311621003,69726,731SH DFND126,73100
AMGEN INCCOM0311621001,38310,000SHCallDFND110,00000
APPLE INCCOM0378331003,26629,610SH DFND129,61000
ARES CAP CORPCOM04010L1033,753259,200SHPutDFND1259,20000
ARRAY BIOPHARMA INCCOM04269X10524453,500SH DFND353,50000
ARRAY BIOPHARMA INCCOM04269X10527760,600SHPutDFND360,60000
ARRIS GROUP INC NEWCOM04270V1064,223162,600SHCallDFND1162,60000
AT&T INCCOM00206R1021,47345,200SHCallDFND145,20000
ATMEL CORPCOM0495131045,709707,473SH DFND1707,47300
ATMEL CORPCOM0495131049,9661,235,000SHCallDFND11,235,00000
AVAGO TECHNOLOGIES LTDSHSY0486S10445,829366,600SHCallDFND1366,60000
AVIS BUDGET GROUPCOM0537741051,39531,931SH DFND131,93100
BAKER HUGHES INCCOM0572241075,670108,952SH DFND2108,95200
BANK NEW YORK MELLON CORPCOM0640581003,04477,756SH DFND177,75600
BANK NEW YORK MELLON CORPCOM0640581005,628143,759SH DFND2143,75900
BAXALTA INCCOM07177M10313,547429,900SHCallDFND1429,90000
BLACKBERRY LTDCOM09228F1039014,700SHPutDFND314,70000
BLACKBERRY LTDCOM09228F1037011,500SH DFND311,50000
BLACKROCK CORPOR HI YLD FD ICOM09255P10779380,375SH DFND180,37500
BONANZA CREEK ENERGY INCCOM09779310319748,500SHCallDFND348,50000
BROADCOM CORPCL A11132010797,4611,895,019SH DFND11,895,01900
BROADSOFT INCCOM11133B40938913,000SH DFND113,00000
BROOKDALE SR LIVING INCCOM1124631043,649158,948SH DFND1158,94800
BROOKDALE SR LIVING INCCOM1124631041,94984,900SHCallDFND184,90000
BUCKEYE PARTNERS L PUNIT LTD PARTN1182301011,06718,000SH DFND118,00000
BWX TECHNOLOGIES INCCOM05605H1005,930224,951SH DFND2224,95100
BWX TECHNOLOGIES INCCOM05605H1001,67063,346SH DFND163,34600
CAMERON INTERNATIONAL CORPCOM13342B1056,824111,287SH DFND1111,28700
CANADIAN PAC RY LTDCOM13645T1002,10114,631SH DFND114,63100
CANADIAN PAC RY LTDCOM13645T1005,84540,713SH DFND240,71300
CAPITAL ONE FINL CORPCOM14040H1053635,000SH DFND15,00000
CDK GLOBAL INCCOM12508E1015,727119,858SH DFND2119,85800
CELGENE CORPCOM1510201044334,000SH DFND14,00000
CELGENE CORPCOM1510201041,62315,000SHCallDFND115,00000
CEMPRA INCCOM15130J10973026,235SH DFND126,23500
CHECK POINT SOFTWARE TECH LTORDM2246510479310,000SH DFND110,00000
CHENIERE ENERGY INCCOM NEW16411R2082425,000SH DFND15,00000
CHIPMOS TECH BERMUDA LTDSHSG2110R11441125,000SH DFND125,00000
CHIPMOS TECH BERMUDA LTDSHSG2110R11424715,035SH DFND315,03500
CHUBB CORPCOM17123210176,115620,590SH DFND1620,59000
CIGNA CORPORATIONCOM12550910997,209719,963SH DFND1719,96300
CITRIX SYS INCCOM1773761003,36048,500SH DFND148,50000
CITRIX SYS INCCOM1773761002,07830,000SHCallDFND130,00000
CITY NATL CORPCOM17856610521,061239,164SH DFND1239,16400
CLECO CORP NEWCOM12561W1052,82453,051SH DFND153,05100
CONSTANT CONTACT INCCOM21031310272730,000SH DFND130,00000
COSTAR GROUP INCCOM22160N1093982,300SH DFND12,30000
COVENANT TRANSN GROUP INCCL A22284P10524313,500SH DFND113,50000
CREDIT ACCEP CORP MICHCOM2253101012171,100SH DFND11,10000
CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542D79540,3771,658,200SH DFND21,658,20000
CYTEC INDS INCCOM23282010028,757389,397SH DFND1389,39700
DBX ETF TRDBXTR HAR CS 3002330518791,26139,000SHPutDFND139,00000
DEALERTRACK TECHNOLOGIES INCCOM24230910231,910505,227SH DFND1505,22700
DEALERTRACK TECHNOLOGIES INCCOM24230910263210,000SH DFND310,00000
DELCATH SYS INCCOM NEW24661P401219486,300SH DFND1486,30000
DEPOMED INCCOM2499081041,885100,000SHPutDFND1100,00000
DEPOMED INCCOM2499081041,885100,000SHCallDFND1100,00000
DEPOMED INCCOM2499081041,85598,410SH DFND198,41000
DNP SELECT INCOME FDCOM23325P1049911,000SH DFND111,00000
DOMINION RES INC VA NEWCOM25746U1093525,000SH DFND15,00000
DOW CHEM COCOM2605431031,30530,788SH DFND130,78800
DU PONT E I DE NEMOURS & COCOM2635341095,433112,714SH DFND2112,71400
DUN & BRADSTREET CORP DEL NECOM26483E1002732,600SH DFND12,60000
E M C CORP MASSCOM2686481023,722154,060SH DFND1154,06000
ECLIPSE RES CORPCOM27890G10013770,000SHCallDFND370,00000
ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10014,852713,700SHCallDFND1713,70000
ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10074535,800SH DFND135,80000
ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10951312,500SH DFND112,50000
ENTERPRISE PRODS PARTNERS LCOM29379210727811,172SH DFND111,17200
EXXON MOBIL CORPCOM30231G1022283,071SH DFND13,07100
F M C CORPCOM NEW3024913034,691138,331SH DFND2138,33100
FACEBOOK INCCL A30303M1024945,500SH DFND15,50000
FERRO CORPCOM31540510011710,700SH DFND110,70000
FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R3035,629158,694SH DFND2158,69400
FRANCO NEVADA CORPCOM35185810577017,500SHCallDFND317,50000
GENERAL ELECTRIC COCOM3696041031,22041,900SHCallDFND341,90000
GENERAL ELECTRIC COCOM36960410359323,500SH DFND323,50000
GENERAL ELECTRIC COCOM3696041031,51360,000SHPutDFND360,00000
GILEAD SCIENCES INCCOM3755581032,10821,467SH DFND121,46700
GILEAD SCIENCES INCCOM3755581034915,000SHCallDFND15,00000
GNC HLDGS INCCOM CL A36191G1073,04875,400SHCallDFND175,40000
GNC HLDGS INCCOM CL A36191G1072,72167,312SH DFND167,31200
GOODYEAR TIRE & RUBR COCOM3825501015,932202,253SH DFND2202,25300
HALLIBURTON COCOM40621610182723,400SH DFND123,40000
HALLIBURTON COCOM4062161015,436153,766SH DFND2153,76600
HALLIBURTON COCOM4062161018,693245,900SHCallDFND1245,90000
HCC INS HLDGS INCCOM40413210216,014206,714SH DFND1206,71400
HERON THERAPEUTICS INCCOM4277461021,25860,000SHCallDFND360,00000
HESS CORPCOM42809H1071,16423,251SH DFND123,25100
HOME PROPERTIES INCCOM43730610315,582208,450SH DFND1208,45000
HORIZON PHARMA PLCSHSG4617B10566233,400SHPutDFND333,40000
HORIZON PHARMA PLCSHSG4617B10569435,000SH DFND335,00000
HORIZON PHARMA PLCSHSG4617B1052,045103,195SH DFND1103,19500
HOUSTON AMERN ENERGY CORPCOM44183U100738,000SH DFND138,00000
HUMANA INCCOM44485910214,60681,600SHPutDFND181,60000
HUMANA INCCOM44485910269,393387,669SH DFND1387,66900
HUMANA INCCOM44485910218SH DFND3800
IAC INTERACTIVECORPCOM PAR $.00144919P5084,07162,377SH DFND162,37700
INTEGRATED SILICON SOLUTIONCOM45812P1071,28759,895SH DFND159,89500
INTERNATIONAL BUSINESS MACHSCOM4592001016524,500SH DFND14,50000
INVESTORS BANCORP INC NEWCOM46146L1016,157498,984SH DFND2498,98400
IPC HEALTHCARE INCCOM44984A1051,70922,000SH DFND122,00000
IPG PHOTONICS CORPCOM44980X1093805,000SH DFND15,00000
ISHARESMSCI JAPAN ETF4642868489,654844,600SHCallDFND1844,60000
ISHARESMSCI MEX CAP ETF4642868224,61489,500SHCallDFND189,50000
ISHARES TRMSCI EMG MKT ETF4642872348,500259,300SHCallDFND1259,30000
ISHARES TRRUSSELL 2000 ETF464287655166,5191,524,900SHPutDFND11,524,90000
JUNO THERAPEUTICS INCCOM48205A1091,11927,500SHCallDFND327,50000
LENDINGTREE INC NEWCOM52603B1073163,400SH DFND13,40000
LIONS GATE ENTMNT CORPCOM NEW53591920338310,400SH DFND110,40000
MACQUARIE INFRASTRUCTURE CORCOM55608B1055,65575,737SH DFND275,73700
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801061,58326,327SH DFND126,32700
MAIN STREET CAPITAL CORPCOM56035L1041,52057,000SHPutDFND157,00000
MANITOWOC INCCOM5635711081,20980,617SH DFND180,61700
MARKET VECTORS ETF TRGOLD MINER ETF57060U1001,07278,000SHPutDFND178,00000
MARKET VECTORS ETF TRGOLD MINER ETF57060U1005,309149,700SHCallDFND1149,70000
MARVELL TECHNOLOGY GROUP LTDORDG5876H10578186,300SHPutDFND186,30000
MARVELL TECHNOLOGY GROUP LTDORDG5876H1051,324146,300SHCallDFND1146,30000
MEDIA GEN INC NEWCOM58441K1001,22487,500SHCallDFND187,50000
MENS WEARHOUSE INCCOM5871181001,32831,241SH DFND131,24100
MICRON TECHNOLOGY INCCOM59511210322515,000SH DFND115,00000
MICRON TECHNOLOGY INCCOM5951121038,070538,700SHCallDFND1538,70000
MICROSOFT CORPCOM59491810444310,000SHCallDFND310,00000
MICROSOFT CORPCOM5949181041693,800SHPutDFND33,80000
MICROSOFT CORPCOM5949181045,911133,560SH DFND2133,56000
MONDELEZ INTL INCCL A6092071055,742137,130SH DFND2137,13000
MSG NETWORK INCCL A5535731063,85253,396SH DFND153,39600
MUELLER WTR PRODS INCCOM SER A62475810817022,200SH DFND122,20000
MYLAN N VSHS EURON594651093,63990,393SH DFND190,39300
MYLAN N VSHS EURON5946510917,421432,700SHCallDFND1432,70000
MYLAN N VSHS EURON5946510976919,100SHCallDFND319,10000
MYLAN N VSHS EURON594651091052,600SHPutDFND32,60000
NATIONAL PENN BANCSHARES INCCOM6371381082,529215,239SH DFND1215,23900
NCR CORP NEWCOM62886E1085,332234,380SH DFND2234,38000
NEURODERM LTDORD SHSM7423110720910,100SH DFND110,10000
NEXSTAR BROADCASTING GROUP ICL A65336K1032896,100SH DFND16,10000
NEXVET BIOPHARMA PUB LTD COORD SHSG6503X10910027,485SH DFND127,48500
NOBLE ENERGY INCCOM6550441051,62154,000SHCallDFND354,00000
NOBLE ENERGY INCCOM6550441053100SHPutDFND310000
NORTHSTAR ASSET MGMT GROUP ICOM66705Y1041,479103,000SHCallDFND1103,00000
NUVEEN QUALITY PFD INCOME FDCOM67072C1059811,200SH DFND111,20000
NVIDIA CORPCOM67066G10475130,475SH DFND130,47500
NXP SEMICONDUCTORS N VCOMN6596X1098,67599,633SH DFND199,63300
NXP SEMICONDUCTORS N VCOMN6596X10928,298325,000SHCallDFND1325,00000
OFFICE DEPOT INCCOM67622010612820,000SH DFND320,00000
OFFICE DEPOT INCCOM67622010619330,000SHPutDFND330,00000
ONCOTHYREON INCCOM6823241089434,200SH DFND134,20000
ORGANOVO HLDGS INCCOM68620A10416160,000SH DFND160,00000
OVASCIENCE INCCOM69014Q101212,500SHPutDFND32,50000
OVASCIENCE INCCOM69014Q101303,500SH DFND33,50000
OVASCIENCE INCCOM69014Q10123327,500SHCallDFND327,50000
OWENS ILL INCCOM NEW6907684035,826281,189SH DFND2281,18900
PANDORA MEDIA INCCOM6983541071,06750,000SHCallDFND150,00000
PAYPAL HLDGS INCCOM70450Y1031,86760,133SH DFND160,13300
PEABODY ENERGY CORPCOM7045491041,55375,000SHCallDFND375,00000
PENTAIR PLCSHSG7S00T1045,360105,016SH DFND2105,01600
PEPSICO INCCOM7134481085,90862,647SH DFND262,64700
PERRIGO CO PLCSHSG978221033,72423,679SH DFND123,67900
PINNACLE ENTMT INCCOM7234561093,448101,894SH DFND1101,89400
PINNACLE ENTMT INCCOM72345610933810,000SHCallDFND310,00000
PLAINS GP HLDGS L PSHS A REP LTPN72651A10837621,500SH DFND121,50000
PLURISTEM THERAPEUTICS INCCOM72940R10216892,501SH DFND192,50100
POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76912,760553,800SHPutDFND1553,80000
POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40812,415594,600SHCallDFND1594,60000
PRECISION CASTPARTS CORPCOM740189105106,378463,096SH DFND1463,09600
PRECISION CASTPARTS CORPCOM74018910523,545102,500SHPutDFND1102,50000
PTC INCCOM69370C1005,418170,701SH DFND2170,70100
PTC THERAPEUTICS INCCOM69366J2002409,000SH DFND19,00000
PTC THERAPEUTICS INCCOM69366J200803,000SH DFND33,00000
QUALCOMM INCCOM7475251034,70187,496SH DFND187,49600
RACKSPACE HOSTING INCCOM7500861004,647188,305SH DFND2188,30500
RACKSPACE HOSTING INCCOM750086100863,500SH DFND33,50000
RAPTOR PHARMACEUTICAL CORPCOM75382F10611819,500SH DFND319,50000
REPLIGEN CORPCOM75991610969625,000SHCallDFND325,00000
RLJ ENTMT INCCOM74965F104713,503SH DFND113,50300
ROYAL DUTCH SHELL PLCSPON ADR B78025910717,582370,300SHCallDFND1370,30000
SALLY BEAUTY HLDGS INCCOM79546E10485536,000SH DFND136,00000
SANCHEZ ENERGY CORPCOM79970Y1053,410554,457SH DFND1554,45700
SCHLUMBERGER LTDCOM8068571081,55222,500SHCallDFND122,50000
SCHWAB CHARLES CORP NEWCOM8085131051,02135,750SH DFND135,75000
SCIENTIFIC GAMES CORPCL A80874P1093,138300,334SH DFND1300,33400
SHIRE PLCSPONSORED ADR82481R1066933,375SH DFND13,37500
SIGMA ALDRICH CORPCOM82655210117,393125,199SH DFND1125,19900
SIGNATURE BK NEW YORK N YCOM82669G1043992,900SH DFND12,90000
SIGNET JEWELERS LIMITEDSHSG812761005,74742,216SH DFND242,21600
SILVER STD RES INCCOM82823L10619630,000SH DFND130,00000
SOLERA HOLDINGS INCCOM83421A1045,400100,000SHPutDFND1100,00000
SOLERA HOLDINGS INCCOM83421A10420,874386,558SH DFND1386,55800
SOLERA HOLDINGS INCCOM83421A10423,106427,900SHCallDFND1427,90000
SOTHEBYSCOM8358981075,331166,708SH DFND2166,70800
SPDR GOLD TRUSTGOLD SHS78463V1076756,315SH DFND16,31500
SPDR S&P 500 ETF TRTR UNIT78462F1031,91610,000SHPutDFND110,00000
SPDR S&P 500 ETF TRTR UNIT78462F1035,432131,900SHPutDFND3131,90000
SPDR SERIES TRUSTS&P HOMEBUILD78464A8886,113178,600SHCallDFND1178,60000
STANCORP FINL GROUP INCCOM85289110029,117254,965SH DFND1254,96500
STARZCOM SER A85571Q1022246,000SH DFND16,00000
STERLING BANCORP DELCOM85917A10077351,960SH DFND151,96000
SUNESIS PHARMACEUTICALS INCCOM NEW8673286013340,800SHCallDFND340,80000
SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1081,12539,262SH DFND139,26200
SUPERNUS PHARMACEUTICALS INCCOM86845910814010,000SH DFND110,00000
SYMETRA FINL CORPCOM87151Q10663320,000SH DFND120,00000
SYNERGY PHARMACEUTICALS DEL*W EXP 12/06/2018716391187382,959SH DFND382,95900
SYNERGY PHARMACEUTICALS DELCOM NEW8716393081,014191,400SH DFND1191,40000
SYNERGY PHARMACEUTICALS DELCOM NEW871639308795150,000SHCallDFND1150,00000
SYSCO CORPCOM8718291075,664145,351SH DFND2145,35100
TESLA MTRS INCCOM88160R1018633,474SH DFND13,47400
TEVA PHARMACEUTICAL INDS LTDADR8816242091,41525,054SH DFND125,05400
TEVA PHARMACEUTICAL INDS LTDADR8816242092,08937,000SHCallDFND137,00000
THORATEC CORPCOM NEW88517530763310,000SH DFND310,00000
TIME WARNER CABLE INCCOM88732J2076813,800SHPutDFND33,80000
TIME WARNER CABLE INCCOM88732J20729,926166,841SH DFND1166,84100
TIME WARNER CABLE INCCOM88732J2072291,278SH DFND31,27800
TRIUMPH GROUP INC NEWCOM8968181015,019119,271SH DFND2119,27100
TWENTY FIRST CENTY FOX INCCL B90130A2005,676209,693SH DFND2209,69300
UNILIFE CORP NEWCOM90478E103343350,000SH DFND1350,00000
UNIQURE NVSHSN9006410120510,000SH DFND110,00000
VALEANT PHARMACEUTICALS INTLCOM91911K1024,44524,919SH DFND224,91900
VEREIT INCCOM92339V1005,445705,263SH DFND2705,26300
VIPER ENERGY PARTNERS LPCOM UNT RP INT92763M1051,12678,782SH DFND178,78200
VIRNETX HLDG CORPCOM92823T108535150,353SH DFND1150,35300
VORNADO RLTY TRSH BEN INT9290421093,65640,432SH DFND140,43200
WEATHERFORD INTL PLCORD SHSG4883310041148,500SH DFND348,50000
WEATHERFORD INTL PLCORD SHSG4883310050960,000SHPutDFND360,00000
WESCO INTL INCCOM95082P1054,972106,997SH DFND2106,99700
WESTLAKE CHEM CORPCOM9604131024007,700SH DFND17,70000
WILLIAMS COS INC DELCOM96945710046112,500SH DFND112,50000
WILLIAMS COS INC DELCOM9694571005,952161,500SHCallDFND1161,50000
WISDOMTREE TREUROPE HEDGED EQ97717X70128,408519,800SHCallDFND1519,80000
WISDOMTREE TRINDIA ERNGS FD97717W4226,249313,700SHCallDFND1313,70000
WPX ENERGY INCCOM98212B1036610,000SH DFND310,00000
WPX ENERGY INCCOM98212B1039915,000SHPutDFND315,00000
YAHOO INCCOM9843321063,928135,867SH DFND1135,86700
YAHOO INCCOM9843321064,195145,100SHCallDFND1145,10000
YUM BRANDS INCCOM9884981011,66120,779SH DFND120,77900
YUM BRANDS INCCOM9884981015,69871,266SH DFND271,26600
ZEBRA TECHNOLOGIES CORPCL A9892071053754,900SH DFND14,90000
ZOETIS INCCL A98978V1031,88445,751SH DFND145,75100
ZOETIS INCCL A98978V1035,254127,579SH DFND2127,57900
ZS PHARMA INCCOM98979G1051,14017,366SH DFND117,36600